Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forestar Group Inc.FOR · Entity 4727 | Chief Administrative Officer | March 16, 2017 | March 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forestar Group Inc.
Report date March 16, 2017 · Filed March 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,845 |
Ending reported balance
After 2017-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-16 · Grant · Acquired 19,690 · Balance 87,231 F1: Represents vesting of 2014 Performance Stock Units Row 2 · 2017-03-16 · Tax withholding · Disposed 5,386 · Balance 81,845 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,000 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.85 · Expires 2018-02-12 | Direct | 22,300 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 22,300 F2: Vesting schedule for Options granted 02/12/2008 - Exercise price is $28.85: Options Exercisable 02/12/2009 - 5,575; Options Exercisable 02/12/2010 - 5,575; Options Exercisable 02/12/2011 - 5,575; Options Exercisable 02/12/2012 - 5,575. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.80 · Expires 2020-02-09 | Direct | 10,757 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,757 F3: Vesting schedule for Options granted 02/09/2010 - Exercise price is $17.80: Options Exercisable 02/09/2011 - 2,689; Options Exercisable 02/09/2012 - 2,689; Options Exercisable 02/09/2013 - 2,689; and Options Exercisable 02/09/2014 - 2,690. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.59 · Expires 2021-02-08 | Direct | 20,772 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,772 F4: Vesting schedule for Options granted 02/08/2011 - Exercise price is $18.59: Options Exercisable 02/08/2012 - 5,193; Options Exercisable 02/08/2013 - 5,193; Options Exercisable 02/08/2014 - 5,193; and Options Exercisable 02/08/2015 - 5,193. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.11 · Expires 2022-02-14 | Direct | 24,142 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 24,142 F5: Vesting schedule for Options granted 02/14/2012 - Exercise price is $16.11: Options Exercisable 02/14/2013 - 6,035; Options Exercisable 02/14/2014 - 6,036; Options Exercisable 02/14/2015 - 6,035; and Options Exercisable 02/14/2016 - 6,036. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.70 · Expires 2023-02-12 | Direct | 24,366 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 24,366 F6: Vesting schedule for Options granted 02/12/2013 - Exercise price is $18.70: Options Exercisable 02/12/2014 - 6,091; Options Exercisable 02/12/2015 - 6,092; Options Exercisable 02/12/2016 - 6,091; and Options Exercisable 02/12/2017 - 6,092. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.08 · Expires 2025-02-10 | Direct | 22,971 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 22,971 F7: Vesting schedule for Options granted 02/10/2015 - Exercise price is $14.08: Options Exercisable 02/10/2016 - 5,742; Options Exercisable 02/10/2017 - 5,743; Options Exercisable 02/10/2018 - 5,743; and Options Exercisable 02/10/2019 - 5,743. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $17.80 · Expires 2020-02-09 | Direct | 12,628 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 12,628 F8: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/09/2010 - Exercise price is $17.80: SARs Exercisable 02/09/2011 - 3,157; SARs Exercisable 02/09/2012 - 3,157; SARs Exercisable 02/09/2013 - 3,157; and SARs Exercisable 02/09/2014 - 3,157. SARs will be settled for cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 11,628 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 11,628 F9: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-02-10 | Direct | 23,158 |
Reported balance
Holding disclosure · report date 2017-03-16 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 23,158 F10: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of 2014 Performance Stock Units
F2: Vesting schedule for Options granted 02/12/2008 - Exercise price is $28.85: Options Exercisable 02/12/2009 - 5,575; Options Exercisable 02/12/2010 - 5,575; Options Exercisable 02/12/2011 - 5,575; Options Exercisable 02/12/2012 - 5,575.
F3: Vesting schedule for Options granted 02/09/2010 - Exercise price is $17.80: Options Exercisable 02/09/2011 - 2,689; Options Exercisable 02/09/2012 - 2,689; Options Exercisable 02/09/2013 - 2,689; and Options Exercisable 02/09/2014 - 2,690.
F4: Vesting schedule for Options granted 02/08/2011 - Exercise price is $18.59: Options Exercisable 02/08/2012 - 5,193; Options Exercisable 02/08/2013 - 5,193; Options Exercisable 02/08/2014 - 5,193; and Options Exercisable 02/08/2015 - 5,193.
F5: Vesting schedule for Options granted 02/14/2012 - Exercise price is $16.11: Options Exercisable 02/14/2013 - 6,035; Options Exercisable 02/14/2014 - 6,036; Options Exercisable 02/14/2015 - 6,035; and Options Exercisable 02/14/2016 - 6,036.
