Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERATED HERMES, INC.FII · Entity 3961 | Director · Vice Chairman, Secretary & EVP | June 07, 2017 | June 09, 2017 |
| Federated Hermes Project & Trade Finance Tender FundXPTFX · Entity 48672 | EVP and Secretary | December 05, 2016 | December 05, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERATED HERMES, INC.
Report date June 07, 2017 · Filed June 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectHeld indirectly by 713 Investment Partners, L.P. | 234,833 |
Reported balance
After 2017-06-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-06-07 · Gift · Disposed 40 · Balance 234,833 |
| Class B Common StockSEC Table I · non-derivative | IndirectHeld indirectly by John W. McGonigle Revocable Trust | 1,299,980 |
Reported balance
Holding disclosure · report date 2017-06-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,299,980 F1: On April 4, 2017, the 357,305 shares of Federated Investors, Inc. Class B Common Stock ("FII Class B Common Stock") held by the Mary Ita McGonigle Revocable Trust were transferred to the John McGonigle Revocable Trust. Mr. McGonigle and his wife are trustees of both revocable trusts. As a result of this transfer, Mr. McGonigle's pecuniary interest in the shares of FII Class B Common Stock did not change and this transfer is exempt from reporting under Rule 16a-13. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the John W. McGonigle Revocable Trust except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 4, 2017, the 357,305 shares of Federated Investors, Inc. Class B Common Stock ("FII Class B Common Stock") held by the Mary Ita McGonigle Revocable Trust were transferred to the John McGonigle Revocable Trust. Mr. McGonigle and his wife are trustees of both revocable trusts. As a result of this transfer, Mr. McGonigle's pecuniary interest in the shares of FII Class B Common Stock did not change and this transfer is exempt from reporting under Rule 16a-13. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by the John W. McGonigle Revocable Trust except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares.
Federated Hermes Project & Trade Finance Tender Fund
Report date December 05, 2016 · Filed December 05, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2016-12-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2017 Filed Jun 9, 2017 16:45 UTC | FEDERATED HERMES, INC. FII · Entity 3961 | GiftClass B Common Stock | 40 | $0.00 | $0.00 |
DisclosureSEC source: 0001318148-17-000016 · primary_doc.xml · nonDerivative · entry 1 MCGONIGLE JOHN W · CIK 0001061432 · Director · Vice Chairman, Secretary & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly by 713 Investment Partners, L.P. Disclosed balance after: 234,833 Read SEC document |
| May 02, 2016 Filed Nov 4, 2016 17:52 UTC | FEDERATED HERMES, INC. FII · Entity 3961 | GiftClass B Common Stock | 730 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001318148-16-000076 · primary_doc.xml · nonDerivative · entry 1 MCGONIGLE JOHN W · CIK 0001061432 · Director · Vice-Chairman, Sec, EVP 10b5-1 filing: Not disclosed Ownership: Indirect · Held indirectly by Fairview Partners, L.P. Disclosed balance after: 1,954,878 F1 · kind: The reported securities were held by Fairview Partners, a limited partnership ("Fairview Partners, L.P.") of which 713 Investment Corp. (subsequently renamed Fairview Investment Corp.) was the sole general partner. Mr. McGonigle and his wife were shareholders and directors of 713 Investment Corp. On May 2, 2016, the reporting person and his wife gifted their entire interest in 713 Investment Corp. to their children, grandchildren and descendants and resigned as shareholders and directors of 713 Investment Corp. Therefore, the reporting person will have no reporting obligation for Fairview Partners, L.P. in subsequent reports. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares. F1 · price: The reported securities were held by Fairview Partners, a limited partnership ("Fairview Partners, L.P.") of which 713 Investment Corp. (subsequently renamed Fairview Investment Corp.) was the sole general partner. Mr. McGonigle and his wife were shareholders and directors of 713 Investment Corp. On May 2, 2016, the reporting person and his wife gifted their entire interest in 713 Investment Corp. to their children, grandchildren and descendants and resigned as shareholders and directors of 713 Investment Corp. Therefore, the reporting person will have no reporting obligation for Fairview Partners, L.P. in subsequent reports. The reporting person disclaims beneficial ownership of the Federated Investors, Inc. Class B Common Stock held by Fairview Partners, L.P. except to the extent of his pecuniary interest therein. This transaction did not involve any public sale of shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.