Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AZZ INCAZZ · Entity 4043 | VP & Chief Accounting Officer | April 27, 2017 | May 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AZZ INC
Report date April 27, 2017 · Filed May 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 3,908 |
Ending reported balance
After 2017-04-27 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-04-27 · Exercise / conversion · Acquired 310 · Balance 3,769 Row 2 · 2017-04-27 · Exercise / conversion · Acquired 290 · Balance 4,059 Row 3 · 2017-04-27 · Exercise / conversion · Acquired 6 · Balance 4,065 F1: Represents the vesting of dividend equivalent rights accrued on 310 restricted stock units ("RSUs") granted on 4/27/2015, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Row 4 · 2017-04-27 · Exercise / conversion · Acquired 2 · Balance 4,067 F2: Represents the vesting of dividend equivalent rights accrued on 290 RSUs granted on 4/27/2016, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Row 5 · 2017-04-27 · Tax withholding · Disposed 159 · Balance 3,908 F3: The reporting person disposed of 159 shares of common stock to satisfy tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 310 |
Reported balance
After 2017-04-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-04-27 · Exercise / conversion · Disposed 310 · Balance 310 F4: Each RSU represents a contingent right to receive one share of AZZ common stock. F5: The RSUs granted on 4/27/2015, vest ratably over a 3-year period beginning on 4/27/2016. F6: Once vested, the shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 580 |
Reported balance
After 2017-04-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-04-27 · Exercise / conversion · Disposed 290 · Balance 580 F4: Each RSU represents a contingent right to receive one share of AZZ common stock. F7: The RSUs granted on 4/27/2016, vest ratably over a 3-year period beginning on 4/27/2017. F6: Once vested, the shares of common stock are not subject to expiration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 830 |
Reported balance
After 2017-04-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-04-27 · Grant · Acquired 830 · Balance 830 F4: Each RSU represents a contingent right to receive one share of AZZ common stock. F8: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vet over a three-year period with one-third of the RSUs vesting on each of the first, second and third anniversaries of the grant date, beginning on 4/27/2018. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 830 |
Reported balance
After 2017-04-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-04-27 · Grant · Acquired 830 · Balance 830 F9: Each Performance Share Unit ("PSU") represents a contingent right to receive shares of AZZ common stock with the actual number varying based on achieved results. F10: The PSUs are issued under AZZ's 2014 Plan. The PSUs will vest and become payable, if at all, on the third anniversary from the date of grant, ranging from 0% to 200% based on AZZ achieving a target average adjusted return on assets from March 1, 2017 to February 28, 2020. Actual payout will be subject to a multiplier up to a maximum of 250% of the target award if AZZ's total shareholder return for the 3-year period ranks within the top quartile relative to each company in a custom industry peer group for the same period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of dividend equivalent rights accrued on 310 restricted stock units ("RSUs") granted on 4/27/2015, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest.
F2: Represents the vesting of dividend equivalent rights accrued on 290 RSUs granted on 4/27/2016, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest.
F3: The reporting person disposed of 159 shares of common stock to satisfy tax withholding obligations.
F4: Each RSU represents a contingent right to receive one share of AZZ common stock.
F5: The RSUs granted on 4/27/2015, vest ratably over a 3-year period beginning on 4/27/2016.
F6: Once vested, the shares of common stock are not subject to expiration.
F7: The RSUs granted on 4/27/2016, vest ratably over a 3-year period beginning on 4/27/2017.
F8: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vet over a three-year period with one-third of the RSUs vesting on each of the first, second and third anniversaries of the grant date, beginning on 4/27/2018.
F9: Each Performance Share Unit ("PSU") represents a contingent right to receive shares of AZZ common stock with the actual number varying based on achieved results.
