Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WEX Inc.WEX · Entity 2285 | SVP, GM Virtual Payments | May 10, 2017 | May 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WEX Inc.
Report date May 10, 2017 · Filed May 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $99.69 · Expires 2027-05-10 | Direct | 52,281 |
Reported balance
After 2017-05-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-10 · Grant · Acquired 52,281 · Balance 52,281 F2: The performance-based stock option (right to buy) vests upon the attainment of specified stock price hurdles beginning on the third anniversary of the Grant Date, being May 10, 2020, and ending on the fifth anniversary of the Grant Date, being May 10, 2022 ("Performance-Based NSOs"). Each stock price requirement is as follows: (a) 50% of the total award vests if the Company closing stock price is at least $149.53 for twenty consecutive trading days; (b) an additional 25% vests if the Company closing stock price is at least $174.45 for twenty consecutive trading days; and, (c) an additional 25% vests if the Company closing stock price is at least $199.38 for twenty consecutive trading days, in each instance so long at the reporting person remains employed with the company. If the respective stock price hurdles are not reached by the fifth anniversary of the grant date, being May 10, 2022, the option does not vest at all. |
| Common StockSEC Table I · non-derivative | Direct | 2,761 |
Reported balance
Holding disclosure · report date 2017-05-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,761 F1: Since the date of the reporting person's last ownership report, he transferred 1,337 shares to his former spouse pursuant to a domestic relations order. The reporting person is also obligated to deliver: (i) a portion of any currently held restricted stock units or performance stock units that vest in the future; and, (ii) a portion of the proceeds of stock option exercises. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Since the date of the reporting person's last ownership report, he transferred 1,337 shares to his former spouse pursuant to a domestic relations order. The reporting person is also obligated to deliver: (i) a portion of any currently held restricted stock units or performance stock units that vest in the future; and, (ii) a portion of the proceeds of stock option exercises. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
F2: The performance-based stock option (right to buy) vests upon the attainment of specified stock price hurdles beginning on the third anniversary of the Grant Date, being May 10, 2020, and ending on the fifth anniversary of the Grant Date, being May 10, 2022 ("Performance-Based NSOs"). Each stock price requirement is as follows: (a) 50% of the total award vests if the Company closing stock price is at least $149.53 for twenty consecutive trading days; (b) an additional 25% vests if the Company closing stock price is at least $174.45 for twenty consecutive trading days; and, (c) an additional 25% vests if the Company closing stock price is at least $199.38 for twenty consecutive trading days, in each instance so long at the reporting person remains employed with the company. If the respective stock price hurdles are not reached by the fifth anniversary of the grant date, being May 10, 2022, the option does not vest at all.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 12, 2017 20:08 UTC | WEX Inc. WEX · Entity 2285 | GrantStock Option (right to buy) · Derivative | 52,281 | $0.00 Strike: $99.69 | $0.00 |
DisclosureSEC source: 0001309108-17-000107 · wf-form4_149463412067883.xml · derivative · entry 2 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,281 Underlying: Common Stock · 52,281 shares Expires 2027-05-10 F2 · derivative.exercise_date: The performance-based stock option (right to buy) vests upon the attainment of specified stock price hurdles beginning on the third anniversary of the Grant Date, being May 10, 2020, and ending on the fifth anniversary of the Grant Date, being May 10, 2022 ("Performance-Based NSOs"). Each stock price requirement is as follows: (a) 50% of the total award vests if the Company closing stock price is at least $149.53 for twenty consecutive trading days; (b) an additional 25% vests if the Company closing stock price is at least $174.45 for twenty consecutive trading days; and, (c) an additional 25% vests if the Company closing stock price is at least $199.38 for twenty consecutive trading days, in each instance so long at the reporting person remains employed with the company. If the respective stock price hurdles are not reached by the fifth anniversary of the grant date, being May 10, 2022, the option does not vest at all. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:45 UTC | WEX Inc. WEX · Entity 2285 | GrantRestricted Stock Units · Derivative | 484 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000055 · wf-form4_149021554531006.xml · derivative · entry 3 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484 Underlying: Common Stock · 484 shares Expires not disclosed F3 · derivative.exercise_date: RSUs vest with respect to all of these units on 3/20/2018. F3 · derivative.expiration_date: RSUs vest with respect to all of these units on 3/20/2018. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:45 UTC | WEX Inc. WEX · Entity 2285 | GrantStock Option (right to buy) · Derivative | 2,672 | $0.00 Strike: $104.95 | $0.00 |
