Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KIMBERLY CLARK CORPKMB · Entity 3103 | SVP - General Counsel | May 16, 2017 | May 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KIMBERLY CLARK CORP
Report date May 16, 2017 · Filed May 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,493.7263 |
Ending reported balance
After 2017-05-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-12 · Gift · Disposed 700 · Balance 23,542.7263 Row 2 · 2017-05-16 · Exercise / conversion · Acquired 17,059 · Balance 40,601.7263 Row 3 · 2017-05-16 · Sale · Disposed 3,049 · Balance 37,552.7263 Row 4 · 2017-05-16 · Sale · Disposed 17,059 · Balance 20,493.7263 F1: This transaction was executed in multiple trades at prices ranging from $128.10 to $128.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $98.92 · Expires 2023-05-01 | Direct | 17,058 |
Reported balance
After 2017-05-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-16 · Exercise / conversion · Disposed 17,059 · Balance 17,058 F3: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F4: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F5: Stock options are fully vested and exercisable |
| Common StockSEC Table I · non-derivative | IndirectBy Wife | 1,196.3381 |
Reported balance
Holding disclosure · report date 2017-05-16 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,196.3381 F2: Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $128.10 to $128.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
F3: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
F4: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off.
F5: Stock options are fully vested and exercisable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2017 Filed May 16, 2017 23:17 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,059 | $0.00 Strike: $98.92 | $0.00 |
DisclosureSEC source: 0001225208-17-009949 · doc4.xml · derivative · entry 6 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,058 Underlying: Common Stock · 17,059 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F4 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F4 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F5 · derivative.exercise_date: Stock options are fully vested and exercisable F4 · derivative.underlying_shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. Read SEC document |
| May 16, 2017 Filed May 16, 2017 23:17 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 17,059 | $128.11 | $2,185,428.49 |
DisclosureSEC source: 0001225208-17-009949 · doc4.xml · nonDerivative · entry 4 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,493.7263 F1 · price: This transaction was executed in multiple trades at prices ranging from $128.10 to $128.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 16, 2017 Filed May 16, 2017 23:17 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 3,049 | $128.13 | $390,668.37 |
DisclosureSEC source: 0001225208-17-009949 · doc4.xml · nonDerivative · entry 3 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,552.7263 Read SEC document |
| May 16, 2017 Filed May 16, 2017 23:17 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 17,059 | $98.92 | $1,687,546.22 |
DisclosureSEC source: 0001225208-17-009949 · doc4.xml · nonDerivative · entry 2 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,601.7263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2017 Filed May 16, 2017 23:17 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GiftCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009949 · doc4.xml · nonDerivative · entry 1 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,542.7263 Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 15:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantStock Option (Right to Buy) · Derivative | 28,234 | $0.00 Strike: $132.82 | $0.00 |
DisclosureSEC source: 0001225208-17-008512 · doc4.xml · derivative · entry 1 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,234 Underlying: Common Stock · 28,234 shares Expires 2027-04-25 F1 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F2 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Tax withholdingCommon Stock | 4,408 | $133.66 | $589,173.28 |
DisclosureSEC source: 0001225208-17-004989 · doc4.xml · nonDerivative · entry 2 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,242.7263 F2 · kind: This transaction represents the automatic surrender of shares to the issuer upon vesting of performance-based restricted shares units to satisfy the reporting person's tax withholding obligations. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 23:53 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | GrantCommon Stock | 10,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004989 · doc4.xml · nonDerivative · entry 1 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,650.7263 F1 · acquired: Represents performance-based restricted share units that have vested and are paid out in shares of common stock. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,894 | $0.00 Strike: $75.22 | $0.00 |
DisclosureSEC source: 0001225208-17-004175 · doc4.xml · derivative · entry 6 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,894 shares Expires 2022-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F4 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F4 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F6 · derivative.exercise_date: Stock options are fully vested and exercisable. F4 · derivative.underlying_shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,314 | $0.00 Strike: $110.72 | $0.00 |
DisclosureSEC source: 0001225208-17-004175 · doc4.xml · derivative · entry 5 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,733 Underlying: Common Stock · 9,314 shares Expires 2025-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F4 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F4 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F5 · derivative.exercise_date: The option vests in three annual installments of 30%, 30% and 40%, beginning on April 29, 2016. F4 · derivative.underlying_shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 18,208 | $131.53 | $2,394,898.24 |
DisclosureSEC source: 0001225208-17-004175 · doc4.xml · nonDerivative · entry 3 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,144.7263 F1 · price: This transaction was executed in multiple trades at prices ranging from $131.50 to $131.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 8,894 | $75.22 | $669,009.35 |
DisclosureSEC source: 0001225208-17-004175 · doc4.xml · nonDerivative · entry 2 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,352.7263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:45 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 9,314 | $110.72 | $1,031,246.08 |
DisclosureSEC source: 0001225208-17-004175 · doc4.xml · nonDerivative · entry 1 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,458.7263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 17:07 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $75.22 | $0.00 |
DisclosureSEC source: 0001225208-16-042066 · doc4.xml · derivative · entry 5 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,894 Underlying: Common Stock · 9,000 shares Expires 2022-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan. F5 · derivative.exercise_price: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F5 · shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. F6 · derivative.exercise_date: In general, no option may be exercised until one year after it has been granted; after the end of one year, it may be exercised as to 30 percent or less of the total shares subject to options, after the end of the second year, an additional 30 percent, and after the end of the third year, all options may be exercised. F5 · derivative.underlying_shares: All historical share and stock option exercise price data in this Form 4 have been adjusted to reflect the Corporation's spin-off of its wholly owned subsidiary Halyard Health, Inc. on October 31, 2014. The adjustments were made to preserve the intrinsic value of the reporting person's stock options existing prior to the spin-off. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 17:07 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 9,000 | $113.34 | $1,020,033.90 |
DisclosureSEC source: 0001225208-16-042066 · doc4.xml · nonDerivative · entry 3 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,144.7263 F2 · price: This transaction was executed in multiple trades at prices ranging from $113.33 to $113.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 17:07 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | SaleCommon Stock | 2,946 | $113.35 | $333,942.95 |
DisclosureSEC source: 0001225208-16-042066 · doc4.xml · nonDerivative · entry 2 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,144.7263 F1 · price: This transaction was executed in multiple trades at prices ranging from $113.35 to $113.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 17:07 UTC | KIMBERLY CLARK CORP KMB · Entity 3103 | Exercise / conversionCommon Stock | 9,000 | $75.22 | $676,982.70 |
DisclosureSEC source: 0001225208-16-042066 · doc4.xml · nonDerivative · entry 1 Mielke Thomas J. · CIK 0001412476 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090.7263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.