Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SenesTech, Inc.SNES · Entity 8221 | Director | May 19, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SenesTech, Inc.
Report date May 19, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,577 |
Reported balance
After 2017-05-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-19 · Grant · Acquired 3,577 · Balance 3,577 F1: The restricted stock units may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant May 19, 2017, which was $6.99, for a total of 3,577 shares of Common Stock. F2: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.99 · Expires 2022-05-18 | Direct | 20,000 |
Reported balance
After 2017-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-19 · Grant · Acquired 20,000 · Balance 20,000 F3: The stock option will be fully vested on the earlier of the date immediately preceding the date of the Company's 2018 annual stockholder meeting, or the one year anniversary of the date of grant (subject to optionee's continued service to the Company through such vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant May 19, 2017, which was $6.99, for a total of 3,577 shares of Common Stock.
F2: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date).
F3: The stock option will be fully vested on the earlier of the date immediately preceding the date of the Company's 2018 annual stockholder meeting, or the one year anniversary of the date of grant (subject to optionee's continued service to the Company through such vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2017 Filed May 24, 2017 18:42 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.99 | $0.00 |
DisclosureSEC source: 0001638599-17-000492 · doc4_4731.xml · derivative · entry 2 RAMSEY ROBERT E JR · CIK 0001041998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2022-05-18 F3 · derivative.exercise_date: The stock option will be fully vested on the earlier of the date immediately preceding the date of the Company's 2018 annual stockholder meeting, or the one year anniversary of the date of grant (subject to optionee's continued service to the Company through such vesting date). Read SEC document |
| May 19, 2017 Filed May 24, 2017 18:42 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 3,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-17-000492 · doc4_4731.xml · derivative · entry 1 RAMSEY ROBERT E JR · CIK 0001041998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 Underlying: Common Stock · 3,577 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant May 19, 2017, which was $6.99, for a total of 3,577 shares of Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). F2 · derivative.expiration_date: The restricted stock units will vest on the earlier of the date immediately preceding the date of the Company's 2018 annual stock holder meeting, or the one-year anniversary of the date of grant (subject to recipient's continued service to the Company through such vesting date). Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 19:21 UTC | SenesTech, Inc. SNES · Entity 8221 | PurchaseCommon Stock | 7,000 | $7.46 | $52,188.50 |
DisclosureSEC source: 0001144204-17-005192 · v458096_4.xml · nonDerivative · entry 1 RAMSEY ROBERT E JR · CIK 0001041998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 F1 · price: The shares were sold at prices ranging from $7.34 to $7.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:02 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.10 | $0.00 |
DisclosureSEC source: 0001144204-16-140791 · v455541_4.xml · derivative · entry 2 RAMSEY ROBERT E JR · CIK 0001041998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2021-12-19 F3 · derivative.exercise_date: The option becomes vested and exercisable in four equal quarterly installments, beginning on January 1, 2017. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 21:02 UTC | SenesTech, Inc. SNES · Entity 8221 | GrantRestricted Stock Units · Derivative | 3,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-16-140791 · v455541_4.xml · derivative · entry 1 RAMSEY ROBERT E JR · CIK 0001041998 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,086 Underlying: Common Stock · 3,086 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs") may be settled for that number of shares of Common Stock equal to $25,000 divided by the closing market price of the Common Stock on the date of grant, December 19, 2016, which was $8.10, for a total of 3,086 shares of Common Stock. F2 · derivative.exercise_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. F2 · derivative.expiration_date: The restricted stock units will vest on the one year anniversary of the date of grant. Vested shares of Common Stock will be delivered to the reporting person promptly following settlement per the terms of the agreement governing the RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.