DisclosureSEC source: 0001309108-17-000055 · wf-form4_149021554531006.xml · derivative · entry 2 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 Underlying: Common Stock · 2,672 shares Expires 2027-03-20 F2 · derivative.exercise_date: This stock option will vest with respect to one third of these shares on each of 3/20/2018, 3/20/2019 and 3/20/2020. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 16:45 UTC | WEX Inc. WEX · Entity 2285 | GrantRestricted Stock Units · Derivative | 952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000055 · wf-form4_149021554531006.xml · derivative · entry 1 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 952 Underlying: Common Stock · 952 shares Expires not disclosed F1 · derivative.exercise_date: RSUs vest with respect to one third of these units on each of 3/20/2018, 3/20/2019 and 3/20/2020. F1 · derivative.expiration_date: RSUs vest with respect to one third of these units on each of 3/20/2018, 3/20/2019 and 3/20/2020. Read SEC document |
| March 20, 2017 Filed Mar 28, 2017 16:32 UTC Amendment | WEX Inc. WEX · Entity 2285 | GrantStock Option (right to buy) · Derivative | 2,810 | $0.00 Strike: $104.95 | $0.00 |
DisclosureSEC source: 0001309108-17-000071 · wf-form4a_149073314650786.xml · derivative · entry 1 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,810 Underlying: Common Stock · 2,810 shares Expires 2027-03-20 F1 · shares: This Form 4/A is being filed to report the correct number of shares that the stock option (right to buy) entitles the reporting person to purchase from WEX Inc. F2 · derivative.exercise_date: This stock option will vest with respect to one third of these shares on each of 3/20/2018, 3/20/2019 and 3/20/2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 18 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 17 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210 Underlying: Common Stock · 210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 2,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 16 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 117 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 15 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 14 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97 Underlying: Common Stock · 96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionRestricted Stock Units · Derivative | 193 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · derivative · entry 13 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389 Underlying: Common Stock · 193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. F2 · derivative.expiration_date: Restricted stock units ("RSUs") vested on March 15, 2017 and each RSU converted into one share of common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 65 | $105.20 | $6,838.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 12 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 11 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 68 | $105.20 | $7,153.60 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 10 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,965 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 9 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 759 | $105.20 | $79,846.80 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 8 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,823 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 2,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 7 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 37 | $105.20 | $3,892.40 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 6 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 5 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 31 | $105.20 | $3,261.20 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 4 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 3 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Tax withholdingCommon Stock | 61 | $105.20 | $6,417.20 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 2 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,091 F1 · kind: Represents tax withholding in connection with the vesting of the RSUs on March 15, 2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:12 UTC | WEX Inc. WEX · Entity 2285 | Exercise / conversionCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000039 · wf-form4_148978153180137.xml · nonDerivative · entry 1 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 16:08 UTC | WEX Inc. WEX · Entity 2285 | GrantRestricted Stock Units · Derivative | 2,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001309108-17-000026 · wf-form4_148900730274957.xml · derivative · entry 1 Pratt James Edward · CIK 0001643238 · SVP, GM Virtual Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346 Underlying: Common Stock · 2,346 shares Expires not disclosed F1 · security: This award was granted as a performance stock unit. The Compensation Committee of the Company's Board of Directors certified that the performance criteria established in connection with this grant had been met as of March 6, 2017. As a result of achieving the performance criteria the award converted from a PSU to an RSU and the reporting person's right to these units was established. F2 · derivative.exercise_date: RSUs vest with respect to this award on 3/15/2017. F2 · derivative.expiration_date: RSUs vest with respect to this award on 3/15/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.