Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSP · Entity 6745 | Trust Company-SVP/COO | May 08, 2017 | May 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date May 08, 2017 · Filed May 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-05-08 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-08 · Exercise / conversion · Acquired 4,000 · Balance 4,000 Row 2 · 2017-05-08 · Exercise / conversion · Acquired 1,000 · Balance 5,000 Row 3 · 2017-05-08 · Exercise / conversion · Acquired 1,511 · Balance 6,511 Row 4 · 2017-05-08 · Sale · Disposed 6,511 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18 · Expires 2018-09-17 | Direct | 4,000 |
Reported balance
After 2017-05-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-08 · Exercise / conversion · Disposed 4,000 · Balance 4,000 F1: The option was granted on 09/17/2008. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.84 · Expires 2019-09-22 | Direct | 5,000 |
Reported balance
After 2017-05-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-08 · Exercise / conversion · Disposed 1,000 · Balance 5,000 F2: The option was granted on 09/22/2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2023-07-16 | Direct | 6,511 |
Reported balance
After 2017-05-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-08 · Exercise / conversion · Disposed 1,511 · Balance 6,511 F3: The option was granted on 07/16/2013. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted on 09/17/2008.
F2: The option was granted on 09/22/2009.
F3: The option was granted on 07/16/2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,511 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · derivative · entry 7 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,511 Underlying: Common Stock · 0 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The option was granted on 07/16/2013. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · derivative · entry 6 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 1,511 shares Expires 2019-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option was granted on 09/22/2009. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · derivative · entry 5 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common stock · 2,511 shares Expires 2018-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The option was granted on 09/17/2008. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | SaleCommon Stock | 6,511 | $7.16 | $46,616.16 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · nonDerivative · entry 4 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionCommon Stock | 1,511 | $2.78 | $4,200.58 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · nonDerivative · entry 3 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionCommon Stock | 1,000 | $3.84 | $3,840.00 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · nonDerivative · entry 2 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:40 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | Exercise / conversionCommon Stock | 4,000 | $6.18 | $24,716.00 |
DisclosureSEC source: 0000939057-17-000234 · primary_doc.xml · nonDerivative · entry 1 BUTLER CHRISTOPHER A · CIK 0001408119 · Trust Company-SVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.