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ZUG JAMES W

Disclosed activity across 1 company

Tapewire entity
176499
SEC CIK
0001140790

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMKOR TECHNOLOGY, INC.AMKR · Entity 3481DirectorMay 02, 2017May 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMKOR TECHNOLOGY, INC.

Report date May 02, 2017 · Filed May 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,243 Reported balance After 2017-05-02 transaction · row 1
1 source row

Row 1 · 2017-05-02 · Grant · Acquired 3,415 · Balance 49,243

F1: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.71 · Expires 2027-05-02Direct20,000 Reported balance After 2017-05-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-05-02 · Grant · Acquired 20,000 · Balance 20,000

F2: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

F2: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2017 Filed May 4, 2017 21:37 UTC AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 GrantDirector Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $11.71 $0.00
Disclosure

SEC source: 0001209191-17-030093 · doc4.xml · derivative · entry 2

ZUG JAMES W · CIK 0001140790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Amkor Technology, Inc. Common Stock · 20,000 shares

Expires 2027-05-02

F2 · derivative.exercise_date: These options vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

Read SEC document
May 02, 2017 Filed May 4, 2017 21:37 UTC AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 GrantCommon Stock 3,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030093 · doc4.xml · nonDerivative · entry 1

ZUG JAMES W · CIK 0001140790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,243

F1 · shares: These are restricted shares which vest 100% on the earlier of the first anniversary of the grant date, or the date of the first annual meeting of stockholders following the grant date

Read SEC document
November 18, 2016 Filed Nov 21, 2016 21:13 UTC AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 Exercise / conversionDirector Stock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001209191-16-151434 · doc4.xml · derivative · entry 3

ZUG JAMES W · CIK 0001140790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Amkor Technology, Inc. Common Stock · 10,000 shares

Expires 2017-08-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was fully vested on 08/06/2010.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 21:13 UTC AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 SaleCommon Stock 10,000 $12.07 $120,700.00
Disclosure

SEC source: 0001209191-16-151434 · doc4.xml · nonDerivative · entry 2

ZUG JAMES W · CIK 0001140790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,828

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from 12.04 to 12.09.

Read SEC document
November 18, 2016 Filed Nov 21, 2016 21:13 UTC AMKOR TECHNOLOGY, INC. AMKR · Entity 3481 Exercise / conversionCommon Stock 10,000 $10.97 $109,700.00
Disclosure

SEC source: 0001209191-16-151434 · doc4.xml · nonDerivative · entry 1

ZUG JAMES W · CIK 0001140790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.