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CALDWELL ROYCE S

Disclosed activity across 1 company

Tapewire entity
176619
SEC CIK
0001128392

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CULLEN/FROST BANKERS, INC.

Report date April 27, 2017 · Filed May 02, 2017 · Amendment

Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect7,718 Reported balance After 2017-04-27 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-04-27 · Exercise / conversion · Acquired 4,918 · Balance 7,718

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-27 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2017-04-27 · Exercise / conversion · Disposed 4,918 · Balance 0

F1: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 27, 2017 Filed May 1, 2017 21:53 UTC CULLEN/FROST BANKERS, INC. CFR · Entity 3533 Exercise / conversionDeferred Stock Units · Derivative 4,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028983 · doc4.xml · derivative · entry 2

CALDWELL ROYCE S · CIK 0001128392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

Read SEC document
April 27, 2017 Filed May 1, 2017 21:53 UTC CULLEN/FROST BANKERS, INC. CFR · Entity 3533 Exercise / conversionCommon Stock, $0.01 par value 4,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028983 · doc4.xml · nonDerivative · entry 1

CALDWELL ROYCE S · CIK 0001128392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 2, 2017 20:42 UTC Amendment CULLEN/FROST BANKERS, INC. CFR · Entity 3533 Exercise / conversionDeferred Stock Units · Derivative 4,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029223 · doc4a.xml · derivative · entry 2

CALDWELL ROYCE S · CIK 0001128392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,918 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive one share of Cullen/Frost Bankers, Inc. common stock.

Read SEC document
April 27, 2017 Filed May 2, 2017 20:42 UTC Amendment CULLEN/FROST BANKERS, INC. CFR · Entity 3533 Exercise / conversionCommon Stock, $0.01 par value 4,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-029223 · doc4a.xml · nonDerivative · entry 1

CALDWELL ROYCE S · CIK 0001128392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.