Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEOGENOMICS INCNEO · Entity 2096 | Director | May 25, 2017 | May 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEOGENOMICS INC
Report date May 25, 2017 · Filed May 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,348 |
Reported balance
After 2017-05-30 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2017-05-30 · Exercise / conversion · Acquired 7,222 · Balance 183,348 |
| Common StockSEC Table I · non-derivative | Direct | 176,126 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 176,126 |
| Restricted StockSEC Table II · derivative / convertible security · Expires 2017-03-31 | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-30 · Conversion · Disposed 2,150 · Balance 0 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. |
| Restricted StockSEC Table II · derivative / convertible security · Expires 2017-03-31 | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-30 · Conversion · Disposed 5,072 · Balance 0 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. |
| Restricted StockSEC Table II · derivative / convertible security | Direct | 8,667 |
Reported balance
After 2017-05-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-25 · Grant · Acquired 8,667 · Balance 8,667 F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. |
| StockOption (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.27 · Expires 2022-05-25 | Direct | 10,000 |
Reported balance
After 2017-05-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-25 · Grant · Acquired 10,000 · Balance 10,000 F7: On May 25, 2017, Mr. Robison was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.78 · Expires 2020-05-06 | Direct | 6,667 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 6,667 F5: On May 6, 2015 Mr. Robison was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.11 · Expires 2021-07-28 | Direct | 8,333 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,333 F6: On July 28, 2016, Mr. Robison was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F2: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock.
F3: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017.
F4: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017.
F5: On May 6, 2015 Mr. Robison was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F6: On July 28, 2016, Mr. Robison was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
F7: On May 25, 2017, Mr. Robison was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date.
F8: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
F9: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed May 31, 2017 01:25 UTC | NEOGENOMICS INC NEO · Entity 2096 | ConversionRestricted Stock · Derivative | 5,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 4 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,072 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F4 · derivative.exercise_date: 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:25 UTC | NEOGENOMICS INC NEO · Entity 2096 | ConversionRestricted Stock · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 3 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,150 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · kind: Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. F3 · derivative.exercise_date: 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. Read SEC document |
| May 30, 2017 Filed May 31, 2017 01:25 UTC | NEOGENOMICS INC NEO · Entity 2096 | Exercise / conversionCommon Stock | 7,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · nonDerivative · entry 2 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:25 UTC | NEOGENOMICS INC NEO · Entity 2096 | GrantRestricted Stock · Derivative | 8,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 8 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Underlying: Common Stock · 8,667 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F8 · derivative.exercise_date: The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. F9 · derivative.expiration_date: These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. Read SEC document |
| May 25, 2017 Filed May 31, 2017 01:25 UTC | NEOGENOMICS INC NEO · Entity 2096 | GrantStockOption (Right to Buy) · Derivative | 10,000 | $7.27 Strike: $7.27 | $72,700.00 |
DisclosureSEC source: 0001209191-17-036317 · doc4.xml · derivative · entry 7 Robison William J · CIK 0001372151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Comon Stock · 10,000 shares Expires 2022-05-25 F7 · derivative.exercise_date: On May 25, 2017, Mr. Robison was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.