Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | SVP & GM, A&D Solutions | May 17, 2017 | May 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACOM Technology Solutions Holdings, Inc.
Report date May 17, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,903 |
Ending reported balance
After 2017-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-17 · Sale · Disposed 2,500 · Balance 19,153 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2: The price reported in Column 4 is a weighted average price. 2,500 shares were sold in multiple transactions at prices ranging from $55.65 to $56.58. 8,250 shares were sold in multiple transactions at prices ranging from $56.66 to $57.05. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2017-05-17 · Sale · Disposed 8,250 · Balance 10,903 F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2: The price reported in Column 4 is a weighted average price. 2,500 shares were sold in multiple transactions at prices ranging from $55.65 to $56.58. 8,250 shares were sold in multiple transactions at prices ranging from $56.66 to $57.05. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. 2,500 shares were sold in multiple transactions at prices ranging from $55.65 to $56.58. 8,250 shares were sold in multiple transactions at prices ranging from $56.66 to $57.05. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 19, 2017 17:47 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 8,250 | $56.75 | $468,187.50 |
DisclosureSEC source: 0000904454-17-000388 · edgar.xml · nonDerivative · entry 2 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,903 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 2,500 shares were sold in multiple transactions at prices ranging from $55.65 to $56.58. 8,250 shares were sold in multiple transactions at prices ranging from $56.66 to $57.05. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2017 Filed May 19, 2017 17:47 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 2,500 | $56.75 | $141,875.00 |
DisclosureSEC source: 0000904454-17-000388 · edgar.xml · nonDerivative · entry 1 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,153 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. 2,500 shares were sold in multiple transactions at prices ranging from $55.65 to $56.58. 8,250 shares were sold in multiple transactions at prices ranging from $56.66 to $57.05. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 5,152 | $51.31 | $264,349.12 |
DisclosureSEC source: 0000904454-17-000362 · edgar.xml · nonDerivative · entry 1 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,653 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2017. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $40.25 | $0.00 |
DisclosureSEC source: 0000904454-16-001564 · edgar.xml · derivative · entry 4 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-11-08 F4 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 3,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001564 · edgar.xml · nonDerivative · entry 3 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,693 F3 · shares: Represents performance-based restricted stock units ("PRSUs") granted on November 13, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2016. These PRSUs will settle in shares of Common Stock on May 15, 2017, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 3,798 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001564 · edgar.xml · nonDerivative · entry 2 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,958 F2 · shares: Represents performance-based restricted stock units ("PRSUs") granted on April 22, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2016. These PRSUs will settle in shares of Common Stock on May 15, 2017, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 19:04 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 3,184 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001564 · edgar.xml · nonDerivative · entry 1 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,160 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2018, May 15, 2019, May 15, 2020 and May 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| May 15, 2016 Filed Jan 12, 2017 19:28 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 3,888 | $36.80 | $143,078.40 |
DisclosureSEC source: 0000904454-17-000039 · edgar.xml · nonDerivative · entry 1 Kennedy John Francis · CIK 0001616450 · SVP & GM, A&D Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,805 F1 · shares: Reflects an adjustment to correct a previous inadvertent reporting error, to exclude shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2016. F2 · balance_after: The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.