Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Callaway Golf CoCALY · Entity 4283 | Director | May 29, 2026 | May 29, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | President | June 30, 2005 | July 01, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Callaway Golf Co
Report date May 29, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 107,330 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Exercise / conversion · Acquired 18,546 · Balance 107,330 F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs"). F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-29 · Exercise / conversion · Disposed 18,546 · Balance 0 F2: RSUs convert into common stock on a one-for-one basis. F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs"). F3: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date. F4: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The RSUs were granted on May 29, 2025 and vested in full on the first anniversary of the grant date.
F4: Represents only the RSUs granted on May 29, 2025 and does not include RSUs with different vesting terms.
QUALCOMM INC/DE
Report date June 30, 2005 · Filed July 01, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 49,445.263 |
Reported balance
After 2005-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-06-30 · Grant · Acquired 474 · Balance 49,445.263 F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAVIUM, INC.
Report date July 06, 2018 · Filed July 06, 2018
Section 16 reporting ended · disclosed 2018-07-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 135,222 |
Reported balance
After 2018-07-06 transaction · row 1
1 source rowRow 1 · 2018-07-06 · Other · Disposed 9,011 · Balance 135,222 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018. |
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.99 · Expires 2019-06-08 | Direct | 0 |
Reported balance
After 2018-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-06 · Disposition to issuer · Disposed 14,000 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld. |
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $33.44 · Expires 2020-05-30 | Direct | 0 |
Reported balance
After 2018-07-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-06 · Disposition to issuer · Disposed 7,000 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld. |
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $50.83 · Expires 2021-06-19 | Direct | 0 |
Reported balance
After 2018-07-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld. |
| Stock Option Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $76.38 · Expires 2022-06-18 | Direct | 0 |
Reported balance
After 2018-07-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-06 · Disposition to issuer · Disposed 3,000 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 19, 2017 (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), by and among Cavium, Inc. (the "Company"), Marvell Technology Group Ltd. ("Marvell"), and Kauai Acquisition Corp., an indirect wholly owned subsidiary of Parent ("Merger Sub"), whereby each share of Company common stock was canceled and automatically converted into $40.00 in cash, without interest, and 2.1757 shares of Marvell common stock (together, the "Per Share Amount"), with the fractional shares being paid in cash as provided in the Merger Agreement. The market value of the Per Share Amount is $86.43 per share, based on the trading price of Marvell common stock as of the end of trading on July 5, 2018.
F2: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each outstanding and vested Company stock option held by non-employee directors (other than directors who will serve on Marvell's board of directors following the Merger) was converted into the right to receive an amount in cash equal to the positive difference, if any, between (x) (A) $40.00 plus (B) the product of (i) 2.1757 multiplied by (ii) the volume weighted average trading price of Marvell common stock on Nasdaq for the five (5) consecutive trading days ending on the trading day immediately preceding the closing date of the Merger (the sum, the "Equity Award Cash Consideration," calculated to equal $86.83) minus (y) the exercise price applicable to the Company stock option, multiplied by (z) the number of shares of Company common stock for which the Company stock option was exercisable, less any amount required to be withheld.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · derivative · entry 7 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,000 Underlying: Common Stock · 70,000 shares Expires 2007-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on November 14, 1998. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · derivative · entry 6 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 120,000 | $47.68 | $5,721,108.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · nonDerivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 120,000 | $7.02 | $842,400.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · nonDerivative · entry 3 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 70,000 | $47.68 | $3,337,313.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 03, 2003 Filed Nov 4, 2003 18:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 70,000 | $7.80 | $546,000.00 |
DisclosureSEC source: 0001234452-03-000128 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 17, 2003 Filed Sep 16, 2004 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $22.44 | $0.00 |
DisclosureSEC source: 0001234452-04-000161 · edgardoc.xml · derivative · entry 3 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Indirect · FBO children Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2013-10-16 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F2 · ownership.nature: These stock options are held by the insider's son, Christian A. Thornley, who resides at the insider's residence. The insider disclaims all beneficial ownership in all such stock options. Read SEC document |
| October 13, 2003 Filed Oct 14, 2003 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 170,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000121 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 170,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| October 13, 2003 Filed Oct 14, 2003 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 170,000 | $45.02 | $7,653,825.00 |
DisclosureSEC source: 0001234452-03-000121 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 13, 2003 Filed Oct 14, 2003 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 170,000 | $7.02 | $1,193,400.00 |
DisclosureSEC source: 0001234452-03-000121 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 19:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000110 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 30,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 19:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 30,000 | $42.04 | $1,261,134.00 |
