Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WILLIAMS SONOMA INCWSM · Entity 3176 | PRESIDENT WEST ELM BRAND | May 01, 2017 | May 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WILLIAMS SONOMA INC
Report date May 01, 2017 · Filed May 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 45,328 |
Reported balance
After 2017-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-01 · Grant · Acquired 45,328 · Balance 45,328 F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020, and 2021. Vesting of these units is subject to a performance metric. F3: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,504 |
Reported balance
After 2017-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-01 · Grant · Acquired 55,504 · Balance 55,504 F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4: The restricted stock units vest in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units is subject to a performance metric. F3: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F2: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020, and 2021. Vesting of these units is subject to a performance metric.
F3: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F4: The restricted stock units vest in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units is subject to a performance metric.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 23:16 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 55,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016711 · form4.xml · derivative · entry 2 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,504 Underlying: Common Stock · 55,504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units is subject to a performance metric. F3 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| May 01, 2017 Filed May 3, 2017 23:16 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 45,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016711 · form4.xml · derivative · entry 1 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,328 Underlying: Common Stock · 45,328 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020, and 2021. Vesting of these units is subject to a performance metric. F3 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:48 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 8,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015793 · form4.xml · derivative · entry 4 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2014, 2015, 2016 and 2017. Vesting of these units is subject to a performance metric. F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:48 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 4,712 | $55.02 | $259,254.24 |
DisclosureSEC source: 0001127602-17-015793 · form4.xml · nonDerivative · entry 2 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,902 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:48 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 8,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015793 · form4.xml · nonDerivative · entry 1 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2017 Filed Apr 25, 2017 22:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 7,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015463 · form4.xml · derivative · entry 4 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,991 Underlying: Common Stock · 7,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2015, 2016, 2017 and 2018. Vesting of these units is subject to a performance metric. F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 22, 2017 Filed Apr 25, 2017 22:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 4,461 | $54.71 | $244,061.31 |
DisclosureSEC source: 0001127602-17-015463 · form4.xml · nonDerivative · entry 2 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,173 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 22, 2017 Filed Apr 25, 2017 22:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 7,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015463 · form4.xml · nonDerivative · entry 1 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 3,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · derivative · entry 10 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,535 Underlying: Common Stock · 3,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F6 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018, and 2019. Vesting of these units is subject to a performance metric. F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 5,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · derivative · entry 9 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,436 Underlying: Common Stock · 5,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F6 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018, and 2019. Vesting of these units is subject to a performance metric. F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 1,825 | $54.40 | $99,280.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 6 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,643 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 3,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 5 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 3,192 | $54.40 | $173,644.80 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 4 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,200 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 20, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 5,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 3 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 10,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · derivative · entry 8 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,891 Underlying: Common Stock · 10,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019, and 2020. Vesting of these units is subject to a performance metric. F5 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 5,934 | $54.12 | $321,148.08 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 2 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,674 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 23:37 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 10,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015213 · form4.xml · nonDerivative · entry 1 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 22:04 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | SaleCommon Stock | 16,355 | $54.49 | $891,183.95 |
DisclosureSEC source: 0001127602-16-068383 · form4.xml · nonDerivative · entry 1 Brett James W. Jr. · CIK 0001642637 · PRESIDENT WEST ELM BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,978 F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $54.29 to $54.57. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.