F10: The PSUs are issued under AZZ's 2014 Plan. The PSUs will vest and become payable, if at all, on the third anniversary from the date of grant, ranging from 0% to 200% based on AZZ achieving a target average adjusted return on assets from March 1, 2017 to February 28, 2020. Actual payout will be subject to a multiplier up to a maximum of 250% of the target award if AZZ's total shareholder return for the 3-year period ranks within the top quartile relative to each company in a custom industry peer group for the same period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | GrantPerformance Share Units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · derivative · entry 9 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: COMMON STOCK · 830 shares Expires not disclosed F9 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents a contingent right to receive shares of AZZ common stock with the actual number varying based on achieved results. F10 · derivative.exercise_date: The PSUs are issued under AZZ's 2014 Plan. The PSUs will vest and become payable, if at all, on the third anniversary from the date of grant, ranging from 0% to 200% based on AZZ achieving a target average adjusted return on assets from March 1, 2017 to February 28, 2020. Actual payout will be subject to a multiplier up to a maximum of 250% of the target award if AZZ's total shareholder return for the 3-year period ranks within the top quartile relative to each company in a custom industry peer group for the same period. F10 · derivative.expiration_date: The PSUs are issued under AZZ's 2014 Plan. The PSUs will vest and become payable, if at all, on the third anniversary from the date of grant, ranging from 0% to 200% based on AZZ achieving a target average adjusted return on assets from March 1, 2017 to February 28, 2020. Actual payout will be subject to a multiplier up to a maximum of 250% of the target award if AZZ's total shareholder return for the 3-year period ranks within the top quartile relative to each company in a custom industry peer group for the same period. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | GrantRestricted Stock Units · Derivative | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · derivative · entry 8 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830 Underlying: COMMON STOCK · 830 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F8 · derivative.exercise_date: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vet over a three-year period with one-third of the RSUs vesting on each of the first, second and third anniversaries of the grant date, beginning on 4/27/2018. F8 · derivative.expiration_date: The RSUs are granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and vet over a three-year period with one-third of the RSUs vesting on each of the first, second and third anniversaries of the grant date, beginning on 4/27/2018. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · derivative · entry 7 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Underlying: COMMON STOCK · 290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F7 · derivative.exercise_date: The RSUs granted on 4/27/2016, vest ratably over a 3-year period beginning on 4/27/2017. F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · derivative · entry 6 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: COMMON STOCK · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F5 · derivative.exercise_date: The RSUs granted on 4/27/2015, vest ratably over a 3-year period beginning on 4/27/2016. F6 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 159 | $60.20 | $9,571.80 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · nonDerivative · entry 5 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,908 F3 · shares: The reporting person disposed of 159 shares of common stock to satisfy tax withholding obligations. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · nonDerivative · entry 4 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the vesting of dividend equivalent rights accrued on 290 RSUs granted on 4/27/2016, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · nonDerivative · entry 3 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of dividend equivalent rights accrued on 310 restricted stock units ("RSUs") granted on 4/27/2015, which AZZ has elected to pay in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · nonDerivative · entry 2 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed May 1, 2017 23:54 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000060 · wf-form4_149368283818439.xml · nonDerivative · entry 1 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 13, 2017 21:03 UTC | AZZ INC AZZ · Entity 4043 | GrantCOMMON STOCK | 126 | $47.66 | $6,005.16 |
DisclosureSEC source: 0000008947-17-000038 · wf-form4_148943900030681.xml · nonDerivative · entry 1 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 F1 · kind: The reporting person is voluntarily reporting the acquisition of the Issuer's common stock pursuant to AZZ Inc.'s Employee Stock Purchase Plan (the "ESPP"), for the ESPP purchase period of September 5, 2016 through March 6, 2017. This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing stock price of the Issuer's common stock on the Enrollment Date (as defined in the ESPP). Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:26 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionRestricted Stock Units · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000023 · wf-form4_148849720119007.xml · derivative · entry 3 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of AZZ common stock. F3 · derivative.exercise_date: The RSUs granted on March 1, 2014 vested in their entirety on March 1, 2017. F4 · derivative.expiration_date: Once vested, the shares of common stock are not subject to expiration. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:26 UTC | AZZ INC AZZ · Entity 4043 | Tax withholdingCOMMON STOCK | 342 | $60.55 | $20,708.10 |
DisclosureSEC source: 0000008947-17-000023 · wf-form4_148849720119007.xml · nonDerivative · entry 2 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · shares: Shares disposed of represent withholding to satisfy a tax obligation upon the vesting of 1,050 restricted stock units ("RSUs"). Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:26 UTC | AZZ INC AZZ · Entity 4043 | Exercise / conversionCOMMON STOCK | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0000008947-17-000023 · wf-form4_148849720119007.xml · nonDerivative · entry 1 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 13, 2016 21:12 UTC | AZZ INC AZZ · Entity 4043 | PurchaseCOMMON STOCK | 1,000 | $54.54 | $54,540.00 |
DisclosureSEC source: 0000008947-16-000276 · wf-form4_147639315777059.xml · nonDerivative · entry 1 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,625 Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:28 UTC | AZZ INC AZZ · Entity 4043 | PurchaseCOMMON STOCK | 277 | $47.66 | $13,201.82 |
DisclosureSEC source: 0000008947-16-000261 · wf-form4_147336646866253.xml · nonDerivative · entry 1 Steines Robert Joseph · CIK 0001592575 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 F1 · kind: The purchase of the reported shares is made pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.