DisclosureSEC source: 0001234452-03-000110 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 19:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 30,000 | $7.02 | $210,600.00 |
DisclosureSEC source: 0001234452-03-000110 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 23:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 330 | $43.75 Strike: $1.00 | $14,437.50 |
DisclosureSEC source: 0001234452-03-000109 · edgardoc.xml · derivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 20,391.91 Underlying: Common Stock · 330 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 18, 2003 Filed Sep 18, 2003 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000096 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock · 70,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| September 18, 2003 Filed Sep 18, 2003 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 70,000 | $45.00 | $3,150,000.00 |
DisclosureSEC source: 0001234452-03-000096 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 18, 2003 Filed Sep 18, 2003 19:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 70,000 | $7.02 | $491,400.00 |
DisclosureSEC source: 0001234452-03-000096 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2003 Filed Sep 17, 2003 22:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000094 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 100,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| September 17, 2003 Filed Sep 17, 2003 22:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $45.00 | $4,500,000.00 |
DisclosureSEC source: 0001234452-03-000094 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 17, 2003 Filed Sep 17, 2003 22:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100,000 | $7.02 | $702,000.00 |
DisclosureSEC source: 0001234452-03-000094 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000082 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,000 Underlying: Common Stock · 30,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 30,000 | $41.10 | $1,232,901.00 |
DisclosureSEC source: 0001234452-03-000082 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 30,000 | $7.02 | $210,600.00 |
DisclosureSEC source: 0001234452-03-000082 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2003 Filed Aug 4, 2003 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000061 · edgardoc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,000 Underlying: Common Stock · 30,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| August 01, 2003 Filed Aug 4, 2003 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 30,000 | $37.17 | $1,114,965.00 |
DisclosureSEC source: 0001234452-03-000061 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 01, 2003 Filed Aug 4, 2003 16:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 30,000 | $7.02 | $210,600.00 |
DisclosureSEC source: 0001234452-03-000061 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 200,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 200,000 | $37.89 | $7,577,900.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 200,000 | $7.02 | $1,404,000.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000038 · edgardoc.xml · derivative · entry 3 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Stock · 30,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 30,000 | $35.55 | $1,066,449.00 |
DisclosureSEC source: 0001234452-03-000038 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 F1 · security: Anthony Thornley also indirectly owns 2,515 shares FBO Children. F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 01, 2003 Filed Jul 2, 2003 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 30,000 | $7.02 | $210,600.00 |
DisclosureSEC source: 0001234452-03-000038 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 01:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 469 | $35.83 Strike: $1.00 | $16,804.27 |
DisclosureSEC source: 0001234452-03-000037 · edgardoc.xml · derivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 20,029.266 Underlying: Common Stock · 469 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 05, 2003 Filed Jun 9, 2003 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000012 · edgardoc.xml · derivative · entry 3 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 60,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| June 05, 2003 Filed Jun 9, 2003 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 60,000 | $35.11 | $2,106,396.00 |
DisclosureSEC source: 0001234452-03-000012 · edgardoc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,492 F1 · security: Anthony Thornley also indirectly owns 2,515 shares FBO Children. F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 05, 2003 Filed Jun 9, 2003 19:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 60,000 | $7.02 | $421,200.00 |
DisclosureSEC source: 0001234452-03-000012 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2003 Filed Sep 16, 2004 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $16.47 | $0.00 |
DisclosureSEC source: 0001234452-04-000161 · edgardoc.xml · derivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Indirect · FBO children Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2013-04-20 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F2 · ownership.nature: These stock options are held by the insider's son, Christian A. Thornley, who resides at the insider's residence. The insider disclaims all beneficial ownership in all such stock options. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 194 | $38.26 Strike: $1.00 | $7,422.44 |
DisclosureSEC source: 0001191307-03-000030 · edgardoc.xml · derivative · entry 3 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 194 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 26.596 | $36.31 Strike: $1.00 | $965.65 |
DisclosureSEC source: 0001191307-03-000030 · edgardoc.xml · derivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 26.596 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 23, 2002 Filed May 20, 2003 18:51 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001191307-03-000030 · edgardoc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,038 Read SEC document |
| November 08, 2002 Filed Sep 16, 2004 21:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-04-000161 · edgardoc.xml · derivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · President 10b5-1 filing: Not disclosed Ownership: Indirect · FBO children Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2012-11-07 F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F2 · ownership.nature: These stock options are held by the insider's son, Christian A. Thornley, who resides at the insider's residence. The insider disclaims all beneficial ownership in all such stock options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.