Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPJC · Entity 3863 | Chief of Human Capital | May 22, 2017 | May 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date May 22, 2017 · Filed May 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,425 |
Ending reported balance
After 2017-05-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-22 · Exercise / conversion · Acquired 4,270 · Balance 9,860 F1: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Row 2 · 2017-05-22 · Tax withholding · Disposed 1,435 · Balance 8,425 |
| Performance Share UnitSEC Table II · derivative / convertible security · Expires 2017-05-15 | Direct | 0 |
Reported balance
After 2017-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-22 · Exercise / conversion · Disposed 4,270 · Balance 0 F1: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2017 Filed May 24, 2017 20:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 4,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000088 · edgar.xml · derivative · entry 3 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,270 shares Expires 2017-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000088 · edgar.xml · nonDerivative · entry 2 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,425 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:04 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 4,270 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-17-000088 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 21:28 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 59 | $76.05 | $4,486.95 |
DisclosureSEC source: 0001230245-17-000044 · edgar.xml · nonDerivative · entry 2 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,590 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:28 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 67 | $76.05 | $5,095.35 |
DisclosureSEC source: 0001230245-17-000044 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,649 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:52 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 248 | $78.85 | $19,554.80 |
DisclosureSEC source: 0001230245-17-000033 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:32 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | GrantCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-17-000027 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,964 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:00 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 1,500 | $79.72 | $119,577.00 |
DisclosureSEC source: 0001230245-17-000018 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,466 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.55 to $79.90 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:46 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 2,000 | $64.75 | $129,500.00 |
DisclosureSEC source: 0001230245-16-000320 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.7 to $64.8 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| November 01, 2016 Filed Nov 1, 2016 21:05 UTC | PIPER SANDLER COMPANIES PJC · Entity 3863 | SaleCommon Stock | 2,000 | $56.97 | $113,932.60 |
DisclosureSEC source: 0001230245-16-000312 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,966 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $57.2 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. Read SEC document |
| May 31, 2016 Filed Nov 1, 2016 21:04 UTC Amendment | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionPerformance Share Unit · Derivative | 4,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-16-000311 · edgar.xml · derivative · entry 3 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,691 shares Expires 2016-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F1 · derivative.exercise_date: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. Read SEC document |
| May 31, 2016 Filed Nov 1, 2016 21:04 UTC Amendment | PIPER SANDLER COMPANIES PJC · Entity 3863 | Tax withholdingCommon Stock | 1,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-16-000311 · edgar.xml · nonDerivative · entry 2 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,966 F2 · balance_after: This amendment is being filed to correct the erroneous transposition of the total number of beneficially owned securities following each of the transactions reported. Read SEC document |
| May 31, 2016 Filed Nov 1, 2016 21:04 UTC Amendment | PIPER SANDLER COMPANIES PJC · Entity 3863 | Exercise / conversionCommon Stock | 4,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001230245-16-000311 · edgar.xml · nonDerivative · entry 1 Esckilsen Christine N · CIK 0001664979 · Chief of Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant. F2 · balance_after: This amendment is being filed to correct the erroneous transposition of the total number of beneficially owned securities following each of the transactions reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.