F6: Vesting schedule for Options granted 02/12/2013 - Exercise price is $18.70: Options Exercisable 02/12/2014 - 6,091; Options Exercisable 02/12/2015 - 6,092; Options Exercisable 02/12/2016 - 6,091; and Options Exercisable 02/12/2017 - 6,092.
F7: Vesting schedule for Options granted 02/10/2015 - Exercise price is $14.08: Options Exercisable 02/10/2016 - 5,742; Options Exercisable 02/10/2017 - 5,743; Options Exercisable 02/10/2018 - 5,743; and Options Exercisable 02/10/2019 - 5,743.
F8: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/09/2010 - Exercise price is $17.80: SARs Exercisable 02/09/2011 - 3,157; SARs Exercisable 02/09/2012 - 3,157; SARs Exercisable 02/09/2013 - 3,157; and SARs Exercisable 02/09/2014 - 3,157. SARs will be settled for cash.
F9: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock.
F10: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 20, 2017 18:00 UTC | Forestar Group Inc. FOR · Entity 4727 | Tax withholdingCommon Stock | 5,386 | $13.00 | $70,018.00 |
DisclosureSEC source: 0001209191-17-021810 · doc4.xml · nonDerivative · entry 2 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,845 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 18:00 UTC | Forestar Group Inc. FOR · Entity 4727 | GrantCommon Stock | 19,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-021810 · doc4.xml · nonDerivative · entry 1 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,231 F1 · price: Represents vesting of 2014 Performance Stock Units Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:28 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionMarket Stock Units · Derivative | 7,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011363 · doc4.xml · derivative · entry 12 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,360 shares Expires 2017-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period. F10 · derivative.exercise_date: Number of shares to be received upon vesting will vary depending upon performance of Company stock over the performance period. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:28 UTC | Forestar Group Inc. FOR · Entity 4727 | Tax withholdingCommon Stock | 1,349 | $12.95 | $17,469.55 |
DisclosureSEC source: 0001209191-17-011363 · doc4.xml · nonDerivative · entry 2 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,541 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 14:28 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionCommon Stock | 4,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-011363 · doc4.xml · nonDerivative · entry 1 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of previously reported Market Stock Units. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionRestricted Share Units · Derivative | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · derivative · entry 13 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,846 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: Restricted share units granted on 02/11/2014 will vest as follows: 1,846 on 02/11/2015; 1,845 on 02/11/2016; 1,846 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date. F10 · derivative.exercise_price: Restricted share units granted on 02/11/2014 will vest as follows: 1,846 on 02/11/2015; 1,845 on 02/11/2016; 1,846 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date. F10 · derivative.exercise_date: Restricted share units granted on 02/11/2014 will vest as follows: 1,846 on 02/11/2015; 1,845 on 02/11/2016; 1,846 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date. F10 · derivative.expiration_date: Restricted share units granted on 02/11/2014 will vest as follows: 1,846 on 02/11/2015; 1,845 on 02/11/2016; 1,846 on 02/11/2017. Restricted share units will be settled for cash based on the fair market value on vesting date. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Disposition to issuerCommon Stock | 1,846 | $13.00 | $23,998.00 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · nonDerivative · entry 4 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,153 F2 · shares: Restricted share units vested 02/11/2017. Restricted stock units are being settled for cash based on the fair market value on 02/11/2017. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionCommon Stock | 1,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · nonDerivative · entry 3 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted share units vested 02/11/2017. Restricted stock units are being settled for cash based on the fair market value on 02/11/2017. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionRestricted Share Units · Derivative | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · derivative · entry 14 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,628 Underlying: Common Stock · 5,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · security: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock. F11 · derivative.exercise_price: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock. F11 · derivative.exercise_date: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock. F11 · derivative.expiration_date: Restricted share units granted on 02/09/2016 will vest as follows: 5,814 on 02/09/2017; 5,814 on 02/09/2018; 5,814 on 02/09/2019. Restricted share units will be settled with stock. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Tax withholdingCommon Stock | 1,899 | $12.70 | $24,117.30 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · nonDerivative · entry 2 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,153 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 13:41 UTC | Forestar Group Inc. FOR · Entity 4727 | Exercise / conversionCommon Stock | 5,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009888 · doc4.xml · nonDerivative · entry 1 Grimm David M · CIK 0001417039 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted share units vested 02/09/2017. Restricted stock units are being settled in stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.