Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Senior V.P. & CTO | December 11, 2003 | December 15, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date December 11, 2003 · Filed December 15, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 17,489.402 |
Reported balance
After 2003-12-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2003-12-11 · Exercise / conversion · Acquired 8,839 · Balance 17,489.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 11,589.402 |
Reported balance
After 2003-12-11 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2003-12-11 · Sale · Disposed 5,900 · Balance 11,589.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 8,650.402 |
Reported balance
After 2003-12-11 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2003-12-11 · Sale · Disposed 2,939 · Balance 8,650.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 19,570.402 |
Reported balance
After 2003-12-12 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2003-12-12 · Exercise / conversion · Acquired 10,920 · Balance 19,570.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 8,650.402 |
Reported balance
After 2003-12-12 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2003-12-12 · Sale · Disposed 10,920 · Balance 8,650.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. |
| $1 Par Common StockSEC Table I · non-derivative | Direct | 1,717.402 |
Reported balance
After 2003-12-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2003-12-15 · Disposition to issuer · Disposed 6,933 · Balance 1,717.402 F1: References to Deere & Company common stock includes associated preferred stock rights. F3: Represents restricted stock units forfeited to the issuer upon resignation for failure to satisfy three year cliff vesting requirements of the grant. |
| Market Priced OptionSEC Table II · derivative / convertible security · Conversion / exercise price $45.80 · Expires 2012-12-11 | Direct | 0 |
Reported balance
After 2003-12-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2003-12-11 · Exercise / conversion · Disposed 8,839 · Balance 0 F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5: The options become exercisable in three installments on December 11, 2003, December 13, 2004, and December 12, 2005. The remaining unvested options were forfeited upon resignation. |
| Market Priced OptionSEC Table II · derivative / convertible security · Conversion / exercise price $42.30 · Expires 2011-12-12 | Direct | 0 |
Reported balance
After 2003-12-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2003-12-12 · Exercise / conversion · Disposed 10,920 · Balance 0 F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6: The options become exercisable in three installments on December 12, 2002, December 12, 2003, and December 13, 2004. The remaining unvested options were forfeited upon resignation. |
Filing footnotes · ownership attribution and instrument terms
F1: References to Deere & Company common stock includes associated preferred stock rights.
F2: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan.
F3: Represents restricted stock units forfeited to the issuer upon resignation for failure to satisfy three year cliff vesting requirements of the grant.
F4: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
F5: The options become exercisable in three installments on December 11, 2003, December 13, 2004, and December 12, 2005. The remaining unvested options were forfeited upon resignation.
F6: The options become exercisable in three installments on December 12, 2002, December 12, 2003, and December 13, 2004. The remaining unvested options were forfeited upon resignation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Disposition to issuer$1 Par Common Stock | 6,933 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 6 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,717.402 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F3 · shares: Represents restricted stock units forfeited to the issuer upon resignation for failure to satisfy three year cliff vesting requirements of the grant. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Option · Derivative | 10,920 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · derivative · entry 8 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,920 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options become exercisable in three installments on December 12, 2002, December 12, 2003, and December 13, 2004. The remaining unvested options were forfeited upon resignation. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 10,920 | $62.66 | $684,247.20 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 5 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,650.402 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 12, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 10,920 | $42.30 | $461,916.00 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 4 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,570.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Option · Derivative | 8,839 | $0.00 Strike: $45.80 | $0.00 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · derivative · entry 7 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,839 shares Expires 2012-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three installments on December 11, 2003, December 13, 2004, and December 12, 2005. The remaining unvested options were forfeited upon resignation. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,939 | $61.50 | $180,748.50 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 3 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,650.402 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 5,900 | $61.40 | $362,260.00 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 2 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,589.402 F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 11, 2003 Filed Dec 15, 2003 15:26 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,839 | $45.80 | $404,826.20 |
DisclosureSEC source: 0000315189-03-000139 · primary_doc.xml · nonDerivative · entry 1 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,489.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock includes associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Option · Derivative | 8,750 | $0.00 Strike: $39.02 | $0.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · derivative · entry 7 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 8,750 shares Expires 2011-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exrecise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three installments on September 18, 2002, September 18, 2003, and September 20, 2004. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Option · Derivative | 250 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · derivative · entry 6 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,841 Underlying: Common Stock · 250 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exrecise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three installments on December 12, 2002, December 12, 2003, and December 13, 2004. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 2,600 | $61.43 | $159,718.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · nonDerivative · entry 5 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,650.402 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 8,200 | $61.40 | $503,480.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · nonDerivative · entry 4 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250.402 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 800 | $61.48 | $49,184.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · nonDerivative · entry 3 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,450.402 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 250 | $42.30 | $10,575.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · nonDerivative · entry 2 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,250.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| December 01, 2003 Filed Dec 2, 2003 20:33 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,750 | $39.02 | $341,425.00 |
DisclosureSEC source: 0001192678-03-000001 · primary_doc.xml · nonDerivative · entry 1 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Option · Derivative | 11,000 | $0.00 Strike: $42.30 | $0.00 |
DisclosureSEC source: 0000315189-03-000098 · primary_doc.xml · derivative · entry 3 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,091 Underlying: Common Stock · 33,091 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three installments on December 12, 2002, December 12, 2003, and December 13, 2004. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:31 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 9,600 | $57.00 | $547,200.00 |
DisclosureSEC source: 0000315189-03-000098 · primary_doc.xml · nonDerivative · entry 2 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250.402 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 14:31 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 11,000 | $42.30 | $465,300.00 |
DisclosureSEC source: 0000315189-03-000098 · primary_doc.xml · nonDerivative · entry 1 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,850.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| August 19, 2003 Filed Aug 19, 2003 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket-Priced Option · Derivative | 8,000 | $0.00 Strike: $39.02 | $0.00 |
DisclosureSEC source: 0000315189-03-000097 · primary_doc.xml · derivative · entry 3 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 25,000 shares Expires 2011-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three installments on September 18, 2002, September 18, 2003 and September 20, 2004. Read SEC document |
| August 19, 2003 Filed Aug 19, 2003 19:47 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 6,800 | $56.21 | $382,228.00 |
DisclosureSEC source: 0000315189-03-000097 · primary_doc.xml · nonDerivative · entry 2 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,850.402 F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan and 17.402 shares acquired under the Deere & Company dividend reinvestment plan. Read SEC document |
| August 19, 2003 Filed Aug 19, 2003 19:47 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 8,000 | $39.02 | $312,160.00 |
DisclosureSEC source: 0000315189-03-000097 · primary_doc.xml · nonDerivative · entry 1 PURVIS DAVID M · CIK 0001192678 · Senior V.P. & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,650.402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: References to Deere & Company common stock include associated preferred stock rights. F2 · balance_after: Includes 6,933 restricted stock units awarded under the John Deere Omnibus Equity and Incentive Plan and 17.402 shares acquired under the Deere & Company dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.