organization · Reporting owner

SCP III AIV THREE-FCER Conduit, L.P.

Disclosed activity across 1 company

Tapewire entity: 175319
SEC CIK: 0001611318

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Adeptus Health Inc.ADPT · Entity 175318	10% owner	May 10, 2017	June 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Adeptus Health Inc.

Report date May 10, 2017 · Filed June 12, 2017

Jointly reported with Sterling Capital Partners III, LLC, SCP III AIV THREE-FCER, L.P., SC Partners III, L.P., Taslitz Steven, BECKER DOUGLAS L, Hoehn-Saric Rudolf Christopher

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectSee footnotes	1,335,068	Reported balance After 2017-06-09 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2017-06-09 · Conversion · Acquired 1,335,068 · Balance 1,335,068 F1: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange. F3: These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P. F6: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnotes	5,593	Reported balance After 2017-05-10 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2017-05-10 · Tax withholding · Disposed 8,834 · Balance 5,593 F7: Represents a forfeiture of an unvested restricted stock award upon the departure of Mr. Daniel Rosenberg from the Issuer's board of directors. F5: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to former members of the Issuer's board of directors who were employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric. F6: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.
Class A Common StockSEC Table I · non-derivative	IndirectSee footnotes	1,009,813	Reported balance Holding disclosure · report date 2017-05-10 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,009,813 F4: Shares of Class A Common Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P. F6: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.
Units of Adeptus Health LLC (1)SEC Table II · derivative / convertible security	IndirectSee footnotes	0	Reported balance After 2017-06-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-06-09 · Conversion · Disposed 1,335,068 · Balance 0 F2: Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC. F1: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange. F3: These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P. F6: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange.

F2: Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC.

F3: These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P.

F4: Shares of Class A Common Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P.

F5: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to former members of the Issuer's board of directors who were employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric.

F6: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC.

