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BALLAND THOMAS

Disclosed activity across 1 company

Tapewire entity
174991
SEC CIK
0001620377

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KIORA PHARMACEUTICALS INCEYEG · Entity 7940DirectorJune 21, 2017June 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KIORA PHARMACEUTICALS INC

Report date June 21, 2017 · Filed June 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2027-06-21Direct15,000 Reported balance After 2017-06-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-21 · Grant · Acquired 15,000 · Balance 15,000

F1: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on June 21, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on June 21, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jun 22, 2017 20:19 UTC KIORA PHARMACEUTICALS INC EYEG · Entity 7940 GrantStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001144204-17-033623 · v469453_4.xml · derivative · entry 1

BALLAND THOMAS · CIK 0001620377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-21

F1 · derivative.exercise_date: The Reporting Person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to 100% of the shares underlying the Option on June 21, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.