Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Senior Vice President | September 21, 2004 | September 22, 2004 |
| EMCORE CORPEMKR · Entity 82711 | Director | March 19, 2020 | March 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date September 21, 2004 · Filed September 22, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,342.55 |
Reported balance
After 2004-09-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-09-21 · Other · Acquired 90.62 · Balance 5,342.55 F1: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service.
EMCORE CORP
Report date March 19, 2020 · Filed March 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,124 |
Reported balance
After 2020-03-19 transaction · row 1
1 source rowRow 1 · 2020-03-19 · Exercise / conversion · Acquired 25,130 · Balance 63,124 F1: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-19 · Exercise / conversion · Disposed 25,130 · Balance 0 F2: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy The Gerald J. Fine Trust, Gerald J Fine Trustee | 29,318 |
Reported balance
Holding disclosure · report date 2020-03-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,318 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director.
F2: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
F3: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2020 Filed Mar 23, 2020 16:29 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 25,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-002830 · marketforms-48200.xml · derivative · entry 3 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 25,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 16:29 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 25,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-002830 · marketforms-48200.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| March 27, 2019 Filed Mar 27, 2019 19:13 UTC | EMCORE CORP EMKR · Entity 82711 | GiftCommon Stock | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002304 · marketforms-44693.xml · nonDerivative · entry 2 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 29,318 F1 · price: The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration. F2 · ownership.nature: The shares of common stock are held indirectly by the Reporting Person and held directly by The Gerald J Fine Trust, Gerald J Fine Trustee. Read SEC document |
| March 27, 2019 Filed Mar 27, 2019 19:13 UTC | EMCORE CORP EMKR · Entity 82711 | GiftCommon Stock | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002304 · marketforms-44693.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994 F1 · price: The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 17:10 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units · Derivative | 25,130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002266 · marketforms-44608.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,130 Underlying: Emcore Common Stock · 25,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F2 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. F3 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. Read SEC document |
| March 16, 2019 Filed Mar 18, 2019 17:05 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002180 · marketforms-44508.xml · derivative · entry 3 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 16,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. Read SEC document |
| March 16, 2019 Filed Mar 18, 2019 17:05 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-19-002180 · marketforms-44508.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 18:24 UTC | EMCORE CORP EMKR · Entity 82711 | GiftCommon Stock | 13,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-003172 · marketforms-41832.xml · nonDerivative · entry 2 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,100 F1 · price: The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration. F2 · ownership.nature: The shares of common stock are held indirectly by the Reporting Person and held directly by The Gerald J Fine Trust, Gerald J Fine Trustee. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 18:24 UTC | EMCORE CORP EMKR · Entity 82711 | GiftCommon Stock | 13,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-003172 · marketforms-41832.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994 F1 · price: The shares of common stock were assigned to The Gerald J Fine Trust, Gerald J Fine Trustee, for no cash or other consideration. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 17:01 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestricted Stock Units · Derivative | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002229 · marketforms-41487.xml · derivative · entry 3 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,218 Underlying: Emcore Common Stock · 16,218 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F1 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F5 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. F5 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:01 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionRestricted Stock Units · Derivative | 13,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002229 · marketforms-41487.xml · derivative · entry 2 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 13,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:01 UTC | EMCORE CORP EMKR · Entity 82711 | Exercise / conversionCommon Stock | 13,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-18-002229 · marketforms-41487.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 16:51 UTC | EMCORE CORP EMKR · Entity 82711 | GrantRestriced Stock Units · Derivative | 13,100 | $8.90 | $116,590.00 |
