Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GARTNER INCIT · Entity 465 | SVP, Gen Counsel | May 30, 2017 | June 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GARTNER INC
Report date May 30, 2017 · Filed June 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 862 |
Ending reported balance
After 2017-05-31 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-05-30 · Exercise / conversion · Acquired 2,955 · Balance 5,581 Row 2 · 2017-05-30 · Disposition to issuer · Disposed 1,997 · Balance 3,584 F2: Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs. Row 3 · 2017-05-30 · Tax withholding · Disposed 329 · Balance 3,255 F3: Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise. Row 4 · 2017-05-30 · Sale · Disposed 2,431 · Balance 824 Row 5 · 2017-05-31 · Other · Acquired 38 · Balance 862 F4: Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $80.06 · Expires 2023-02-08 | Direct | 8,864 |
Reported balance
After 2017-05-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-30 · Exercise / conversion · Disposed 2,955 · Balance 8,864 F1: These SARs became exercisable in four substantially equal annual installments commencing on 2/8/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: These SARs became exercisable in four substantially equal annual installments commencing on 2/8/2017.
F2: Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs.
F3: Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise.
F4: Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 38 | $113.62 | $4,317.56 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · nonDerivative · entry 5 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862 F4 · shares: Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionStock Appreciation Rights · Derivative | 2,955 | $0.00 Strike: $80.06 | $0.00 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · derivative · entry 6 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,864 Underlying: Common Stock · 2,955 shares Expires 2023-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These SARs became exercisable in four substantially equal annual installments commencing on 2/8/2017. F1 · derivative.expiration_date: These SARs became exercisable in four substantially equal annual installments commencing on 2/8/2017. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | SaleCommon Stock | 2,431 | $118.15 | $287,213.41 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · nonDerivative · entry 4 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824 Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | Tax withholdingCommon Stock | 329 | $118.48 | $38,979.92 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · nonDerivative · entry 3 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,255 F3 · shares: Represents shares withheld from the settlement of the SARs for the payment of applicable income and payroll tax withholding due upon exercise. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | Disposition to issuerCommon Stock | 1,997 | $118.48 | $236,604.56 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · nonDerivative · entry 2 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584 F2 · shares: Represents the simultaneous sale back to the issuer of this number of shares having an aggregate value, based on the market price on the date of exercise, substantially equal to the aggregate exercise price of the SARs. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:51 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 2,955 | $80.06 | $236,577.30 |
DisclosureSEC source: 0001127602-17-020048 · form4.xml · nonDerivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:49 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 60 | $98.05 | $5,882.97 |
DisclosureSEC source: 0001127602-17-009774 · form4.xml · nonDerivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626 F1 · shares: Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:15 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionRestricted Stock Units · Derivative | 2,302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004817 · form4.xml · derivative · entry 4 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,904 Underlying: Common Stock · 2,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares acquired upon release of RSUs. F3 · derivative.exercise_date: These RSUs vest in four substantially equal installments, commencing on 02/08/2017. Represents 2017 installment. F3 · derivative.expiration_date: These RSUs vest in four substantially equal installments, commencing on 02/08/2017. Represents 2017 installment. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:15 UTC | GARTNER INC IT · Entity 465 | GrantRestricted Stock Units · Derivative | 9,206 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004817 · form4.xml · derivative · entry 3 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,206 Underlying: Common Stock · 9,206 shares Expires not disclosed F1 · derivative.exercise_date: These performance-based RSUs were awarded on February 8, 2016 and vest in four substantially equal annual installments, commencing on 2/8/2017, the date the performance metric was certified and the actual number of RSUs awarded was determined. F1 · derivative.expiration_date: These performance-based RSUs were awarded on February 8, 2016 and vest in four substantially equal annual installments, commencing on 2/8/2017, the date the performance metric was certified and the actual number of RSUs awarded was determined. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:15 UTC | GARTNER INC IT · Entity 465 | Tax withholdingCommon Stock | 821 | $98.85 | $81,155.85 |
DisclosureSEC source: 0001127602-17-004817 · form4.xml · nonDerivative · entry 2 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,566 F4 · shares: Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:15 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004817 · form4.xml · nonDerivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares acquired upon release of RSUs. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:21 UTC | GARTNER INC IT · Entity 465 | GrantStock Appreciation Rights · Derivative | 9,562 | $0.00 Strike: $99.07 | $0.00 |
DisclosureSEC source: 0001127602-17-004650 · form4.xml · derivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,562 Underlying: Common Stock · 9,562 shares Expires 2024-02-06 F1 · derivative.exercise_date: These SARs become exercisable in four substantially equal annual installments commencing on 2/6/2018. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:42 UTC | GARTNER INC IT · Entity 465 | OtherCommon Stock | 43 | $97.68 | $4,200.20 |
DisclosureSEC source: 0001127602-16-068835 · form4.xml · nonDerivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085 F1 · shares: Represents shares acquired under Gartner Inc.'s 2011 Employee Stock Purchase Plan in a transaction exempt from Section 16(b) pursuant to Rule 16b-3(c). Read SEC document |
| October 15, 2016 Filed Oct 17, 2016 20:37 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionRestricted Stock Units · Derivative | 1,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064841 · form4.xml · derivative · entry 3 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,342 Underlying: Common Stock · 1,448 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon release of RSUs. F2 · derivative.exercise_date: These RSUs vest in four equal annual installments, beginning on October 15, 2016. F2 · derivative.expiration_date: These RSUs vest in four equal annual installments, beginning on October 15, 2016. Read SEC document |
| October 15, 2016 Filed Oct 17, 2016 20:37 UTC | GARTNER INC IT · Entity 465 | Tax withholdingCommon Stock | 498 | $87.91 | $43,779.18 |
DisclosureSEC source: 0001127602-16-064841 · form4.xml · nonDerivative · entry 2 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 F3 · shares: Represents shares withheld from released RSUs for the payment of applicable income and payroll withholding taxes due on release. Read SEC document |
| October 15, 2016 Filed Oct 17, 2016 20:37 UTC | GARTNER INC IT · Entity 465 | Exercise / conversionCommon Stock | 1,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064841 · form4.xml · nonDerivative · entry 1 Peale Daniel S · CIK 0001661541 · SVP, Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon release of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.