PEAT DAVID W

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 13

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,988 shares

Expires 2034-12-09

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 12

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,175 shares

Expires 2033-11-09

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 11

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,545 shares

Expires 2033-09-11

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 10

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,013 shares

Expires 2031-06-22

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 9

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,833 shares

Expires 2030-01-20

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 8

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,250 shares

Expires 2030-01-20

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 7

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,500 shares

Expires 2029-05-03

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 6

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,500 shares

Expires 2027-12-05

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 5

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2026-12-15

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 4

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,785 shares

Expires 2025-12-23

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · derivative · entry 3

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-02-08

F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

SEC source: 0000950170-25-006837 · ownership.xml · nonDerivative · entry 2

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.

F2 · price: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.

SEC source: 0000950170-25-006837 · ownership.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares.

SEC source: 0001628280-24-050731 · wk-form4_1733942968.xml · derivative · entry 2

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,988

Underlying: Common Stock · 4,988 shares

Expires 2034-12-09

F2 · derivative.exercise_date: These options were granted on December 9, 2024 and vested immediately.

SEC source: 0001628280-24-050731 · wk-form4_1733942968.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,711

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0001104659-23-118191 · tm2330060-1_4seq1.xml · derivative · entry 2

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,175

Underlying: Common Stock · 19,175 shares

Expires 2033-11-09

F2 · derivative.exercise_date: These options were granted on November 9, 2023 and vested immediately.

SEC source: 0001104659-23-118191 · tm2330060-1_4seq1.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,777

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0000950103-23-013573 · dp199994_4-peat.xml · derivative · entry 2

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,545

Underlying: Common Stock · 12,545 shares

Expires 2033-09-11

F2 · derivative.exercise_date: These options were granted on September 11, 2023 and vested immediately.

SEC source: 0000950103-23-013573 · dp199994_4-peat.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,283

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement.

SEC source: 0001104659-21-085322 · tm2120616-5_4seq1.xml · derivative · entry 2

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Underlying: Common Stock · 4,013 shares

Expires 2032-06-22

F3 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022.

SEC source: 0001104659-21-085322 · tm2120616-5_4seq1.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,616

F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer.

F2 · balance_after: Includes (i) 52,141 DSUs and (ii) 4,475 shares of common stock.

SEC source: 0001104659-21-086257 · tm2120616-17_4aseq1.xml · derivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Underlying: Common Stock · 4,013 shares

Expires 2031-06-22

F1 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022.

F2 · derivative.expiration_date: The Form 4 filed by the reporting person on June 24, 2021 incorrectly reported the expiration date of the option as 6/22/2032, which has been corrected in this amendment.

SEC source: 0001104659-21-046237 · tm2112036-6_4seq1.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,711

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company.

F2 · balance_after: Includes (i) 37,689DSUs which were fully vested on the date of grant, and (ii) 4,475 shares of common stock. The Form 3 filed by the reporting person on October 27, 2020 inadvertently overstated the number of shares of common stock owned by the reporting person by 1,202 shares (as adjusted for the reverse stock split noted in the Remarks section below), which has been corrected here.

SEC source: 0001104659-21-047238 · tm2112328-2_4aseq1.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,328

F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company.

F2 · shares: The Form 4 filed by the reporting person on April 2, 2021 incorrectly reported the number of DSUs granted on March 31, 2021, which has been corrected in this amendment.

F3 · balance_after: Includes (i) 49,853 DSUs which were fully vested on the date of grant, and (ii) 4,475 shares of common stock.

SEC source: 0001164727-04-000067 · edgar.xml · derivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2014-04-27

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 27, 2005.

SEC source: 0001164727-04-000048 · edgar.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,545

F1 · balance_after: As of February 29, 2004 the reporting person held 659 shares of Newmont Mining Corporation common stock in his 401-K Plan.

SEC source: 0001164727-04-000027 · edgar.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,844

F1 · balance_after: As of January 30, 2004 the reporting person held 637 shares of Newmont Mining Corporation common stock in his 401-K Plan.

SEC source: 0001164727-03-000200 · edgar.xml · derivative · entry 3

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,562 shares

Expires 2013-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on November 20, 2003, 2004, 2005 and 2006.

SEC source: 0001164727-03-000200 · edgar.xml · nonDerivative · entry 2

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603

F2 · balance_after: As of November 30, 2003 the reporting person held 591 shares of Newmont Mining Corporation common stock, indirectly, in his 401-K Plan.

SEC source: 0001164727-03-000200 · edgar.xml · nonDerivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001164727-03-000190 · edgar.xml · derivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2013-12-02

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 2, 2004.

SEC source: 0001164727-03-000099 · edgar.xml · derivative · entry 1

PEAT DAVID W · CIK 0001174517 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2013-05-06

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on May 6, 2004.