DisclosureSEC source: 0001214659-17-002092 · marketforms-38433.xml · derivative · entry 2 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 Underlying: Emcore Common Stock · 13,100 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were awarded to the Reporting Person for his service as a non-employee director and Chairman of the Board. F1 · kind: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · shares: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.exercise_date: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.expiration_date: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.underlying_shares: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · balance_after: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 13:40 UTC | EMCORE CORP EMKR · Entity 82711 | GrantCommon Stock | 10,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000371 · marketforms-37606.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,994 F1 · shares: The shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. F2 · price: The shares of common stock were awarded to the Reporting Person for his service as a non-employee director and Chairman of the Board. Read SEC document |
| September 21, 2004 Filed Sep 22, 2004 19:23 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 90.62 | $11.49 Strike: $0.00 | $1,041.22 |
DisclosureSEC source: 0000024741-04-000444 · c0001206151d20040922f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,342.55 Underlying: Common Stock · 90.62 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 17, 2004 Filed Aug 18, 2004 19:31 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 97.68 | $10.66 Strike: $0.00 | $1,041.27 |
DisclosureSEC source: 0000024741-04-000419 · c0001206151d20040818f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,251.93 Underlying: Common Stock · 97.68 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 20, 2004 Filed Jul 21, 2004 17:32 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 75.09 | $12.69 Strike: $0.00 | $952.89 |
DisclosureSEC source: 0000024741-04-000374 · c0001206151d20040721f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,154.25 Underlying: Common Stock · 75.09 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| March 23, 2004 Filed Mar 24, 2004 21:20 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 31.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-04-000207 · c0001206151d20040324f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,079.16 Underlying: Common Stock · 31.7 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| December 23, 2003 Filed Dec 24, 2003 19:59 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 32.32 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000398 · c0001206151d20031224f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,047.46 Underlying: Common Stock · 32.32 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| November 20, 2003 Filed Nov 21, 2003 14:00 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 10,311 | $11.24 | $115,895.64 |
DisclosureSEC source: 0000024741-03-000349 · c0001206151d20031121f4f.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| November 18, 2003 Filed Nov 20, 2003 19:22 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 31.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000339 · c0001206151d20031120f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,015.14 Underlying: Common Stock · 31.58 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| October 21, 2003 Filed Oct 22, 2003 20:47 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 30.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000274 · c0001206151d20031022f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,983.56 Underlying: Common Stock · 30.88 shares Expires not disclosed F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan [a 401(k) Excess Benefit Plan] and will be settled for cash at fair market value on or after the reporting person's retirement or other termination of service. Read SEC document |
| September 23, 2003 Filed Sep 24, 2003 15:35 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 35.01 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000210 · c0001206151d20030924f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952.68 Underlying: Common Stock · 35.01 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| August 25, 2003 Filed Aug 26, 2003 13:39 UTC | CORNING INC /NY GLW · Entity 2883 | SaleCommon Stock | 40,000 | $8.03 | $321,200.00 |
DisclosureSEC source: 0000024741-03-000173 · primary_doc.xml · nonDerivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,311 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 19:32 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 40.6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000165 · c0001206151d20030820f4f.xml · derivative · entry 16 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,917.67 Underlying: Common Stock · 40.6 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| July 22, 2003 Filed Jul 24, 2003 15:57 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 40.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000136 · c0001206151d20030724f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,877.07 Underlying: Common Stock · 40.45 shares Expires 1988-08-08 F1 · derivative.exercise_price: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 16:13 UTC | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock · Derivative | 42.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000061 · c0001206151d20030619f4f.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42.09 Underlying: Common Stock · 42.09 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. Read SEC document |
| June 17, 2003 Filed Jun 25, 2003 19:05 UTC Amendment | CORNING INC /NY GLW · Entity 2883 | OtherPhantom Stock Units · Derivative | 42.09 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000024741-03-000080 · primary_doc.xml · derivative · entry 1 FINE GERALD J · CIK 0001206151 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,836.62 Underlying: Common Stock · 42.09 shares Expires 1988-08-08 F1 · kind: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.exercise_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F1 · derivative.expiration_date: The reported Phantom Stock Units are acquired on a monthly basis pursuant to the terms of Corning's Supplemental Investment Plan (a 401(K) Excess Benefit Plan) and will be settled for cash on or after the reporting person's retirement or other termination of service. F2 · balance_after: Amendment corrects total aggregate number beneficially owned following reported transaction (item 9). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.