Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Sr. VP and General Counsel | May 25, 2017 | May 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date May 25, 2017 · Filed May 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,094 |
Ending reported balance
After 2017-05-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-05-25 · Exercise / conversion · Acquired 48,727 · Balance 70,821 Row 2 · 2017-05-25 · Disposition to issuer · Disposed 19,962 · Balance 50,859 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 3 · 2017-05-25 · Sale · Disposed 28,765 · Balance 22,094 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $76.18 · Expires 2022-11-20 | Direct | 0 |
Reported balance
After 2017-05-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-25 · Exercise / conversion · Disposed 48,727 · Balance 0 F3: The stock appreciation rights vest in four annual installments beginning November 20, 2013. |
| Common StockSEC Table I · non-derivative | IndirectSIP Trust | 380 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 380 F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of April 30, 2017.
F3: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2017 Filed May 26, 2017 14:25 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 48,727 | $0.00 Strike: $76.18 | $0.00 |
DisclosureSEC source: 0001543407-17-000023 · edgar.xml · derivative · entry 5 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,727 shares Expires 2022-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 20, 2013. Read SEC document |
| May 25, 2017 Filed May 26, 2017 14:25 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 28,765 | $185.98 | $5,349,714.70 |
DisclosureSEC source: 0001543407-17-000023 · edgar.xml · nonDerivative · entry 3 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,094 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| May 25, 2017 Filed May 26, 2017 14:25 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 19,962 | $185.98 | $3,712,532.76 |
DisclosureSEC source: 0001543407-17-000023 · edgar.xml · nonDerivative · entry 2 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,859 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $185.35 through $187. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| May 25, 2017 Filed May 26, 2017 14:25 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 48,727 | $76.18 | $3,712,022.86 |
DisclosureSEC source: 0001543407-17-000023 · edgar.xml · nonDerivative · entry 1 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 13:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 44,364 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-17-000019 · edgar.xml · derivative · entry 6 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,364 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 13:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 26,607 | $180.02 | $4,789,792.14 |
DisclosureSEC source: 0001543407-17-000019 · edgar.xml · nonDerivative · entry 4 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,094 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $179.94 through $180.20. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 13:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 17,757 | $180.02 | $3,196,615.14 |
DisclosureSEC source: 0001543407-17-000019 · edgar.xml · nonDerivative · entry 3 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,701 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $179.94 through $180.20. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 13:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 44,364 | $72.12 | $3,199,531.68 |
DisclosureSEC source: 0001543407-17-000019 · edgar.xml · nonDerivative · entry 2 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 13:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 4,857 | $180.04 | $874,454.28 |
DisclosureSEC source: 0001543407-17-000019 · edgar.xml · nonDerivative · entry 1 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,094 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $179.96 through $180.21. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:29 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 15,588 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-16-000140 · edgar.xml · derivative · entry 5 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,588 Underlying: Common Stock · 15,588 shares Expires 2026-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:29 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000140 · edgar.xml · nonDerivative · entry 3 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,951 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:29 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 5,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000140 · edgar.xml · nonDerivative · entry 2 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,361 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:29 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 6,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000140 · edgar.xml · nonDerivative · entry 1 SHERMAN JEFFREY S · CIK 0001276105 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,437 F1 · shares: Represents shares vesting under performance units granted on November 26, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.