Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CANADIAN PACIFIC KANSAS CITY LTD/CNCP · Entity 2955 | Director · Chief Executive Officer | January 20, 2017 | January 23, 2017 |
| CSX CORPCSX · Entity 442 | Director · CEO & President | April 24, 2017 | April 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CANADIAN PACIFIC KANSAS CITY LTD/CN
Report date January 20, 2017 · Filed January 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectE. Hunter Harrison Revocable Trust | 0 |
Reported balance
After 2017-01-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-01-20 · Sale · Disposed 153,951 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectJeannie D. Harrison Revocable Trust | 0 |
Reported balance
After 2017-01-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-01-20 · Sale · Disposed 24,666 · Balance 0 |
CSX CORP
Report date April 24, 2017 · Filed April 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,000 |
Reported balance
After 2017-04-24 transaction · row 1
1 source rowRow 1 · 2017-04-24 · Purchase · Acquired 300,000 · Balance 300,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2017 Filed Apr 25, 2017 18:46 UTC | CSX CORP CSX · Entity 442 | PurchaseCommon Stock | 300,000 | $50.20 | $15,060,000.00 |
DisclosureSEC source: 0001209191-17-028106 · doc4.xml · nonDerivative · entry 1 Harrison E Hunter · CIK 0001506478 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:35 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 9,000,000 | $49.79 Strike: $49.79 | $448,110,000.00 |
DisclosureSEC source: 0000950103-17-002322 · dp73903_4-harrison.xml · derivative · entry 1 Harrison E Hunter · CIK 0001506478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000,000 Underlying: Common Stock · 9,000,000 shares Expires 2027-03-05 F1 · derivative.exercise_date: The award is scheduled to vest and become exercisable as follows: (1) 4,500,000 of the options vest based on continued employment with 1,125,000 of such options vesting on each of the first, second, third and fourth anniversaries of the date of grant and (2) the remaining 4,500,000 options are eligible to vest in equal parts (subject to continued employment) on the date of the issuance of the audit report by the company's auditor for each of fiscal years 2017, 2018, 2019 and 2020, subject to the attainment of certain performance goals with the ability for options that did not vest based on performance during a prior fiscal year to vest in a subsequent fiscal year upon the attainment of subsequent year performance goals. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 15:42 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 24,666 | $150.82 | $3,720,126.12 |
DisclosureSEC source: 0001628280-17-000342 · wf-form4_148520413892579.xml · nonDerivative · entry 2 Harrison E Hunter · CIK 0001506478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Jeannie D. Harrison Revocable Trust Disclosed balance after: 0 Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 15:42 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | SaleCommon Stock | 153,951 | $150.81 | $23,216,826.88 |
DisclosureSEC source: 0001628280-17-000342 · wf-form4_148520413892579.xml · nonDerivative · entry 1 Harrison E Hunter · CIK 0001506478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · E. Hunter Harrison Revocable Trust Disclosed balance after: 0 Read SEC document |
| October 24, 2016 Filed Oct 26, 2016 16:54 UTC | CANADIAN PACIFIC KANSAS CITY LTD/CN CP · Entity 2955 | GrantRights (Deferred Share Units) · Derivative | 172 | $150.72 | $25,923.84 |
DisclosureSEC source: 0001628280-16-020313 · wf-form4_147751525839337.xml · derivative · entry 1 Harrison E Hunter · CIK 0001506478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,443 Underlying: Common Stock · 172 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F2 · kind: These DSUs represent dividend equivalents credited to the reporting person's account, following Canadian Pacific Railway Limited's dividend payment on October 24, 2016. F1 · derivative.exercise_date: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F1 · derivative.expiration_date: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. F1 · derivative.underlying_shares: Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one share of common stock of Canadian Pacific Railway Limited. DSUs are held until termination of employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.