Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Corp EVP- Chief Admin. Officer | May 05, 2017 | May 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fidelity National Information Services, Inc.
Report date May 05, 2017 · Filed May 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 312,828.1608 |
Reported balance
After 2017-05-05 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-05-05 · Sale · Disposed 37,500 · Balance 312,828.1608 F1: Transacted under 10b5-1 Plan. F2: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 187,734.1317 |
Reported balance
After 2017-05-05 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-05-05 · Exercise / conversion · Acquired 66,667 · Balance 187,734.1317 F1: Transacted under 10b5-1 Plan. |
| Common StockSEC Table I · non-derivative | Direct | 246,261.1608 |
Reported balance
After 2017-05-05 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2017-05-05 · Sale · Disposed 66,567 · Balance 246,261.1608 F3: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 246,161.1608 |
Reported balance
After 2017-05-05 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2017-05-05 · Sale · Disposed 100 · Balance 246,161.1608 |
| Common StockSEC Table I · non-derivative | Direct | 223,053.1317 |
Reported balance
After 2017-05-05 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2017-05-05 · Exercise / conversion · Acquired 35,319 · Balance 223,053.1317 F1: Transacted under 10b5-1 Plan. |
| Common StockSEC Table I · non-derivative | Direct | 210,842.1608 |
Reported balance
After 2017-05-05 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2017-05-05 · Sale · Disposed 35,319 · Balance 210,842.1608 F4: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 350,279.1317 |
Reported balance
After 2017-05-05 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2017-05-05 · Exercise / conversion · Acquired 127,226 · Balance 350,279.1317 F1: Transacted under 10b5-1 Plan. |
| Common StockSEC Table I · non-derivative | Direct | 83,616.1608 |
Reported balance
After 2017-05-05 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2017-05-05 · Sale · Disposed 127,226 · Balance 83,616.1608 F5: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.75 · Expires 2020-10-31 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-05 · Exercise / conversion · Disposed 127,226 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.66 · Expires 2018-11-07 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-05-05 · Exercise / conversion · Disposed 66,667 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.33 · Expires 2019-11-08 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-05-05 · Exercise / conversion · Disposed 35,319 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Transacted under 10b5-1 Plan.
F2: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F3: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F4: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
F5: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,319 | $0.00 Strike: $34.33 | $0.00 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · derivative · entry 11 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,319 shares Expires 2019-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionStock Option (Right to Buy) · Derivative | 66,667 | $0.00 Strike: $25.66 | $0.00 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · derivative · entry 10 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2018-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionStock Option (Right to Buy) · Derivative | 127,226 | $0.00 Strike: $48.75 | $0.00 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · derivative · entry 9 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,226 shares Expires 2020-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 127,226 | $82.79 | $10,532,913.31 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 8 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,616.1608 F5 · price: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.53. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 127,226 | $48.75 | $6,202,267.50 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 7 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,279.1317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transacted under 10b5-1 Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 35,319 | $82.79 | $2,924,201.29 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 6 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,842.1608 F4 · price: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 35,319 | $34.33 | $1,212,501.27 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 5 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,053.1317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transacted under 10b5-1 Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 100 | $83.61 | $8,361.00 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 4 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,161.1608 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 66,567 | $82.79 | $5,510,882.23 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 3 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,261.1608 F3 · price: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 66,667 | $25.66 | $1,710,675.22 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 2 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,734.1317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transacted under 10b5-1 Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:34 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | SaleCommon Stock | 37,500 | $82.79 | $3,104,737.50 |
DisclosureSEC source: 0001127602-17-017267 · form4.xml · nonDerivative · entry 1 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,828.1608 F1 · kind: Transacted under 10b5-1 Plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $82.56 to $83.46. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the shares sold at each separate price. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:40 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 39,898 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0001127602-17-013412 · form4.xml · derivative · entry 3 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,898 Underlying: Common Stock · 39,898 shares Expires 2023-03-29 F3 · shares: On March 29, 2016, the reporting person was granted an option to purchase 119,695 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 39,898 shares. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:40 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 2,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013412 · form4.xml · nonDerivative · entry 2 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,915.0929 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:40 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantCommon Stock | 16,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013412 · form4.xml · nonDerivative · entry 1 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,360.0929 F1 · shares: On March 29, 2017, the reporting person was granted performance-based restricted stock, which contains annual performance criteria and vests in three equal annual installments commencing on the first anniversary of the date of grant provided that the performance criteria is met each year. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 22:29 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 55,832 | $0.00 Strike: $58.23 | $0.00 |
DisclosureSEC source: 0001127602-17-008671 · form4.xml · derivative · entry 4 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,664 Underlying: Common Stock · 55,832 shares Expires 2021-11-04 F3 · derivative.exercise_date: On November 4, 2014, the reporting person was granted an option to purchase 167,497 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2015, 2016, and 2017. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 55,832 shares. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 22:29 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 27,392 | $0.00 Strike: $66.18 | $0.00 |
DisclosureSEC source: 0001127602-17-008671 · form4.xml · derivative · entry 3 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,392 Underlying: Common Stock · 27,392 shares Expires 2022-11-05 F2 · derivative.exercise_date: On November 5, 2015, the reporting person was granted an option to purchase 82,177 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 27,392 shares. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:29 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,379 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008671 · form4.xml · nonDerivative · entry 2 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,411.1279 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:29 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 2,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008671 · form4.xml · nonDerivative · entry 1 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,790.1279 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:10 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 2,869 | $73.92 | $212,076.48 |
DisclosureSEC source: 0001127602-16-066042 · form4.xml · nonDerivative · entry 1 Oates Michael P · CIK 0001352855 · Corp EVP- Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,722.9633 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.