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TD Securities (USA) LLC

Disclosed activity across 1 company

Tapewire entity
177539
SEC CIK
0001335977

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND

Report date September 30, 2016 · Filed March 24, 2017 · Amendment

Section 16 reporting ended · disclosed 2017-03-24. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 26, 2016 Filed Sep 28, 2016 16:22 UTC NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND NAN · Entity 1399 SaleVariable Rate Demand Preferred Shares 335 $100.00 $33,500.00
Disclosure

SEC source: 0001354488-16-008317 · issuerdirect_section16.xml · nonDerivative · entry 1

TD Securities (USA) LLC · CIK 0001335977 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.