Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARCHEX INCMCHX · Entity 6912 | Office of CEO Member, GC & CAO | June 15, 2017 | June 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARCHEX INC
Report date June 15, 2017 · Filed June 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 538,002 |
Reported balance
After 2017-06-15 transaction · row 1
1 source rowRow 1 · 2017-06-15 · Grant · Acquired 40,000 · Balance 538,002 F1: Restricted stock award effective June 15, 2017 (the "Grant Date"). The restricted stock award vests in accordance with the following four year vesting schedule: 25% of the total shares shall vest on each of the first, second, third and fourth annual anniversaries, respectively, of the Grant Date. F2: All options and restricted stock are subject to accelerated vesting under certain conditions as set forth in the reporting person's amended and restated employment agreement with the Issuer effective April 21, 2016. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2027-06-15 | Direct | 150,000 |
Reported balance
After 2017-06-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-06-15 · Grant · Acquired 150,000 · Balance 150,000 F2: All options and restricted stock are subject to accelerated vesting under certain conditions as set forth in the reporting person's amended and restated employment agreement with the Issuer effective April 21, 2016. F3: Option grant effective the Grant Date. 25% of the options will vest on the first annual anniversary of the Grant Date. Thereafter, 1/12 of the remaining options will vest quarterly for the following three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award effective June 15, 2017 (the "Grant Date"). The restricted stock award vests in accordance with the following four year vesting schedule: 25% of the total shares shall vest on each of the first, second, third and fourth annual anniversaries, respectively, of the Grant Date.
F2: All options and restricted stock are subject to accelerated vesting under certain conditions as set forth in the reporting person's amended and restated employment agreement with the Issuer effective April 21, 2016.
F3: Option grant effective the Grant Date. 25% of the options will vest on the first annual anniversary of the Grant Date. Thereafter, 1/12 of the remaining options will vest quarterly for the following three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2017 Filed Jun 16, 2017 14:09 UTC | MARCHEX INC MCHX · Entity 6912 | GrantEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0001209191-17-040351 · doc4.xml · derivative · entry 2 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class B Common Stock · 150,000 shares Expires 2027-06-15 F2 · derivative.exercise_date: All options and restricted stock are subject to accelerated vesting under certain conditions as set forth in the reporting person's amended and restated employment agreement with the Issuer effective April 21, 2016. F3 · derivative.exercise_date: Option grant effective the Grant Date. 25% of the options will vest on the first annual anniversary of the Grant Date. Thereafter, 1/12 of the remaining options will vest quarterly for the following three years. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 14:09 UTC | MARCHEX INC MCHX · Entity 6912 | GrantClass B Common Stock | 40,000 | $0.01 | $400.00 |
DisclosureSEC source: 0001209191-17-040351 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,002 F1 · kind: Restricted stock award effective June 15, 2017 (the "Grant Date"). The restricted stock award vests in accordance with the following four year vesting schedule: 25% of the total shares shall vest on each of the first, second, third and fourth annual anniversaries, respectively, of the Grant Date. F2 · kind: All options and restricted stock are subject to accelerated vesting under certain conditions as set forth in the reporting person's amended and restated employment agreement with the Issuer effective April 21, 2016. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:17 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.77 | $692.50 |
DisclosureSEC source: 0001209191-17-036779 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,002 Read SEC document |
| May 30, 2017 Filed May 31, 2017 16:19 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.77 | $692.50 |
DisclosureSEC source: 0001209191-17-036427 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,752 Read SEC document |
| May 26, 2017 Filed May 30, 2017 16:19 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.78 | $695.08 |
DisclosureSEC source: 0001209191-17-036129 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,502 Read SEC document |
| May 25, 2017 Filed May 25, 2017 16:17 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.87 | $718.38 |
DisclosureSEC source: 0001209191-17-035342 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · Office of CEO Member, GC & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,252 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 16:19 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.59 | $647.55 |
DisclosureSEC source: 0001209191-17-020176 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,002 Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 16:19 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.63 | $656.68 |
DisclosureSEC source: 0001209191-17-019607 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,752 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 16:18 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.67 | $666.35 |
DisclosureSEC source: 0001209191-17-019255 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,502 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 16:20 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.69 | $671.65 |
DisclosureSEC source: 0001209191-17-018728 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,252 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 16:24 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.72 | $679.13 |
DisclosureSEC source: 0001209191-17-018305 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,002 Read SEC document |
| March 02, 2017 Filed Mar 2, 2017 16:59 UTC | MARCHEX INC MCHX · Entity 6912 | PurchaseClass B Common Stock | 250 | $2.72 | $679.20 |
DisclosureSEC source: 0001209191-17-016754 · doc4.xml · nonDerivative · entry 1 Caldwell Ethan A · CIK 0001282212 · General Counsel & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,752 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.