Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | April 27, 2004 | April 28, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date April 27, 2004 · Filed April 28, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,500 |
Ending reported balance
After 2004-04-27 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2004-04-27 · Exercise / conversion · Acquired 21,000 · Balance 36,500 Row 2 · 2004-04-27 · Sale · Disposed 9,700 · Balance 26,800 Row 3 · 2004-04-27 · Sale · Disposed 1,100 · Balance 25,700 Row 4 · 2004-04-27 · Sale · Disposed 300 · Balance 25,400 Row 5 · 2004-04-27 · Sale · Disposed 900 · Balance 24,500 Row 6 · 2004-04-27 · Sale · Disposed 4,200 · Balance 20,300 Row 7 · 2004-04-27 · Sale · Disposed 400 · Balance 19,900 Row 8 · 2004-04-27 · Sale · Disposed 700 · Balance 19,200 Row 9 · 2004-04-27 · Sale · Disposed 1,400 · Balance 17,800 Row 10 · 2004-04-27 · Sale · Disposed 2,300 · Balance 15,500 |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.88 · Expires 2006-04-18 | Direct | 0 |
Reported balance
After 2004-04-27 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2004-04-27 · Exercise / conversion · Disposed 21,000 · Balance 0 F1: This option became exercisable in 33 1/3% increments beginning on April 18, 1997 and annually thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: This option became exercisable in 33 1/3% increments beginning on April 18, 1997 and annually thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 21,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · derivative · entry 11 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2006-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 18, 1997 and annually thereafter. Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 2,300 | $68.42 | $157,366.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 10 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,400 | $68.41 | $95,774.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 9 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,800 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 700 | $68.38 | $47,866.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 8 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,200 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 400 | $68.37 | $27,348.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 7 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,900 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 4,200 | $68.36 | $287,112.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 6 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,300 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 900 | $68.35 | $61,515.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 5 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 300 | $68.33 | $20,499.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 4 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,400 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 1,100 | $68.32 | $75,152.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 3 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,700 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,700 | $68.30 | $662,510.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 2 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,800 Read SEC document |
| April 27, 2004 Filed Apr 28, 2004 20:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 21,000 | $8.88 | $186,480.00 |
DisclosureSEC source: 0001242043-04-000016 · fli316.xml · nonDerivative · entry 1 FLICK JAMES A JR · CIK 0001238034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.