Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETSY INCETSY · Entity 2395 | Chief Technology Officer | April 01, 2017 | April 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETSY INC
Report date April 01, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,613 |
Reported balance
After 2017-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-01 · Exercise / conversion · Acquired 1,987 · Balance 7,613 F1: Shares of common stock acquired upon the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 6,793 |
Reported balance
After 2017-04-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-04-01 · Tax withholding · Disposed 820 · Balance 6,793 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,872 |
Reported balance
After 2017-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-01 · Exercise / conversion · Disposed 1,987 · Balance 19,872 F2: Units correspond 1-for-1 with common stock. F3: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock acquired upon the vesting of restricted stock units.
F2: Units correspond 1-for-1 with common stock.
F3: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2017 Filed Apr 4, 2017 16:19 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionRestricted Stock Units · Derivative | 1,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000036 · wf-form4_149133714389644.xml · derivative · entry 3 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,872 Underlying: Common Stock · 1,987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F3 · derivative.exercise_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. F3 · derivative.expiration_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:19 UTC | ETSY INC ETSY · Entity 2395 | Tax withholdingCommon Stock | 820 | $10.63 | $8,716.60 |
DisclosureSEC source: 0001370637-17-000036 · wf-form4_149133714389644.xml · nonDerivative · entry 2 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,793 Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:19 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 1,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000036 · wf-form4_149133714389644.xml · nonDerivative · entry 1 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of common stock acquired upon the vesting of restricted stock units. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:03 UTC | ETSY INC ETSY · Entity 2395 | GrantRestricted Stock Units · Derivative | 17,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000030 · wf-form4_148978462015512.xml · derivative · entry 2 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,910 Underlying: Common Stock · 17,050 shares Expires not disclosed F2 · security: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation. F3 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F4 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:03 UTC | ETSY INC ETSY · Entity 2395 | GrantEmployee stock option (right to buy) · Derivative | 44,185 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001370637-17-000030 · wf-form4_148978462015512.xml · derivative · entry 1 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,185 Underlying: Common Stock · 44,185 shares Expires 2027-03-14 F1 · derivative.exercise_date: The stock options will become exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:57 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionRestricted Stock Units · Derivative | 1,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000003 · wf-form4_148356706152443.xml · derivative · entry 3 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,860 Underlying: Common Stock · 1,987 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F3 · derivative.exercise_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. F3 · derivative.expiration_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:57 UTC | ETSY INC ETSY · Entity 2395 | Tax withholdingCommon Stock | 925 | $11.78 | $10,896.50 |
DisclosureSEC source: 0001370637-17-000003 · wf-form4_148356706152443.xml · nonDerivative · entry 2 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,626 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 16:57 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 1,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000003 · wf-form4_148356706152443.xml · nonDerivative · entry 1 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of common stock acquired upon the vesting of restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:17 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionRestricted Stock Units · Derivative | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-16-000113 · wf-form4_147561581496541.xml · derivative · entry 3 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,847 Underlying: Common Stock · 1,988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F3 · derivative.exercise_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. F3 · derivative.expiration_date: On November 2, 2015, the reporting person was granted 31,796 restricted stock units, which vest in 16 equal quarterly installments, beginning on January 1, 2016, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:17 UTC | ETSY INC ETSY · Entity 2395 | Tax withholdingCommon Stock | 820 | $14.28 | $11,709.60 |
DisclosureSEC source: 0001370637-16-000113 · wf-form4_147561581496541.xml · nonDerivative · entry 2 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,564 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:17 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 1,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-16-000113 · wf-form4_147561581496541.xml · nonDerivative · entry 1 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Shares of common stock acquired upon the vesting of restricted stock units. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:05 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 36,532 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001628280-16-019751 · wf-form4_147466109625115.xml · derivative · entry 3 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,532 shares Expires 2021-10-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 25% of the stock option became exercisable on July 20, 2012, with the remainder exercisable in 36 equal monthly installments thereafter. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:05 UTC | ETSY INC ETSY · Entity 2395 | SaleCommon Stock | 36,532 | $15.00 | $547,980.00 |
DisclosureSEC source: 0001628280-16-019751 · wf-form4_147466109625115.xml · nonDerivative · entry 2 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 16:05 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 36,532 | $2.30 | $84,023.60 |
DisclosureSEC source: 0001628280-16-019751 · wf-form4_147466109625115.xml · nonDerivative · entry 1 ALLSPAW JOHN · CIK 0001652593 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.