Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ares Real Estate Income Trust Inc.NONE · Entity 9779 | Managing Director, Office | May 18, 2017 | May 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ares Real Estate Income Trust Inc.
Report date May 18, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Common StockSEC Table I · non-derivative | Direct | 76,781.177 |
Reported balance
After 2017-05-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-18 · Disposition to issuer · Disposed 26,608.655 · Balance 76,781.177 F1: As of May 18, 2017, 19,325.777 of the shares reported in this box are Class I shares of common stock of Dividend Capital Diversified Property Fund Inc. (the "Company") and 57,455.400 are related to restricted stock units ("Advisor RSUs") previously acquired by the Reporting Person from Dividend Capital Total Advisors LLC. Each Advisor RSU will, upon vesting, be settled in one share of Class I common stock of the Company. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person. |
| Class I Common StockSEC Table I · non-derivative | IndirectLynch Family Trust | 0 |
Reported balance
After 2017-05-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-18 · Disposition to issuer · Disposed 14,576.197 · Balance 0 F2: These shares are held directly by the Lynch Family Trust for which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As of May 18, 2017, 19,325.777 of the shares reported in this box are Class I shares of common stock of Dividend Capital Diversified Property Fund Inc. (the "Company") and 57,455.400 are related to restricted stock units ("Advisor RSUs") previously acquired by the Reporting Person from Dividend Capital Total Advisors LLC. Each Advisor RSU will, upon vesting, be settled in one share of Class I common stock of the Company. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person.
F2: These shares are held directly by the Lynch Family Trust for which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 19, 2017 13:56 UTC | Ares Real Estate Income Trust Inc. NONE · Entity 9779 | Disposition to issuerClass I Common Stock | 14,576.197 | $7.52 | $109,586.76 |
DisclosureSEC source: 0001327978-17-000093 · wf-form4_149521648794313.xml · nonDerivative · entry 2 LYNCH J MICHAEL · CIK 0001227455 · Managing Director, Office 10b5-1 filing: Not disclosed Ownership: Indirect · Lynch Family Trust Disclosed balance after: 0 F2 · ownership.nature: These shares are held directly by the Lynch Family Trust for which the Reporting Person and his spouse serve as trustees. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2017 Filed May 19, 2017 13:56 UTC | Ares Real Estate Income Trust Inc. NONE · Entity 9779 | Disposition to issuerClass I Common Stock | 26,608.655 | $7.52 | $200,049.19 |
DisclosureSEC source: 0001327978-17-000093 · wf-form4_149521648794313.xml · nonDerivative · entry 1 LYNCH J MICHAEL · CIK 0001227455 · Managing Director, Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,781.177 F1 · balance_after: As of May 18, 2017, 19,325.777 of the shares reported in this box are Class I shares of common stock of Dividend Capital Diversified Property Fund Inc. (the "Company") and 57,455.400 are related to restricted stock units ("Advisor RSUs") previously acquired by the Reporting Person from Dividend Capital Total Advisors LLC. Each Advisor RSU will, upon vesting, be settled in one share of Class I common stock of the Company. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 15:29 UTC | Ares Real Estate Income Trust Inc. NONE · Entity 9779 | Disposition to issuerClass I Common Stock | 13,294.513 | $7.52 | $100,000.00 |
DisclosureSEC source: 0001327978-17-000050 · wf-form4_149124772885078.xml · nonDerivative · entry 1 LYNCH J MICHAEL · CIK 0001227455 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,389.832 F1 · balance_after: As of March 31, 2017, 45,934.432 of the shares reported in this box are Class I shares of common stock of Dividend Capital Diversified Property Fund Inc. (the "Company") and 57,455.400 are related to restricted stock units ("Advisor RSUs") previously acquired by the Reporting Person from Dividend Capital Total Advisors LLC. Each Advisor RSU will, upon vesting, be settled in one share of Class I common stock of the Company. The Advisor RSUs are subject to specified vesting and settlement provisions and, upon settlement in Class I shares of Company common stock, require offset of compensation otherwise payable from the Advisor to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.