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Boardman Dennie Dixon

Disclosed activity across 2 companies

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175280
SEC CIK
0001324794

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Farmland Partners Inc.FPI · Entity 5527DirectorJune 01, 2017June 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Farmland Partners Inc.

Report date June 01, 2017 · Filed June 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,870 Reported balance After 2017-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-06-01 · Sale · Disposed 20,000 · Balance 61,870

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $9.95, inclusive. The Reporting Person undertakes to provide Farmland Partners Inc., any security holder of Farmland Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Includes 1,483 shares that were previously reported as being held indirectly in a custodial account for the benefit of a minor child. These shares were sold on May 16, 2017; however, this sale was incorrectly reported on a Form 4 dated May 17, 2017 as a sale of shares directly owned by the Reporting Person. Includes shares received in a distribution from Optima Group Holdings LLC, which shares were previously reported as being held indirectly by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $9.95, inclusive. The Reporting Person undertakes to provide Farmland Partners Inc., any security holder of Farmland Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2: Includes 1,483 shares that were previously reported as being held indirectly in a custodial account for the benefit of a minor child. These shares were sold on May 16, 2017; however, this sale was incorrectly reported on a Form 4 dated May 17, 2017 as a sale of shares directly owned by the Reporting Person. Includes shares received in a distribution from Optima Group Holdings LLC, which shares were previously reported as being held indirectly by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

American Farmland Co

Report date February 02, 2017 · Filed February 06, 2017

Section 16 reporting ended · disclosed 2017-02-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-02-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-02 · Grant · Acquired 5,036 · Balance 119,163

Row 2 · 2017-02-02 · Disposition to issuer · Disposed 119,163 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among American Farmland Company (the "Company") , American Farmland Company L.P. ("AFCO OP"), Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP ("FPI OP"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP and FPI Heartland GP LLC, upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock owned by the reporting person immediately prior to the effective time of the merger, including 5,036 restricted stock units that became fully earned and vested upon the closing of the transactions contemplated by the Merger Agreement, was converted into the right to receive 0.7417 shares of FPI common stock.

F2: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2017-02-02 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-02-02 · Disposition to issuer · Disposed 2,000 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among American Farmland Company (the "Company") , American Farmland Company L.P. ("AFCO OP"), Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP ("FPI OP"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP and FPI Heartland GP LLC, upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock owned by the reporting person immediately prior to the effective time of the merger, including 5,036 restricted stock units that became fully earned and vested upon the closing of the transactions contemplated by the Merger Agreement, was converted into the right to receive 0.7417 shares of FPI common stock.

F2: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

F3: These securities were held in a custodial account for the benefit of a minor child. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Common UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-02 · Disposition to issuer · Disposed 212,206 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

F2: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among American Farmland Company (the "Company") , American Farmland Company L.P. ("AFCO OP"), Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP ("FPI OP"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP and FPI Heartland GP LLC, upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock owned by the reporting person immediately prior to the effective time of the merger, including 5,036 restricted stock units that became fully earned and vested upon the closing of the transactions contemplated by the Merger Agreement, was converted into the right to receive 0.7417 shares of FPI common stock.

F2: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

F3: These securities were held in a custodial account for the benefit of a minor child. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

F4: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2017 Filed Jun 12, 2017 18:38 UTC Farmland Partners Inc. FPI · Entity 5527 SaleCommon Stock 20,000 $9.86 $197,200.00
Disclosure

SEC source: 0000925421-17-000257 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,870

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $9.95, inclusive. The Reporting Person undertakes to provide Farmland Partners Inc., any security holder of Farmland Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 1,483 shares that were previously reported as being held indirectly in a custodial account for the benefit of a minor child. These shares were sold on May 16, 2017; however, this sale was incorrectly reported on a Form 4 dated May 17, 2017 as a sale of shares directly owned by the Reporting Person. Includes shares received in a distribution from Optima Group Holdings LLC, which shares were previously reported as being held indirectly by the Reporting Person.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 16:12 UTC Farmland Partners Inc. FPI · Entity 5527 SaleCommon Stock 65,422 $9.84 $643,752.48
Disclosure

