Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLACKBAUD INCBLKB · Entity 476 | EVP of Human Resources | May 25, 2017 | May 30, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLACKBAUD INC
Report date May 25, 2017 · Filed May 30, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,278 |
Ending reported balance
After 2017-05-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-25 · Exercise / conversion · Acquired 11,887 · Balance 87,165 Row 2 · 2017-05-25 · Disposition to issuer · Disposed 4,019 · Balance 83,146 Row 3 · 2017-05-25 · Tax withholding · Disposed 3,852 · Balance 79,294 F1: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities upon the exercise of stock appreciation rights. Row 4 · 2017-05-25 · Sale · Disposed 4,016 · Balance 75,278 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $28.06 · Expires 2018-11-09 | Direct | 0 |
Reported balance
After 2017-05-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-25 · Exercise / conversion · Disposed 11,887 · Balance 0 F2: Represents a stock appreciation right which vested in four equal annual installments beginning on November 10, 2012, subject to continued employment, and shall be settled in stock at time of exercise. |
| Performance Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $22.24 · Expires 2019-11-05 | Direct | 80,504 |
Reported balance
Holding disclosure · report date 2017-05-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 80,504 F3: Represents a performance stock appreciation right ("PSAR") which vested in four equal annual installments beginning on November 6, 2013 since the Issuer maintained a 25% increase in its stock price over $22.24 for 30 consecutive days prior to November 6, 2013. The PSARs shall be settled in stock at the time of exercise. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities upon the exercise of stock appreciation rights.
F2: Represents a stock appreciation right which vested in four equal annual installments beginning on November 10, 2012, subject to continued employment, and shall be settled in stock at time of exercise.
F3: Represents a performance stock appreciation right ("PSAR") which vested in four equal annual installments beginning on November 6, 2013 since the Issuer maintained a 25% increase in its stock price over $22.24 for 30 consecutive days prior to November 6, 2013. The PSARs shall be settled in stock at the time of exercise.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2017 Filed May 30, 2017 16:15 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionStock Appreciation Right · Derivative | 11,887 | $0.00 Strike: $28.06 | $0.00 |
DisclosureSEC source: 0001209191-17-036128 · doc4.xml · derivative · entry 5 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,887 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents a stock appreciation right which vested in four equal annual installments beginning on November 10, 2012, subject to continued employment, and shall be settled in stock at time of exercise. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:15 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 4,016 | $83.00 | $333,328.00 |
DisclosureSEC source: 0001209191-17-036128 · doc4.xml · nonDerivative · entry 4 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,278 Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:15 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 3,852 | $83.00 | $319,716.00 |
DisclosureSEC source: 0001209191-17-036128 · doc4.xml · nonDerivative · entry 3 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,294 F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities upon the exercise of stock appreciation rights. Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:15 UTC | BLACKBAUD INC BLKB · Entity 476 | Disposition to issuerCommon Stock | 4,019 | $83.00 | $333,577.00 |
DisclosureSEC source: 0001209191-17-036128 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,146 Read SEC document |
| May 25, 2017 Filed May 30, 2017 16:15 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionCommon Stock | 11,887 | $28.06 | $333,549.22 |
DisclosureSEC source: 0001209191-17-036128 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 3,097 | $82.00 | $253,954.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · nonDerivative · entry 5 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,278 Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionStock Appreciation Right · Derivative | 11,000 | $0.00 Strike: $28.06 | $0.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · derivative · entry 6 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,887 Underlying: Common Stock · 11,000 shares Expires 2018-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents a stock appreciation right which vested in four equal annual installments beginning on November 10, 2012, subject to continued employment, and shall be settled in stock at time of exercise. Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 596 | $82.00 | $48,872.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · nonDerivative · entry 4 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,375 Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 3,542 | $82.00 | $290,444.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · nonDerivative · entry 3 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,971 Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | Disposition to issuerCommon Stock | 3,765 | $82.00 | $308,730.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,513 Read SEC document |
| May 22, 2017 Filed May 24, 2017 17:34 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionCommon Stock | 11,000 | $28.06 | $308,660.00 |
DisclosureSEC source: 0001209191-17-035075 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 17:27 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 2,500 | $80.00 | $200,000.00 |
DisclosureSEC source: 0001209191-17-029279 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,278 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on February 27, 2017 and effective on March 6, 2017. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 17:55 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 2,500 | $78.00 | $195,000.00 |
DisclosureSEC source: 0001209191-17-026337 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,778 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on February 27, 2017 and effective on March 6, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 17:59 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 2,500 | $77.00 | $192,500.00 |
