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person · Reporting owner

SMITH CLAYTON

Disclosed activity across 1 company

Tapewire entity
176569
SEC CIK
0001607072

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CATO CORPCATO · Entity 7181VP, Financial Planning & AllocMay 01, 2017May 03, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CATO CORP

Report date May 01, 2017 · Filed May 03, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,461 Ending reported balance After 2017-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-05-01 · Grant · Acquired 1,085 · Balance 3,582

F1: Compensation Committee awarded restricted shares on March 22, 2017. The grant was effective May 1, 2017, but the shares remain subject to a time-based vesting schedule.

Row 2 · 2017-05-01 · Tax withholding · Disposed 121 · Balance 3,461

Filing footnotes · ownership attribution and instrument terms

F1: Compensation Committee awarded restricted shares on March 22, 2017. The grant was effective May 1, 2017, but the shares remain subject to a time-based vesting schedule.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2017 Filed May 3, 2017 16:14 UTC CATO CORP CATO · Entity 7181 Tax withholdingClass A Common Stock 121 $22.44 $2,715.24
Disclosure

SEC source: 0001127602-17-016507 · form4.xml · nonDerivative · entry 2

SMITH CLAYTON · CIK 0001607072 · VP, Financial Planning & Alloc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Read SEC document
May 01, 2017 Filed May 3, 2017 16:14 UTC CATO CORP CATO · Entity 7181 GrantClass A Common Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016507 · form4.xml · nonDerivative · entry 1

SMITH CLAYTON · CIK 0001607072 · VP, Financial Planning & Alloc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

F1 · shares: Compensation Committee awarded restricted shares on March 22, 2017. The grant was effective May 1, 2017, but the shares remain subject to a time-based vesting schedule.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.