Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuveen Preferred & Income Opportunities FundJPC · Entity 4284 | Portfolio Manager | June 21, 2017 | June 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuveen Preferred & Income Opportunities Fund
Report date June 21, 2017 · Filed June 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-21 transaction · row 1
1 source rowRow 1 · 2017-06-21 · Sale · Disposed 521.9567 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2017 Filed Jun 23, 2017 18:58 UTC | Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284 | SaleCommon Stock | 521.9567 | $10.37 | $5,412.69 |
DisclosureSEC source: 0001225208-17-011560 · doc4.xml · nonDerivative · entry 1 Yeh Lili · CIK 0001579971 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 12, 2017 Filed Jun 12, 2017 22:19 UTC | Nuveen Preferred & Income Opportunities Fund JPC · Entity 4284 | OtherCommon Stock | 521.9567 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011142 · doc4.xml · nonDerivative · entry 1 Yeh Lili · CIK 0001579971 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521.9567 F1 · price: Acquired pursuant to the Agreement and Plan of Reorganization dated as of May 5, 2017 by and between Nuveen Preferred Income Opportunities Fund (JPC) and Nuveen Flexible Investment Income Fund (JPW) in exchange for 300 common shares of JPW and cash in lieu of fractional shares of JPC. The exchange ratio was calculated as the ratio of the JPW net asset value per common share over the JPC net asset value per common share, each calculated as of the close of business on June 9, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of JPW was $18.6991 and the net asset value per common share of JPC was $10.7475. On June 9, 2017, the closing trading price of JPW common shares was $17.98 and the closing trading price of JPC common shares was $10.38. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.