Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL PROPERTIES INC /RI/CPTP · Entity 9568 | President | May 24, 2017 | May 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL PROPERTIES INC /RI/
Report date May 24, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,300 |
Reported balance
After 2017-05-24 transaction · row 1
1 source rowRow 1 · 2017-05-24 · Purchase · Acquired 1,000 · Balance 1,300 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PROVIDENCE & WORCESTER RAILROAD CO/RI/
Report date November 01, 2016 · Filed November 02, 2016
Section 16 reporting ended · disclosed 2016-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-11-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-11-01 · Exercise / conversion · Acquired 12,000 · Balance 24,846 F1: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. Row 2 · 2016-11-01 · Disposition to issuer · Disposed 12,000 · Balance 12,846 F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Row 3 · 2016-11-01 · Disposition to issuer · Disposed 12,846 · Balance 0 F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.70 · Expires 2026-01-18 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-01 · Disposition to issuer · Disposed 8,000 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F5: The reporting person received $90,400.00 as consideration for the cancellation. F3: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.09 · Expires 2025-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-11-01 · Disposition to issuer · Disposed 838 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F6: The reporting person received $5,790.58 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.55 · Expires 2024-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-11-01 · Disposition to issuer · Disposed 844 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F7: The reporting person received $4,599.80 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.96 · Expires 2023-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-11-01 · Disposition to issuer · Disposed 704 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F8: The reporting person received $2,980.80 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.40 · Expires 2022-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-11-01 · Disposition to issuer · Disposed 716 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F9: The reporting person received $9,737.60 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.75 · Expires 2021-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-11-01 · Disposition to issuer · Disposed 715 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F10: The reporting person received $5,898.75 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2020-01-04 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-11-01 · Disposition to issuer · Disposed 618 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F11: The reporting person received $8,806.50 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.99 · Expires 2019-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-11-01 · Disposition to issuer · Disposed 570 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F12: The reporting person received $7,415.70 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.72 · Expires 2018-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-11-01 · Disposition to issuer · Disposed 465 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F13: The reporting person received $3,850.20 as consideration for the cancellation. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.50 · Expires 2017-01-02 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-11-01 · Disposition to issuer · Disposed 440 · Balance 0 F4: This option was cancelled pursuant to the terms of the Merger Agreement. F14: The reporting person received $2,420.00 as consideration for the cancellation. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-01-03 | Direct | 0 |
Reported balance
After 2016-11-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2016-11-01 · Exercise / conversion · Disposed 12,000 · Balance 0 F1: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00.
F2: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W.
F3: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement.
F4: This option was cancelled pursuant to the terms of the Merger Agreement.
F5: The reporting person received $90,400.00 as consideration for the cancellation.
F6: The reporting person received $5,790.58 as consideration for the cancellation.
F7: The reporting person received $4,599.80 as consideration for the cancellation.
F8: The reporting person received $2,980.80 as consideration for the cancellation.
F9: The reporting person received $9,737.60 as consideration for the cancellation.
F10: The reporting person received $5,898.75 as consideration for the cancellation.
F11: The reporting person received $8,806.50 as consideration for the cancellation.
F12: The reporting person received $7,415.70 as consideration for the cancellation.
F13: The reporting person received $3,850.20 as consideration for the cancellation.
F14: The reporting person received $2,420.00 as consideration for the cancellation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2017 Filed May 25, 2017 14:15 UTC | CAPITAL PROPERTIES INC /RI/ CPTP · Entity 9568 | PurchaseClass A Common Stock | 1,000 | $14.20 | $14,195.00 |
DisclosureSEC source: 0001140361-17-022245 · doc1.xml · nonDerivative · entry 1 CONTI P SCOTT · CIK 0001193985 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Exercise / conversionRestricted Stock Unit · Derivative | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 14 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2025-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. F1 · price: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. F1 · derivative.exercise_date: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 440 | $5.50 Strike: $19.50 | $2,420.00 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 13 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 440 shares Expires 2017-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F14 · price: The reporting person received $2,420.00 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 465 | $8.28 Strike: $16.72 | $3,850.20 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 12 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 465 shares Expires 2018-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F13 · price: The reporting person received $3,850.20 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 570 | $13.01 Strike: $11.99 | $7,415.70 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 11 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 570 shares Expires 2019-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F12 · price: The reporting person received $7,415.70 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 618 | $14.25 Strike: $10.75 | $8,806.50 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 10 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 618 shares Expires 2020-01-04 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F11 · price: The reporting person received $8,806.50 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 715 | $8.25 Strike: $16.75 | $5,898.75 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 9 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 715 shares Expires 2021-01-03 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F10 · price: The reporting person received $5,898.75 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 716 | $13.60 Strike: $11.40 | $9,737.60 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 8 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 716 shares Expires 2022-01-03 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F9 · price: The reporting person received $9,737.60 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 704 | $11.04 Strike: $13.96 | $7,772.16 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 7 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 704 shares Expires 2023-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F8 · price: The reporting person received $2,980.80 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 844 | $5.45 Strike: $19.55 | $4,599.80 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 6 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844 shares Expires 2024-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F7 · price: The reporting person received $4,599.80 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 838 | $6.91 Strike: $18.09 | $5,790.58 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 5 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 838 shares Expires 2025-01-02 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F6 · price: The reporting person received $5,790.58 as consideration for the cancellation. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerStock Option (right to buy) · Derivative | 8,000 | $11.30 Strike: $13.70 | $90,400.00 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · derivative · entry 4 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2026-01-18 F4 · price: This option was cancelled pursuant to the terms of the Merger Agreement. F5 · price: The reporting person received $90,400.00 as consideration for the cancellation. F3 · derivative.exercise_date: This non-qualified stock option grant, which provided for vesting in annual installments of 10% on January 18, 2017, 10% on January 18, 2018, 20% on January 18, 2019, 30% on January 18, 2020 and 30% on January 18, 2021, was cancelled in accordance with the merger of Pullman with and into the Company pursuant to the terms of the Merger Agreement. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerCommon Stock | 12,846 | $25.00 | $321,150.00 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · nonDerivative · entry 3 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Disposition to issuerCommon Stock | 12,000 | $25.00 | $300,000.00 |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · nonDerivative · entry 2 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,846 F2 · price: Disposed of for $25.00 per share in cash pursuant to the terms of the Merger Agreement, dated August 12, 2016 (the "Merger Agreement", among Providence and Worcester Railroad Company (the "Company"), Genesee & Wyoming Inc. ("G&W"), and Pullman Acquisition Sub Inc. ("Pullman"), whereby Pullman merged with and into the Company, whereupon the separate corporate existence of Pullman ceased and the Company became a wholly-owned subsidiary of G&W. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:07 UTC | PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX · Entity 181379 | Exercise / conversionCommon Stock | 12,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-147850 · doc4.xml · nonDerivative · entry 1 CONTI P SCOTT · CIK 0001193985 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represented the contingent right to receive one share of the Company's stock upon achieving certain performance goals. In connection with the merger, each Restricted Stock Unit was cancelled for cash in the amount of $25.00 per share, for total consideration of $300,000.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.