person · Reporting owner
Schafer Kenneth Derrick
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TUCOWS INC /PA/TCX · Entity 6660 | EVP Retail | March 29, 2017 | April 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TUCOWS INC /PA/
Report date March 29, 2017 · Filed April 20, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,140 |
Reported balance
Holding disclosure · report date 2017-03-29 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 39,140 F1: Original filing did not take into account that the option exercise done by Mr. Schafer was a "net exercise" and as such resulted in a net of 5791 additional shares being beneficially owned by Mr. Schafer, not 10,312 as originally reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Original filing did not take into account that the option exercise done by Mr. Schafer was a "net exercise" and as such resulted in a net of 5791 additional shares being beneficially owned by Mr. Schafer, not 10,312 as originally reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $21.10 Strike: $21.10 | $26,375.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · derivative · entry 10 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 25% per year over a four period at which point they are fully vested. 25% are vested one year after the initial grant. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $19.41 Strike: $19.41 | $48,525.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · derivative · entry 9 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 25% per year over a four period at which point they are fully vested. 25% are vested one year after the initial grant. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,562 | $10.16 Strike: $10.16 | $15,869.92 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · derivative · entry 8 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,562 shares Expires 2020-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 25% per year over a four period at which point they are fully vested. 25% are vested one year after the initial grant. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,125 | $5.76 Strike: $5.76 | $18,000.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · derivative · entry 7 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,875 | $5.52 Strike: $5.52 | $10,350.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · derivative · entry 6 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,875 shares Expires 2019-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 1,250 | $21.10 | $26,375.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · nonDerivative · entry 5 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 2,500 | $19.41 | $48,525.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · nonDerivative · entry 4 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 1,562 | $10.16 | $15,869.92 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · nonDerivative · entry 3 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 3,125 | $5.76 | $18,000.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · nonDerivative · entry 2 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 15:40 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 1,875 | $5.52 | $10,350.00 |
DisclosureSEC source: 0001437749-17-005574 · rdgdoc.xml · nonDerivative · entry 1 Schafer Kenneth Derrick · CIK 0001393585 · EVP Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.