Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quad/Graphics, Inc.QUAD · Entity 5435 | Director | May 05, 2017 | May 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quad/Graphics, Inc.
Report date May 05, 2017 · Filed May 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 63,335 |
Ending reported balance
After 2017-05-05 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-05 · Exercise / conversion · Acquired 2,500 · Balance 65,835 Row 2 · 2017-05-05 · Exercise / conversion · Acquired 7,500 · Balance 73,335 Row 3 · 2017-05-05 · Exercise / conversion · Acquired 2,500 · Balance 75,835 Row 4 · 2017-05-05 · Sale · Disposed 12,500 · Balance 63,335 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.14 to $27.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.37 · Expires 2019-01-31 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-05 · Exercise / conversion · Disposed 2,500 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.62 · Expires 2020-01-31 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-05 · Exercise / conversion · Disposed 7,500 · Balance 0 F2: Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.62 · Expires 2021-11-18 | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-05 · Exercise / conversion · Disposed 2,500 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.37 · Expires 2018-01-31 | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2017-05-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.14 to $27.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $13.62 | $0.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · derivative · entry 8 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2021-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · derivative · entry 7 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,500 shares Expires 2020-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $15.37 | $0.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · derivative · entry 6 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | SaleClass A Common Stock | 12,500 | $26.52 | $331,521.25 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · nonDerivative · entry 4 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,335 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.14 to $27.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 2,500 | $13.62 | $34,050.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · nonDerivative · entry 3 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 7,500 | $16.62 | $124,650.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · nonDerivative · entry 2 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,335 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 18:39 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | Exercise / conversionClass A Common Stock | 2,500 | $15.37 | $38,425.00 |
DisclosureSEC source: 0001140361-17-019197 · doc1.xml · nonDerivative · entry 1 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:16 UTC | Quad/Graphics, Inc. QUAD · Entity 5435 | GrantClass A Common Stock | 4,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000554 · doc1.xml · nonDerivative · entry 1 ABRAHAM WILLIAM J JR · CIK 0001180042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,335 F1 · shares: Includes 4,332 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2019 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date. F2 · balance_after: Includes 986 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.