Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capri Holdings LtdKORS · Entity 4697 | EVP, CFO, COO & Treasurer | June 15, 2017 | June 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capri Holdings Ltd
Report date June 15, 2017 · Filed June 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary shares, no par valueSEC Table I · non-derivative | Direct | 49,415 |
Ending reported balance
After 2017-06-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-06-15 · Exercise / conversion · Acquired 3,822 · Balance 50,245 F1: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU. Row 2 · 2017-06-15 · Tax withholding · Disposed 1,986 · Balance 48,259 F2: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Row 3 · 2017-06-15 · Exercise / conversion · Acquired 2,406 · Balance 50,665 F1: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU. Row 4 · 2017-06-15 · Tax withholding · Disposed 1,250 · Balance 49,415 F2: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. |
| Restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,643 |
Reported balance
After 2017-06-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-06-15 · Exercise / conversion · Disposed 3,822 · Balance 7,643 F3: Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. F4: The RSUs do not expire. F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. |
| Restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,217 |
Reported balance
After 2017-06-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-06-15 · Exercise / conversion · Disposed 2,406 · Balance 7,217 F6: Granted on June 15, 2016 pursuant to Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible. F4: The RSUs do not expire. F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. |
| Restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 34,602 |
Reported balance
After 2017-06-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-06-15 · Grant · Acquired 34,602 · Balance 34,602 F7: Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible. F4: The RSUs do not expire. F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. |
| Ordinary shares, no par valueSEC Table I · non-derivative | IndirectBy JCDRP Family Foundation | 94,000 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 94,000 |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2021-03-25 | Direct | 228,000 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 228,000 F8: Immediately exercisable. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.88 · Expires 2023-06-15 | Direct | 17,404 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 17,404 F6: Granted on June 15, 2016 pursuant to Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.10 · Expires 2022-06-15 | Direct | 25,825 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 25,825 F3: Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $94.45 · Expires 2021-06-02 | Direct | 21,436 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 21,436 F9: Granted on June 2, 2014 pursuant to the Incentive Plan. 75% of these share options are immediately exercisable. The remaining unvested share options will vest on June 2, 2018, subject to grantee's continued employment with the Company through the vesting date. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.00 · Expires 2018-12-14 | Direct | 67,829 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 67,829 F8: Immediately exercisable. |
| Employee share option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.24 · Expires 2020-06-03 | Direct | 25,266 |
Reported balance
Holding disclosure · report date 2017-06-15 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 25,266 F8: Immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU.
F2: Represents shares withheld by the Company to cover tax withholding obligations upon vesting.
F3: Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date.
F4: The RSUs do not expire.
F5: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
F6: Granted on June 15, 2016 pursuant to Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F7: Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible.
F8: Immediately exercisable.
F9: Granted on June 2, 2014 pursuant to the Incentive Plan. 75% of these share options are immediately exercisable. The remaining unvested share options will vest on June 2, 2018, subject to grantee's continued employment with the Company through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | GrantRestricted share units · Derivative | 34,602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · derivative · entry 8 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,602 Underlying: Ordinary shares, no par value · 34,602 shares Expires not disclosed F7 · derivative.exercise_date: Granted on June 15, 2017 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2018, 2019, 2020, and 2021, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible. F4 · derivative.expiration_date: The RSUs do not expire. F5 · derivative.underlying_shares: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionRestricted share units · Derivative | 2,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · derivative · entry 7 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,217 Underlying: Ordinary shares, no par value · 2,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Granted on June 15, 2016 pursuant to Michael Kors Holdings Limited Amended and Restated Omnibus Incentive Plan (the "Incentive Plan"). These securities vest 25% each year on June 15, 2017, 2018, 2019, and 2020, respectively, subject to grantee's continued employment with the Company through