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person · Reporting owner

BHALLA RAJEEV

Disclosed activity across 3 companies

Tapewire entity
17575
SEC CIK
0001193996

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CIRCOR INTERNATIONAL INCCIR · Entity 108922Exec VP and CFOMarch 05, 2018March 07, 2018
LOCKHEED MARTIN CORPLMT · Entity 2882Vice President and ControllerJanuary 31, 2005February 02, 2005
Woodward, Inc.WWD · Entity 3264DirectorOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CIRCOR INTERNATIONAL INC

Report date March 05, 2018 · Filed March 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-03-05Direct6,129 Reported balance After 2018-03-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-05 · Grant · Acquired 6,129 · Balance 6,129

F1: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person.

Restricted Stock Unit (MSP)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-03-05Direct1,415 Reported balance After 2018-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-05 · Grant · Acquired 1,415 · Balance 1,415

F2: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $42.62 · Expires 2025-03-05Direct10,968 Reported balance After 2018-03-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-05 · Grant · Acquired 10,968 · Balance 10,968

F3: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person.

F2: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period.

F3: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis.

LOCKHEED MARTIN CORP

Report date January 31, 2005 · Filed February 02, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right-to-buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.81 · Expires 2015-01-30Direct17,000 Reported balance After 2005-01-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2005-01-31 · Grant · Acquired 17,000 · Balance 17,000

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2006.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin DMICP1,730.1277 Reported balance After 2005-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2005-01-31 · Grant · Acquired 903.5029 · Balance 1,730.1277

F2: The phantom stock units convert on a 1 for 1 basis.

F3: The information pertains to the phantom stock units acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin LTIP1,862.7813 Reported balance After 2005-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2005-01-31 · Grant · Acquired 1,862.7813 · Balance 1,862.7813

F2: The phantom stock units convert on a 1 for 1 basis.

F4: The information pertains to the phantom stock units acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin Supplemental SSP1,095.8286 Reported balance Holding disclosure · report date 2005-01-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 1,095.8286

F2: The phantom stock units convert on a 1 for 1 basis.

F5: The information pertains to the phantom stock units acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2006.

F2: The phantom stock units convert on a 1 for 1 basis.

F3: The information pertains to the phantom stock units acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

F4: The information pertains to the phantom stock units acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

F5: The information pertains to the phantom stock units acquired under the Lockheed Martin Supplemental Salaried Savings Plan exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

Woodward, Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Woodward, Inc. Common StockSEC Table I · non-derivativeDirect4,839 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 520 · Balance 4,839

F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 22:01 UTC Woodward, Inc. WWD · Entity 3264 GrantWoodward, Inc. Common Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-411757 · ownership.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,839

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2027. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2 · balance_after: Total includes 2 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 15:54 UTC Woodward, Inc. WWD · Entity 3264 GrantWoodward, Inc. Common Stock 610 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-229549 · ownership.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,317

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2026. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2 · balance_after: Total includes 4 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 14:26 UTC Woodward, Inc. WWD · Entity 3264 GrantWoodward, Inc. Common Stock 856 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-112072 · ownership.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,703

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on October 1, 2025. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F2 · balance_after: Total includes 5 additional shares and units issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 19:30 UTC Woodward, Inc. WWD · Entity 3264 GrantWoodward, Inc. Common Stock 1,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056867 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842

F1 · kind: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on November 27, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs"). All such RSUs will vest 100% on November 27, 2024. Upon vesting, the reporting person will receive one share of Woodward, Inc. common stock per RSU granted, as well as certain additional shares to be issued in connection with the dividend reinvestment provisions of the Issuer's RSU awards.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 17:29 UTC Woodward, Inc. WWD · Entity 3264 PurchaseWoodward, Inc. Common Stock 399 $125.07 $49,902.93
Disclosure

SEC source: 0001209191-23-047294 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779

Read SEC document
May 08, 2023 Filed May 9, 2023 14:15 UTC Woodward, Inc. WWD · Entity 3264 PurchaseWoodward, Inc. Common Stock 461 $108.23 $49,894.03
Disclosure

SEC source: 0001209191-23-028154 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380

Read SEC document
February 07, 2023 Filed Feb 8, 2023 18:25 UTC Woodward, Inc. WWD · Entity 3264 PurchaseWoodward, Inc. Common Stock 484 $103.06 $49,878.62
Disclosure

SEC source: 0001209191-23-007718 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919

Read SEC document
October 03, 2022 Filed Oct 5, 2022 18:20 UTC Woodward, Inc. WWD · Entity 3264 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 3,844 $0.00 Strike: $83.24 $0.00
Disclosure

SEC source: 0001209191-22-052627 · doc4.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844

Underlying: Woodward, Inc. Common Stock · 3,844 shares

Expires 2032-10-03

F1 · derivative.exercise_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter.