F7: Represents a forfeiture of an unvested restricted stock award upon the departure of Mr. Daniel Rosenberg from the Issuer's board of directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 09, 2017 Filed Jun 12, 2017 16:53 UTC	Adeptus Health Inc. ADPT · Entity 175318	ConversionUnits of Adeptus Health LLC (1) · Derivative	1,335,068	$0.00	$0.00	Disclosure SEC source: 0001104659-17-038737 · a4.xml · derivative · entry 4 Sterling Capital Partners III, LLC · CIK 0001611325 · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · 10% owner SC Partners III, L.P. · CIK 0001611317 · 10% owner Taslitz Steven · CIK 0001407214 · 10% owner BECKER DOUGLAS L · CIK 0001072473 · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,335,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC. F1 · kind: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange. F2 · derivative.exercise_date: Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC. F2 · derivative.expiration_date: Units of Adeptus Health LLC represent limited liability company units of Adeptus Health LLC and an equal number of shares of Class B Common Stock of Adeptus Health Inc. (the "Issuer"), which together are exchangeable on a one-for-one basis for shares of Class A Common Stock of the Issuer pursuant to the Amended and Restated Limited Liability Company Agreement of Adeptus Health LLC. F3 · ownership.nature: These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P. F6 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:53 UTC	Adeptus Health Inc. ADPT · Entity 175318	ConversionClass A Common Stock	1,335,068	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-17-038737 · a4.xml · nonDerivative · entry 1 Sterling Capital Partners III, LLC · CIK 0001611325 · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · 10% owner SC Partners III, L.P. · CIK 0001611317 · 10% owner Taslitz Steven · CIK 0001407214 · 10% owner BECKER DOUGLAS L · CIK 0001072473 · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,335,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange. F1 · price: On June 9, 2017, Units of Adeptus Health LLC were exchanged for shares of Class A Common Stock, as described in footnote 2 below. SCP III AIV THREE-FCER, L.P. has no immediate intention to sell the Class A Common Stock received in this exchange. F3 · ownership.nature: These securities of the Issuer are held by SCP III AIV THREE-FCER, L.P. F6 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Read SEC document
May 10, 2017 Filed Jun 12, 2017 16:53 UTC	Adeptus Health Inc. ADPT · Entity 175318	Tax withholdingClass A Common Stock	8,834	$0.00	$0.00	Disclosure SEC source: 0001104659-17-038737 · a4.xml · nonDerivative · entry 3 Sterling Capital Partners III, LLC · CIK 0001611325 · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · 10% owner SC Partners III, L.P. · CIK 0001611317 · 10% owner Taslitz Steven · CIK 0001407214 · 10% owner BECKER DOUGLAS L · CIK 0001072473 · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,593 F7 · kind: Represents a forfeiture of an unvested restricted stock award upon the departure of Mr. Daniel Rosenberg from the Issuer's board of directors. F5 · ownership.nature: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to former members of the Issuer's board of directors who were employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric. F6 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:19 UTC	Adeptus Health Inc. ADPT · Entity 175318	GrantClass A Common Stock	8,834	$0.00	$0.00	Disclosure SEC source: 0001104659-17-000929 · a4.xml · nonDerivative · entry 1 Sterling Capital Partners III, LLC · CIK 0001611325 · Director · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · Director · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · Director · 10% owner SC Partners III, L.P. · CIK 0001611317 · Director · 10% owner Taslitz Steven · CIK 0001407214 · Director · 10% owner ELFMAN MERRICK · CIK 0001011186 · Director · 10% owner BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,427 F1 · shares: Represents grant of restricted shares of Class A Common Stock of Adeptus Health Inc. (the "Issuer") that vests in full on January 3, 2018. F2 · balance_after: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric. F2 · ownership.nature: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer held by or on behalf of the Sterling Funds. Read SEC document
November 07, 2016 Filed Nov 9, 2016 17:40 UTC	Adeptus Health Inc. ADPT · Entity 175318	GrantSeries A Preferred Stock	3,187	$1,000.00	$3,187,000.00	Disclosure SEC source: 0001104659-16-155913 · a4.xml · nonDerivative · entry 2 Sterling Capital Partners III, LLC · CIK 0001611325 · Director · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · Director · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · Director · 10% owner SC Partners III, L.P. · CIK 0001611317 · Director · 10% owner Taslitz Steven · CIK 0001407214 · Director · 10% owner ELFMAN MERRICK · CIK 0001011186 · Director · 10% owner BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · Director · 10% owner Rosenberg Daniel · CIK 0001352791 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,187 F1 · price: On November 7, 2016, SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. purchased 4,313 and 3,187 newly issued shares of Series A Preferred Stock, par value $0.01, of the Company ("Series A Preferred Stock") for an aggregate amount of $4,313,000 and $3,187,000, respectively. F3 · ownership.nature: Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer reported herein. Read SEC document
November 07, 2016 Filed Nov 9, 2016 17:40 UTC	Adeptus Health Inc. ADPT · Entity 175318	GrantSeries A Preferred Stock	4,313	$1,000.00	$4,313,000.00	Disclosure SEC source: 0001104659-16-155913 · a4.xml · nonDerivative · entry 1 Sterling Capital Partners III, LLC · CIK 0001611325 · Director · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · Director · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · Director · 10% owner SC Partners III, L.P. · CIK 0001611317 · Director · 10% owner Taslitz Steven · CIK 0001407214 · Director · 10% owner ELFMAN MERRICK · CIK 0001011186 · Director · 10% owner BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · Director · 10% owner Rosenberg Daniel · CIK 0001352791 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,313 F1 · price: On November 7, 2016, SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. purchased 4,313 and 3,187 newly issued shares of Series A Preferred Stock, par value $0.01, of the Company ("Series A Preferred Stock") for an aggregate amount of $4,313,000 and $3,187,000, respectively. F2 · ownership.nature: Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER, L.P. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer reported herein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.