SEC source: 0000925421-17-000243 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $9.92, inclusive. The reporting person undertakes to provide Farmland Partners Inc., any security holder of Farmland Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

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May 16, 2017 Filed May 17, 2017 17:33 UTC Farmland Partners Inc. FPI · Entity 5527 SaleCommon Stock 1,483 $9.96 $14,770.68
Disclosure

SEC source: 0000925421-17-000232 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,023

Read SEC document
May 04, 2017 Filed May 5, 2017 16:40 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000925421-17-000178 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,506

F1 · shares: Represents a grant of restricted shares of common stock pursuant to the Farmland Partners Inc. Amended and Restated 2014 Equity Incentive Plan, which shares will vest on the first anniversary of the grant date.

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March 01, 2017 Filed Mar 2, 2017 17:11 UTC Farmland Partners Inc. FPI · Entity 5527 SaleCommon Stock 21,272 $11.35 $241,437.20
Disclosure

SEC source: 0000925421-17-000131 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,111

F1 · shares: The shares were sold in order to satisfy state and federal income tax obligations.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.31 to $11.40, inclusive. The reporting person undertakes to provide Farmland Partners Inc., any security holder of Farmland Partners Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

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March 01, 2017 Filed Jun 12, 2017 18:33 UTC Farmland Partners Inc. FPI · Entity 5527 OtherCommon Stock 78,786 $0.00 $0.00
Disclosure

SEC source: 0000925421-17-000253 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,169

F1 · kind: Reflects a distribution from Optima Group Holdings LLC to the reporting person.

F1 · shares: Reflects a distribution from Optima Group Holdings LLC to the reporting person.

F2 · shares: These shares were omitted from four Form 4s filed by the reporting person between March 2, 2017 and June 1, 2017, inclusive.

F1 · price: Reflects a distribution from Optima Group Holdings LLC to the reporting person.

F2 · balance_after: These shares were omitted from four Form 4s filed by the reporting person between March 2, 2017 and June 1, 2017, inclusive.

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February 02, 2017 Filed Feb 6, 2017 16:29 UTC American Farmland Co AFCO · Entity 179137 Disposition to issuerCommon Units · Derivative 212,206 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-002858 · doc4.xml · derivative · entry 4

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212,206 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

F2 · price: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

F4 · price: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, upon the closing of the transactions contemplated by the Merger Agreement, each unit of limited partnership in AFCO OP was converted into the right to receive 0.7417 units of limited partnership in FPI OP.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:29 UTC American Farmland Co AFCO · Entity 179137 Disposition to issuerCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-002858 · doc4.xml · nonDerivative · entry 3

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among American Farmland Company (the "Company") , American Farmland Company L.P. ("AFCO OP"), Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP ("FPI OP"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP and FPI Heartland GP LLC, upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock owned by the reporting person immediately prior to the effective time of the merger, including 5,036 restricted stock units that became fully earned and vested upon the closing of the transactions contemplated by the Merger Agreement, was converted into the right to receive 0.7417 shares of FPI common stock.

F2 · price: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

F3 · ownership.nature: These securities were held in a custodial account for the benefit of a minor child. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person was the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:29 UTC American Farmland Co AFCO · Entity 179137 Disposition to issuerCommon Stock 119,163 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-002858 · doc4.xml · nonDerivative · entry 2

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among American Farmland Company (the "Company") , American Farmland Company L.P. ("AFCO OP"), Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP ("FPI OP"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP and FPI Heartland GP LLC, upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock owned by the reporting person immediately prior to the effective time of the merger, including 5,036 restricted stock units that became fully earned and vested upon the closing of the transactions contemplated by the Merger Agreement, was converted into the right to receive 0.7417 shares of FPI common stock.