F1 · derivative.expiration_date: Options, which expire October 3, 2032, become exercisable as to 25% of the shares on October 3, 2023 and each one-year anniversary thereafter.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 16:45 UTC Woodward, Inc. WWD · Entity 3264 PurchaseWoodward, Inc. Common Stock 435 $91.83 $39,944.57
Disclosure

SEC source: 0001209191-22-049114 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

Read SEC document
May 09, 2022 Filed Oct 25, 2022 18:09 UTC Woodward, Inc. WWD · Entity 3264 SaleWoodward, Inc. Common Stock 33 $99.41 $3,280.45
Disclosure

SEC source: 0001209191-22-054475 · doc4.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435

F1 · balance_after: Holdings as of the filing date of this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:14 UTC Woodward, Inc. WWD · Entity 3264 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $117.64 $0.00
Disclosure

SEC source: 0001209191-21-059366 · doc4.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Woodward, Inc. Common Stock · 3,000 shares

Expires 2031-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter.

F1 · derivative.expiration_date: Options, which expire October 1, 2031, become exercisable as to 25% of the shares on October 1, 2022 and each one-year anniversary thereafter.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 14:50 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 GrantStock Options · Derivative 10,968 $42.62 Strike: $42.62 $467,456.16
Disclosure

SEC source: 0001562180-18-001526 · primarydocument.xml · derivative · entry 3

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,968

Underlying: Common Stock · 10,968 shares

Expires 2025-03-05

F3 · derivative.exercise_date: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 14:50 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 GrantRestricted Stock Unit (MSP) · Derivative 1,415 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001526 · primarydocument.xml · derivative · entry 2

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415

Underlying: Common Stock · 1,415 shares

Expires 2028-03-05

F2 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 14:50 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 GrantRestricted Stock Unit · Derivative 6,129 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001526 · primarydocument.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,129

Underlying: Common Stock · 6,129 shares

Expires 2028-03-05

F1 · derivative.exercise_date: The grant of Restricted Stock Units (RSUs), reported herein, entitles the Reporting Person to receive shares of the issuer common stock in equal installments of one-third of the original RSU grant on either (i) the annual vesting of the grant or (ii) upon the conclusion of such longer deferral period as the Reporting Person may elect in advance. In either occurrence, (i) or (ii), the RSUs automatically convert into shares of common stock on a one-for-one basis at no conversion cost to the Reporting Person.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionRestricted Stock Unit · Derivative 730 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · derivative · entry 6

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730

Underlying: Common Stock · 730 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionManagement Stock Purchase · Derivative 1,788 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · derivative · entry 5

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,788 shares

Expires 2025-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Tax withholdingCommon Stock 383 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · nonDerivative · entry 4

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,601

F2 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Tax withholdingCommon Stock 825 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · nonDerivative · entry 3

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionCommon Stock 730 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · nonDerivative · entry 2

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 14:59 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionCommon Stock 1,788 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-001265 · primarydocument.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were issued to the Reporting Person pursuant to issuers Management Stock Purchase Plan (MSPP) on 2/23/2015 utilizing a fair market value (FMV) of a share of the issuers stock of $51.84. RSUs are issued in whole units on the basis of a 33 percent discount from FMV of the issuers common stock on the date the underlying bonus is determined ($34.73 in this case) and generally vest 3 years from date of grant, at which time they convert into shares of common stock unless the executive has previously elected a longer deferral period. Acquisition price reflects the 33% discount to FMV of issuers stock on grant date. This report reflects the acquisition by the Reporting Person of the common stock underlying the RSUs minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
March 23, 2017 Filed Mar 24, 2017 09:43 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionRestricted Stock Unit · Derivative 730 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001562180-17-001313 · primarydocument.xml · derivative · entry 3

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460

Underlying: Common Stock · 730 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

Read SEC document
March 23, 2017 Filed Mar 24, 2017 09:43 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Tax withholdingCommon Stock 344 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-001313 · primarydocument.xml · nonDerivative · entry 2

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

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March 23, 2017 Filed Mar 24, 2017 09:43 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 Exercise / conversionCommon Stock 730 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-001313 · primarydocument.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/23/2016 utilizing a fair market value (FMV) of a share of the issuers stock of $38.89. The RSU grant vests in equal portions over a three year period, and are received by the Reporting Person upon vesting, on a one-for-one basis. This report reflects the vesting of one-third portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares minus sufficient shares withheld to pay applicable income taxes.