the vesting date unless grantee is retirement eligible. F4 · derivative.expiration_date: The RSUs do not expire. F5 · derivative.underlying_shares: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionRestricted share units · Derivative | 3,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · derivative · entry 6 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,643 Underlying: Ordinary shares, no par value · 3,822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted on June 15, 2015 pursuant to the Incentive Plan. These securities vest 25% each year on June 15, 2016, 2017, 2018, and 2019, respectively, subject to grantee's continued employment with the Company through the vesting date. F4 · derivative.expiration_date: The RSUs do not expire. F5 · derivative.underlying_shares: Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Tax withholdingOrdinary shares, no par value | 1,250 | $34.68 | $43,350.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · nonDerivative · entry 4 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,415 F2 · shares: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · nonDerivative · entry 3 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Tax withholdingOrdinary shares, no par value | 1,986 | $34.68 | $68,874.48 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · nonDerivative · entry 2 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,259 F2 · shares: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 23:16 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 3,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000043 · parsonsform4061517.xml · nonDerivative · entry 1 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Respresents settlement of restricted share units ("RSUs") through the issuance of one ordinary share for each vested RSU. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 22:43 UTC | Capri Holdings Ltd KORS · Entity 4697 | Tax withholdingOrdinary shares, no par value | 1,021 | $34.49 | $35,214.29 |
DisclosureSEC source: 0001530721-17-000028 · parsonsform4060217.xml · nonDerivative · entry 4 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,423 F2 · shares: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:43 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionPerformance-based restricted share units · Derivative | 4,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001530721-17-000028 · parsonsform4060217.xml · derivative · entry 6 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary share, no par value · 4,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents PRSUs granted to the reporting person on June 2, 2014. The PSRUs vested on June 2, 2017 upon achievement of a pre-established cumulative net earnings goal for the applicable period resulting in the reporting person earning 86.3% of the ordinary shares originally subject to the award. F3 · derivative.expiration_date: Represents PRSUs granted to the reporting person on June 2, 2014. The PSRUs vested on June 2, 2017 upon achievement of a pre-established cumulative net earnings goal for the applicable period resulting in the reporting person earning 86.3% of the ordinary shares originally subject to the award. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:43 UTC | Capri Holdings Ltd KORS · Entity 4697 | Tax withholdingOrdinary shares, no par value | 673 | $33.05 | $22,242.65 |
DisclosureSEC source: 0001530721-17-000028 · parsonsform4060217.xml · nonDerivative · entry 3 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,444 F2 · shares: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:43 UTC | Capri Holdings Ltd KORS · Entity 4697 | Tax withholdingOrdinary shares, no par value | 1,991 | $33.05 | $65,802.55 |
DisclosureSEC source: 0001530721-17-000028 · parsonsform4060217.xml · nonDerivative · entry 2 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,117 F2 · shares: Represents shares withheld by the Company to cover tax withholding obligations upon vesting. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 22:43 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 4,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001530721-17-000028 · parsonsform4060217.xml · nonDerivative · entry 1 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents settlement of performance-based restricted share units ("PSRUs"). See footnote 3. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:00 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionEmployee share option (right to buy) · Derivative | 228,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001530721-16-000184 · parsonsform412615.xml · derivative · entry 3 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,000 Underlying: Ordinary shares, no par value · 228,000 shares Expires 2021-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:00 UTC | Capri Holdings Ltd KORS · Entity 4697 | SaleOrdinary shares, no par value | 130,000 | $48.32 | $6,281,028.00 |
DisclosureSEC source: 0001530721-16-000184 · parsonsform412615.xml · nonDerivative · entry 2 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,174 F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $48.10-$48.45. Upon request of the SEC staff, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 21:00 UTC | Capri Holdings Ltd KORS · Entity 4697 | Exercise / conversionOrdinary shares, no par value | 228,000 | $5.00 | $1,140,000.00 |
DisclosureSEC source: 0001530721-16-000184 · parsonsform412615.xml · nonDerivative · entry 1 Parsons Joseph B. · CIK 0001570609 · EVP, CFO, COO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.