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HOWES PAUL G

Disclosed activity across 1 company

Tapewire entity
175036
SEC CIK
0001244754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKET PHARMACEUTICALS, INC.ITEK · Entity 5627DirectorJune 20, 2017June 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKET PHARMACEUTICALS, INC.

Report date June 20, 2017 · Filed June 21, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2027-06-19Direct45,000 Reported balance After 2017-06-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-20 · Grant · Acquired 45,000 · Balance 45,000

F1: The stock option award was issued pursuant to Inotek Pharmaceuticals Corporation's 2014 Stock Option and Incentive Plan. The option grant shall vest in equal quarterly installments at the end of each quarter following June 20, 2017, subject to continued service through such dates.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option award was issued pursuant to Inotek Pharmaceuticals Corporation's 2014 Stock Option and Incentive Plan. The option grant shall vest in equal quarterly installments at the end of each quarter following June 20, 2017, subject to continued service through such dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2017 Filed Jun 21, 2017 20:06 UTC ROCKET PHARMACEUTICALS, INC. ITEK · Entity 5627 GrantStock Options (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-17-016837 · doc4.xml · derivative · entry 1

HOWES PAUL G · CIK 0001244754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2027-06-19

F1 · derivative.exercise_date: The stock option award was issued pursuant to Inotek Pharmaceuticals Corporation's 2014 Stock Option and Incentive Plan. The option grant shall vest in equal quarterly installments at the end of each quarter following June 20, 2017, subject to continued service through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.