F2 · price: On the date immediately prior to the effective time of the merger, the closing price of the Company's common stock was $8.65 per share and the closing price of FPI's common stock was $11.41 per share.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:29 UTC American Farmland Co AFCO · Entity 179137 GrantCommon Stock 5,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-002858 · doc4.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,163

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:18 UTC Farmland Partners Inc. FPI · Entity 5527 GrantOP Units · Derivative 157,393 $0.00 $0.00
Disclosure

SEC source: 0000925421-17-000078 · edgar.xml · derivative · entry 3

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,393

Underlying: Common Stock · 157,393 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents units of limited partnership interest ("OP Units") in the Operating Partnership. FPI is the sole member of the general partner of the Operating Partnership. Beginning on the first anniversary of issuance, each OP Unit is redeemable for cash equal to the then-current market value of one share of FPI common stock or, in FPI's sole discretion, one share of FPI common stock. OP Units have no expiration date.

F6 · shares: Received in exchange for 212,206 units of limited partnership interest ("AFCO OP Units") in AFCO OP pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each AFCO OP Unit was converted into the right to receive 0.7417 OP Units.

F5 · derivative.exercise_date: Represents units of limited partnership interest ("OP Units") in the Operating Partnership. FPI is the sole member of the general partner of the Operating Partnership. Beginning on the first anniversary of issuance, each OP Unit is redeemable for cash equal to the then-current market value of one share of FPI common stock or, in FPI's sole discretion, one share of FPI common stock. OP Units have no expiration date.

F5 · derivative.expiration_date: Represents units of limited partnership interest ("OP Units") in the Operating Partnership. FPI is the sole member of the general partner of the Operating Partnership. Beginning on the first anniversary of issuance, each OP Unit is redeemable for cash equal to the then-current market value of one share of FPI common stock or, in FPI's sole discretion, one share of FPI common stock. OP Units have no expiration date.

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February 02, 2017 Filed Feb 6, 2017 16:18 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 1,483 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-17-000078 · edgar.xml · nonDerivative · entry 2

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,483

F2 · shares: Received in exchange for 2,000 shares of AFCO common stock pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock was converted into the right to receive 0.7417 shares of FPI common stock.

F2 · price: Received in exchange for 2,000 shares of AFCO common stock pursuant to the Merger Agreement. Upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock was converted into the right to receive 0.7417 shares of FPI common stock.

F3 · price: On the date immediately prior to the effective time of the merger, the closing price of FPI's common stock was $11.41 per share and the closing price of AFCO's common stock was $8.65 per share.

F4 · ownership.nature: These securities are held in a custodial account for the benefit of a minor child. The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 16:18 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 88,383 Not disclosed Not disclosed
Disclosure

SEC source: 0000925421-17-000078 · edgar.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,383

F1 · shares: Received in exchange for 114,127 shares of common stock of American Farmland Company ("AFCO") and 5,036 AFCO restricted stock units ("AFCO RSUs") pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP (the "Operating Partnership"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP, FPI Heartland GP LLC, AFCO and American Farmland Company L.P. ("AFCO OP"). Upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock and each AFCO RSU that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into the right to receive 0.7417 shares of FPI common stock.

F1 · price: Received in exchange for 114,127 shares of common stock of American Farmland Company ("AFCO") and 5,036 AFCO restricted stock units ("AFCO RSUs") pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 12, 2016, by and among Farmland Partners Inc. ("FPI"), Farmland Partners Operating Partnership, LP (the "Operating Partnership"), Farmland Partners OP GP, LLC, FPI Heartland, LLC, FPI Heartland Operating Partnership, LP, FPI Heartland GP LLC, AFCO and American Farmland Company L.P. ("AFCO OP"). Upon the closing of the transactions contemplated by the Merger Agreement, each share of AFCO common stock and each AFCO RSU that became fully earned and vested upon closing of the transactions contemplated by the Merger Agreement was converted into the right to receive 0.7417 shares of FPI common stock.

