Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LITTELFUSE INC /DELFUS · Entity 3514 | SVP & GM Automotive Div | May 30, 2017 | May 31, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LITTELFUSE INC /DE
Report date May 30, 2017 · Filed May 31, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,403 |
Ending reported balance
After 2017-05-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-30 · Exercise / conversion · Acquired 2,740 · Balance 7,143 Row 2 · 2017-05-30 · Exercise / conversion · Acquired 3,083 · Balance 10,226 Row 3 · 2017-05-30 · Exercise / conversion · Acquired 2,667 · Balance 12,893 Row 4 · 2017-05-30 · Sale · Disposed 8,490 · Balance 4,403 F1: The shares were sold in multiple transactions at prices ranging from $163.05 to $163.15. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.84 · Expires 2021-04-25 | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-30 · Exercise / conversion · Disposed 2,740 · Balance 0 F2: The option for 8,220 shares vests in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $96.15 · Expires 2022-04-24 | Direct | 3,083 |
Reported balance
After 2017-05-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-30 · Exercise / conversion · Disposed 3,083 · Balance 3,083 F3: The option for 9,250 shares vests in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $120.15 · Expires 2023-04-22 | Direct | 5,333 |
Reported balance
After 2017-05-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-30 · Exercise / conversion · Disposed 2,667 · Balance 5,333 F4: The option for 8,000 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in multiple transactions at prices ranging from $163.05 to $163.15. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F2: The option for 8,220 shares vests in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant.
F3: The option for 9,250 shares vests in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant.
F4: The option for 8,000 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock Option (right to buy) · Derivative | 2,667 | $0.00 Strike: $120.15 | $0.00 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · derivative · entry 7 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,333 Underlying: Common Stock · 2,667 shares Expires 2023-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option for 8,000 shares vests in increments of one third annually beginning on the first anniversary of the April 22, 2016 date of grant. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock Option (right to buy) · Derivative | 3,083 | $0.00 Strike: $96.15 | $0.00 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · derivative · entry 6 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,083 Underlying: Common Stock · 3,083 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option for 9,250 shares vests in increments of one third annually beginning on the first anniversary of the April 24, 2015 date of grant. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock Option (right to buy) · Derivative | 2,740 | $0.00 Strike: $94.84 | $0.00 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · derivative · entry 5 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,740 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option for 8,220 shares vests in increments of one third annually beginning on the first anniversary of the April 25, 2014 date of grant. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 8,490 | $163.06 | $1,384,379.40 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · nonDerivative · entry 4 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403 F1 · price: The shares were sold in multiple transactions at prices ranging from $163.05 to $163.15. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon Stock | 2,667 | $120.15 | $320,440.05 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · nonDerivative · entry 3 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon Stock | 3,083 | $96.15 | $296,430.45 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · nonDerivative · entry 2 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed May 31, 2017 13:28 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon Stock | 2,740 | $94.84 | $259,861.60 |
DisclosureSEC source: 0001140361-17-022984 · doc1.xml · nonDerivative · entry 1 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 19:41 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Tax withholdingCommon Stock | 417 | $157.42 | $65,644.14 |
DisclosureSEC source: 0001140361-17-016864 · doc1.xml · nonDerivative · entry 1 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403 F1 · price: Closing price per share on date of vesting of restricted stock units. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:57 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Tax withholdingCommon Stock | 429 | $156.17 | $66,996.93 |
DisclosureSEC source: 0001140361-17-016739 · doc1.xml · nonDerivative · entry 2 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820 F1 · price: Closing price per share on date of vesting of restricted stock units. Read SEC document |
| April 22, 2017 Filed Apr 25, 2017 20:57 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Tax withholdingCommon Stock | 395 | $153.11 | $60,478.45 |
DisclosureSEC source: 0001140361-17-016739 · doc1.xml · nonDerivative · entry 1 Roeder Dieter · CIK 0001408919 · SVP & GM Automotive Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,249 F1 · price: Closing price per share on date of vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 14:34 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon Stock | 4,000 | $162.34 | $649,360.00 |
DisclosureSEC source: 0001599220-17-000004 · primary_doc.xml · nonDerivative · entry 1 Roeder Dieter · CIK 0001408919 · Sr. VP & GM Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,644 F1 · price: The shares were sold in multiple transactions at prices ranging from $162.29 to $162.48. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock option (right to buy) · Derivative | 2,933 | $0.00 Strike: $66.68 | $0.00 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 7 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,933 shares Expires 2020-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock option (right to buy) · Derivative | 2,740 | $0.00 Strike: $94.84 | $0.00 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 6 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Underlying: Common stock · 2,740 shares Expires 2021-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionStock option (right to buy) · Derivative | 3,084 | $0.00 Strike: $96.15 | $0.00 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · derivative · entry 5 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,166 Underlying: Common stock · 3,084 shares Expires 2022-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest in increments of one third annually beginning on the first anniversary of the date of grant. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | SaleCommon stock | 16,827 | $149.02 | $2,507,559.54 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 4 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,644 Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon stock | 2,933 | $66.68 | $195,572.44 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 3 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon stock | 2,740 | $94.84 | $259,861.60 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 2 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:06 UTC | LITTELFUSE INC /DE LFUS · Entity 3514 | Exercise / conversionCommon stock | 3,084 | $96.15 | $296,526.60 |
DisclosureSEC source: 0001209191-16-151537 · doc4.xml · nonDerivative · entry 1 Roeder Dieter · CIK 0001408919 · Sr. VP & G.M. Automotive Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.