DisclosureSEC source: 0001209191-17-022100 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,278 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on February 27, 2017 and effective on March 6, 2017. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 16:52 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 2,500 | $76.00 | $190,000.00 |
DisclosureSEC source: 0001209191-17-021115 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,778 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on February 27, 2017 and effective on March 6, 2017. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 16:54 UTC | BLACKBAUD INC BLKB · Entity 476 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016731 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,278 Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 17:27 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 2,239 | $72.16 | $161,566.24 |
DisclosureSEC source: 0001209191-17-011608 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,478 F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units granted February 14, 2014. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:32 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 1,771 | $71.66 | $126,909.86 |
DisclosureSEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 5 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,887 F5 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of PRSUs granted February 13, 2015. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:32 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 980 | $71.66 | $70,226.80 |
DisclosureSEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 4 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,658 F4 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of RS granted February 13, 2015. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:32 UTC | BLACKBAUD INC BLKB · Entity 476 | GrantCommon Stock | 10,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 3 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,638 F3 · shares: On February 14, 2017, the Compensation Committee determined that PRSUs granted in 2016 would vest in three equal annual installments beginning on February 14, 2017 based on the Issuer achieving performance goals for the period ended December 31, 2016. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 17:27 UTC | BLACKBAUD INC BLKB · Entity 476 | GrantCommon Stock | 9,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011608 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,717 F1 · shares: Represents a restricted stock award which vests in four equal annual installments beginning on February 14, 2018, subject to continued employment. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:32 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 1,227 | $70.74 | $86,797.98 |
DisclosureSEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,926 F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of performance restricted stock units ("PRSUs") granted February 11, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:32 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 920 | $70.74 | $65,080.80 |
DisclosureSEC source: 0001209191-17-011168 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,153 F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock ("RS") granted February 11, 2016. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionStock Appreciation Right · Derivative | 7,161 | $0.00 Strike: $26.79 | $0.00 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · derivative · entry 6 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,161 shares Expires 2017-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016. F5 · derivative.exercise_date: Represents a stock appreciation right which vested in four equal annual installments beginning on November 8, 2011, subject to continued employment, and shall be settled in stock at time of exercise. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 1,560 | $71.74 | $111,914.40 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 5 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,073 F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.19 to $71.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | SaleCommon Stock | 5,313 | $70.35 | $373,769.55 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 4 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,633 F2 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan executed by the reporting person on November 30, 2016 and effective on December 5, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $69.99 to $70.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 1,585 | $69.99 | $110,934.15 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 3 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,946 F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities upon the exercise of stock appreciation rights. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | Disposition to issuerCommon Stock | 2,742 | $69.99 | $191,912.58 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,531 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:53 UTC | BLACKBAUD INC BLKB · Entity 476 | Exercise / conversionCommon Stock | 7,161 | $26.79 | $191,843.19 |
DisclosureSEC source: 0001209191-17-010136 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:37 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 1,590 | $58.83 | $93,539.70 |
DisclosureSEC source: 0001209191-16-149198 · doc4.xml · nonDerivative · entry 2 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,112 F2 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock granted November 6, 2013. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:37 UTC | BLACKBAUD INC BLKB · Entity 476 | Tax withholdingCommon Stock | 1,255 | $58.83 | $73,831.65 |
DisclosureSEC source: 0001209191-16-149198 · doc4.xml · nonDerivative · entry 1 MISTRETTA JOHN J · CIK 0001068740 · EVP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,702 F1 · shares: Represents shares forfeited to the Issuer in connection with the satisfaction of tax liabilities incurred upon the vesting of restricted stock granted November 6, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.