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OBERNDORF PETER CALDWELL

Disclosed activity across 1 company

Tapewire entity
176250
SEC CIK
0001647292

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPFOLIO INCAPPF · Entity 363810% ownerMay 09, 2017May 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPFOLIO INC

Report date May 09, 2017 · Filed May 11, 2017

Jointly reported with OBERNDORF WILLIAM E

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeIndirectSee Footnote850 Reported balance After 2017-05-09 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2017-05-09 · Sale · Disposed 3,250 · Balance 850

F1: These shares are directly owned by William E. Oberndorf's ("WEO") child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnote185,269 Reported balance Holding disclosure · report date 2017-05-09 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 185,269

F3: These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnote631,086 Reported balance Holding disclosure · report date 2017-05-09 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 631,086

F4: These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnote10,700 Reported balance Holding disclosure · report date 2017-05-09 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 10,700

F5: These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnote30 Reported balance Holding disclosure · report date 2017-05-09 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 30

F6: These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeIndirectSee Footnote8,612 Reported balance Holding disclosure · report date 2017-05-09 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 8,612

F7: These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Class A common stockSEC Table I · non-derivativeDirect506,171 Reported balance Holding disclosure · report date 2017-05-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 506,171

F2: These shares are held in the self-directed Individual Retirement Account of WEO

Filing footnotes · ownership attribution and instrument terms

F1: These shares are directly owned by William E. Oberndorf's ("WEO") child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F2: These shares are held in the self-directed Individual Retirement Account of WEO

F3: These shares are owned directly by the Bill & Susan Oberndorf Foundation, a California corporation ("Oberndorf Foundation"), and may be deemed to be indirectly beneficially owned by WEO as a controlling person of Oberndorf Foundation. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F4: These shares are owned directly by Oberndorf Investments LLC, a Delaware limited liability company ("OBI"), and may be deemed to be indirectly beneficially owned by WEO as the sole controlling person of OBI. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F5: These shares are owned directly by the Peter Oberndorf Irrevocable Trust, dated 6/30/89 ("PCO Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the PCO Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F6: These shares are directly owned by WEO's aunt, Caroline G. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO in his capacity as an authorized signatory for the account of Caroline G. Oberndorf. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F7: These shares are owned directly by the William E. Oberndorf Irrevocable Trust, dated 6/30/89 ("Oberndorf Irrevocable Trust"), and may be deemed to be indirectly beneficially owned by WEO in his capacity as trustee for the Oberndorf Irrevocable Trust. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2017 Filed May 11, 2017 18:00 UTC APPFOLIO INC APPF · Entity 3638 SaleClass A common stock 3,250 $27.00 $87,750.00
Disclosure

SEC source: 0000899243-17-012883 · doc4.xml · nonDerivative · entry 1

OBERNDORF WILLIAM E · CIK 0001218663 · 10% owner

OBERNDORF PETER CALDWELL · CIK 0001647292 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 850

F1 · ownership.nature: These shares are directly owned by William E. Oberndorf's ("WEO") child, Peter C. Oberndorf, and may be deemed to be indirectly beneficially owned by WEO. WEO disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.