Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Legend Oil & Gas, Ltd.LOGL · Entity 177266 | Director | November 25, 2016 | January 11, 2017 |
| OLENOX INDUSTRIES INC.SGBX · Entity 8524 | Director | December 28, 2016 | June 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Legend Oil & Gas, Ltd.
Report date November 25, 2016 · Filed January 11, 2017
This filing explicitly reported no securities owned.
OLENOX INDUSTRIES INC.
Report date December 28, 2016 · Filed June 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2016-10-31 | Direct | 0 |
Reported balance
After 2016-12-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-28 · Other · Disposed 16,667 · Balance 0 F1: The exercise price and number of underlying shares of common stock reported herein reflect a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017. F2: The Reporting Person assigned the options to Hillair Capital Investments LP, a Cayman Islands limited partnership, an affiliate of the Reporting Person. F4: The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director. F3: The options vest, subject to the Reporting Person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price and number of underlying shares of common stock reported herein reflect a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017.
F2: The Reporting Person assigned the options to Hillair Capital Investments LP, a Cayman Islands limited partnership, an affiliate of the Reporting Person.
F3: The options vest, subject to the Reporting Person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested.
F4: The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2016 Filed Jun 23, 2017 23:36 UTC | OLENOX INDUSTRIES INC. SGBX · Entity 8524 | OtherStock Option (right to buy) · Derivative | 16,667 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001213900-17-006811 · f4122816kaufman_sgblocks.xml · derivative · entry 1 Kaufman Neal P · CIK 0001349462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2016-10-31 F1 · derivative.exercise_price: The exercise price and number of underlying shares of common stock reported herein reflect a 3-for-1 reverse stock split of the issuer's common stock and preferred stock effected on February 28, 2017. F2 · kind: The Reporting Person assigned the options to Hillair Capital Investments LP, a Cayman Islands limited partnership, an affiliate of the Reporting Person. F4 · price: The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director. F3 · derivative.exercise_date: The options vest, subject to the Reporting Person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:32 UTC | OLENOX INDUSTRIES INC. SGBX*** · Entity 8524 | GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017961 · f4110116kaufman_sgblocks.xml · derivative · entry 1 Kaufman Neal P · CIK 0001349462 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2016-10-31 F1 · derivative.exercise_price: The options are exercisable at the greater of $1.00 and the fair market value, which will be determined within 90 days of the date of grant. F2 · kind: The options were issued pursuant to the Issuer's Stock Option Plan. F3 · derivative.exercise_date: The options vest, subject to the Reporting Person's continued role as a director, in equal installments of 12,500 underlying shares of common stock on the last day of each fiscal quarter following the date of grant until the options are 100% vested Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.