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February 27, 2017 Filed Mar 1, 2017 15:08 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 GrantStock Options · Derivative 16,635 $60.99 Strike: $60.99 $1,014,568.65
Disclosure

SEC source: 0001562180-17-000992 · primarydocument.xml · derivative · entry 2

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,635

Underlying: Common Stock · 16,635 shares

Expires 2024-02-27

F2 · derivative.exercise_date: The options generally vest in equal annual installments of one-third of the original stock option grant over a three year period from award date. The options convert into shares of common stock on a one-for-one basis.

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February 27, 2017 Filed Mar 1, 2017 15:08 UTC CIRCOR INTERNATIONAL INC CIR · Entity 108922 GrantRestricted Stock Unit (MSP) · Derivative 1,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-17-000992 · primarydocument.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires 2027-02-27

F1 · derivative.exercise_date: This Restricted Stock Units (RSUs) grant is issued pursuant to a provision of the issuer Management Stock Purchase Plan (MSPP) whereby certain executives may make an advance election to receive RSUs in lieu of a specified percentage or dollar amount of that executives' annual incentive cash bonus under the bonus plan applicable to the executive. The RSUs are issued in whole units at a 33% discount from fair market value of the issuer's common stock on the date the underlying bonus is determined and generally vest 3 years from the date of the grant, at which time the RSUs convert into shares of common stock on a one-for-one basis unless the executive previously elected a longer deferral period.

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January 31, 2005 Filed Feb 2, 2005 21:42 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 1,862.7813 $55.55 $103,477.50
Disclosure

SEC source: 0001227213-05-000027 · edgar.xml · derivative · entry 3

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin LTIP

Disclosed balance after: 1,862.7813

Underlying: Common Stock · 1,862.7813 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis.

F4 · derivative.exercise_date: The information pertains to the phantom stock units acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

F4 · derivative.expiration_date: The information pertains to the phantom stock units acquired under the Lockheed Martin Long Term Incentive Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

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January 31, 2005 Filed Feb 2, 2005 21:42 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 903.5029 $57.81 $52,231.50
Disclosure

SEC source: 0001227213-05-000027 · edgar.xml · derivative · entry 2

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin DMICP

Disclosed balance after: 1,730.1277

Underlying: Common Stock · 903.5029 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis.

F3 · derivative.exercise_date: The information pertains to the phantom stock units acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

F3 · derivative.expiration_date: The information pertains to the phantom stock units acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) and will be settled in stock upon the reporting person's retirement or termination of service.

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January 31, 2005 Filed Feb 2, 2005 21:42 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantEmployee Stock Option (Right-to-buy) · Derivative 17,000 $57.81 Strike: $57.81 $982,770.00
Disclosure

SEC source: 0001227213-05-000027 · edgar.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2015-01-30

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 31, 2006.

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March 31, 2004 Filed Apr 2, 2004 19:43 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantCommon Stock 7,500 $45.64 $342,300.00
Disclosure

SEC source: 0001227213-04-000049 · edgar.xml · nonDerivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: Restricted stock granted on March 31, 2004 pursuant to the Lockheed Martin Corporation 2003 Incentive Performance Award Plan. Shares vest one-third after 3 years from the date of the grant and the remaining two-thirds after 4 years from the date of the grant, or earlier upon certain circumstances (including, retirement upon age 65, termination after a change of control, disability, divestiture or layoff). The award is subject to the reporting person signing an agreement that contains a non-compete provision.

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January 29, 2004 Filed Feb 2, 2004 20:14 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantNon-Qualified Stock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $49.27 $0.00
Disclosure

SEC source: 0001227213-04-000036 · edgar.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2014-01-28

F1 · derivative.exercise_date: The options vest over three years, one-third on each of the first, second and third anniversaries of the grant date, beginning on January 29, 2005.

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January 22, 2004 Filed Jan 26, 2004 19:23 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 460.3348 $51.38 $23,652.00
Disclosure

SEC source: 0001227213-04-000025 · edgar.xml · derivative · entry 1

BHALLA RAJEEV · CIK 0001193996 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · LM DMICP

Disclosed balance after: 812.3248

Underlying: Common Stock · 460.3348 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The information pertains to the phantom stock units acquired under the LM DMICP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: The information pertains to the phantom stock units acquired under the LM DMICP exempt under Section 16(b) and will be settled upon the reporting person's retirement or termination of service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.