F3 · price: On the date immediately prior to the effective time of the merger, the closing price of FPI's common stock was $11.41 per share and the closing price of AFCO's common stock was $8.65 per share.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 17:25 UTC American Farmland Co AFCO · Entity 179137 Tax withholdingCommon Stock 1,269 $8.07 $10,240.83
Disclosure

SEC source: 0000899243-17-000848 · doc4.xml · nonDerivative · entry 3

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,127

F2 · shares: Represents shares retained by the Issuer to satisfy withholding obligations on 2,590 shares of restricted stock granted to the reporting person on January 5, 2017.

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January 05, 2017 Filed Jan 9, 2017 17:25 UTC American Farmland Co AFCO · Entity 179137 GrantCommon Stock 2,590 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000848 · doc4.xml · nonDerivative · entry 2

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,396

Read SEC document
October 31, 2016 Filed Jan 9, 2017 17:25 UTC American Farmland Co AFCO · Entity 179137 ConversionCommon Units · Derivative 77,250 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-000848 · doc4.xml · derivative · entry 5

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,206

Underlying: Common Stock · 77,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents common units in the Partnership. Pursuant to the Partnership Agreement, the reporting person has the right to require the Partnership to redeem all or a portion of his common units. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.

F4 · derivative.exercise_price: Represents common units in the Partnership. Pursuant to the Partnership Agreement, the reporting person has the right to require the Partnership to redeem all or a portion of his common units. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.

F1 · kind: 77,250 of the Reporting Person's common units of limited partnership interest ("common units") in American Farmland Company L.P. (the "Partnership"), of which the Issuer is the sole general partner, were redeemed for an equal number of shares of the Issuer's common stock in accordance with the Second Amended and Restated Agreement of Limited Partnership Agreement of the Partnership (the "Partnership Agreement").

F1 · price: 77,250 of the Reporting Person's common units of limited partnership interest ("common units") in American Farmland Company L.P. (the "Partnership"), of which the Issuer is the sole general partner, were redeemed for an equal number of shares of the Issuer's common stock in accordance with the Second Amended and Restated Agreement of Limited Partnership Agreement of the Partnership (the "Partnership Agreement").

F4 · price: Represents common units in the Partnership. Pursuant to the Partnership Agreement, the reporting person has the right to require the Partnership to redeem all or a portion of his common units. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.

F4 · derivative.exercise_date: Represents common units in the Partnership. Pursuant to the Partnership Agreement, the reporting person has the right to require the Partnership to redeem all or a portion of his common units. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.

F4 · derivative.expiration_date: Represents common units in the Partnership. Pursuant to the Partnership Agreement, the reporting person has the right to require the Partnership to redeem all or a portion of his common units. Upon a redemption request, the Issuer has the option to purchase the common units directly, either in cash equal to the fair market value of a share of the Issuer's common stock or by acquiring each common unit so presented for redemption for one share of common stock of the Issuer. These derivative securities do not have an expiration date.

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October 31, 2016 Filed Jan 9, 2017 17:25 UTC American Farmland Co AFCO · Entity 179137 ConversionCommon Stock 77,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-000848 · doc4.xml · nonDerivative · entry 1

Boardman Dennie Dixon · CIK 0001324794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 77,250 of the Reporting Person's common units of limited partnership interest ("common units") in American Farmland Company L.P. (the "Partnership"), of which the Issuer is the sole general partner, were redeemed for an equal number of shares of the Issuer's common stock in accordance with the Second Amended and Restated Agreement of Limited Partnership Agreement of the Partnership (the "Partnership Agreement").

F1 · price: 77,250 of the Reporting Person's common units of limited partnership interest ("common units") in American Farmland Company L.P. (the "Partnership"), of which the Issuer is the sole general partner, were redeemed for an equal number of shares of the Issuer's common stock in accordance with the Second Amended and Restated Agreement of Limited Partnership Agreement of the Partnership (the "Partnership Agreement").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.