TapewireFind a company

person · Reporting owner

KEOGH TRACY S

Disclosed activity across 2 companies

Tapewire entity
17481
SEC CIK
0001234596

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANALOG DEVICES INCADI · Entity 591VP, HUMAN RESOURCESDecember 06, 2005December 08, 2005
HP INCHPQ · Entity 642Chief HR OfficerMarch 30, 2021April 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANALOG DEVICES INC

Report date December 06, 2005 · Filed December 08, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.44 · Expires 2015-12-06Direct30,000 Reported balance After 2005-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2005-12-06 · Grant · Acquired 30,000 · Balance 30,000

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.76 · Expires 2013-04-28Direct50,000 Reported balance Holding disclosure · report date 2005-12-06 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 50,000

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.27 · Expires 2013-12-10Direct35,000 Reported balance Holding disclosure · report date 2005-12-06 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 35,000

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.70 · Expires 2014-12-07Direct40,000 Reported balance Holding disclosure · report date 2005-12-06 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 40,000

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.04 · Expires 2015-06-01Direct675 Reported balance Holding disclosure · report date 2005-12-06 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 675

F3: This is a vesting schedule. 100% vests on 7/30/05.

Comm Stock-$.16-2/3 valueSEC Table I · non-derivativeDirect796 Reported balance Holding disclosure · report date 2005-12-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 796

Filing footnotes · ownership attribution and instrument terms

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

F3: This is a vesting schedule. 100% vests on 7/30/05.

HP INC

Report date March 30, 2021 · Filed April 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,495 Reported balance After 2021-03-30 transaction · row 1
1 source row

Row 1 · 2021-03-30 · Sale · Disposed 187,322 · Balance 77,495

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25-$31.565, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25-$31.565, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 18,951 $24.63 $466,763.13
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,909

Read SEC document
November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 38,222 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 24,569 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,190

Underlying: Common Stock · 24,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · price: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/9/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 23,291 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,277 vested dividend equivalent units.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 12,182 $24.14 $294,073.48
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,638

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:24 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 24,569 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004384 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:19 UTC HP INC HPQ · Entity 642 Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative 117,275 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001562180-18-002963 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,276

Underlying: Common Stock · 117,276 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date contingent to certain performance conditions.

F3 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:19 UTC HP INC HPQ · Entity 642 SaleCommon Stock 117,275 $24.00 $2,814,600.00
Disclosure

SEC source: 0001562180-18-002963 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,251

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/29/18.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 20:19 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 117,275 $13.83 $1,621,913.25
Disclosure

SEC source: 0001562180-18-002963 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:11 UTC HP INC HPQ · Entity 642 SaleCommon Stock 96,926 $23.50 $2,277,761.00
Disclosure

SEC source: 0001562180-18-002934 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,251

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/29/18.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionNon-Qualified Stock Option (Right to buy) · Derivative 117,276 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001562180-18-002924 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,551

Underlying: Common Stock · 117,276 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date contingent to certain performance conditions.

F3 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:49 UTC HP INC HPQ · Entity 642 SaleCommon Stock 117,276 $23.00 $2,697,348.00
Disclosure

SEC source: 0001562180-18-002924 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,177

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/29/18.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 22:49 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 117,276 $13.83 $1,621,927.08
Disclosure

SEC source: 0001562180-18-002924 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 31,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · derivative · entry 9

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,936

Underlying: Common Stock · 31,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · price: On 12/10/2014. the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which vested on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,617 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.exercise_date: On 12/10/2014. the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which vested on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,617 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.expiration_date: On 12/10/2014. the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which vested on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,617 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 18,930 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · derivative · entry 8

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · price: On 12/10/2014, the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016, and 17,361 of which vested on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,569 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016, and 17,361 of which vested on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,569 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016, and 17,361 of which vested on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,569 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 16,464 $21.07 $346,896.48
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,177

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 31,550 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 9,878 $21.07 $208,129.46
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,091

Read SEC document
December 10, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 18,930 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 34,141 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · derivative · entry 7

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

Underlying: Common Stock · 34,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · price: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, 31,930 of which vested on 12/9/2017 and 31,930 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,211 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, 31,930 of which vested on 12/9/2017 and 31,930 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,211 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, 31,930 of which vested on 12/9/2017 and 31,930 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,211 vested dividend equivalent rights.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 17,816 $21.07 $375,383.12
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,039

Read SEC document
December 09, 2017 Filed Dec 12, 2017 22:50 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 34,141 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003856 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 88,147 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003838 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,147

Underlying: Common Stock · 88,147 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2017, the reporting person was granted 88,147 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2017, the reporting person was granted 88,147 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 88,147 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 88,147 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2019 and 12/7/2020 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2018, 12/7/2019 and 12/7/2020 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 62,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003838 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,661

Underlying: Common Stock · 62,661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/7/2017, the reporting person was granted 62,661 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2017, the reporting person was granted 62,661 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 24,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003838 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,885

Underlying: Common Stock · 24,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on 12/7/2017, 23,942 of which are scheduled to vest on 12/7/2018 and 23,943 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 728 vested dividend equivalent rights.

F2 · price: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on 12/7/2017, 23,942 of which are scheduled to vest on 12/7/2018 and 23,943 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 728 vested dividend equivalent rights.

F2 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on 12/7/2017, 23,942 of which are scheduled to vest on 12/7/2018 and 23,943 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 728 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on 12/7/2017, 23,942 of which are scheduled to vest on 12/7/2018 and 23,943 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 728 vested dividend equivalent rights.

F2 · derivative.underlying_shares: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on 12/7/2017, 23,942 of which are scheduled to vest on 12/7/2018 and 23,943 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 728 vested dividend equivalent rights.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 12,873 $20.97 $269,946.81
Disclosure

SEC source: 0001562180-17-003838 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,714

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:21 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 24,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003838 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HP common stock.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 88,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · derivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,844

Underlying: Common Stock · 88,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 82,207 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,866 vested dividend equivalent units.

F3 · price: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 82,207 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,866 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 82,207 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,866 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 12/4/2017 82,207 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 5,866 vested dividend equivalent units.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 29,291 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/11/2014 the reporting person was granted 46,457 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 23,228 PARSUs vested and, on 12/4/2017, 27,341 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,950 vested dividend equivalent units.

F2 · price: As previously reported, on 12/11/2014 the reporting person was granted 46,457 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 23,228 PARSUs vested and, on 12/4/2017, 27,341 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,950 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/11/2014 the reporting person was granted 46,457 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 23,228 PARSUs vested and, on 12/4/2017, 27,341 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,950 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/11/2014 the reporting person was granted 46,457 performance adjusted target restricted stock units ("PARSUs"). On 11/29/2016 23,228 PARSUs vested and, on 12/4/2017, 27,341 PARSUs vested based on the achievement of certain return on invested capital performance conditions and total stockholder return conditions. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,950 vested dividend equivalent units.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 45,957 $21.08 $968,773.56
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · nonDerivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,917

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 88,073 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 15,285 $21.08 $322,207.80
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,801

Read SEC document
December 04, 2017 Filed Dec 6, 2017 23:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 29,291 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003776 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 37,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003494 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,949

Underlying: Common Stock · 37,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

F2 · shares: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, 34,948 of which vested on 11/2/2017 and 34,949 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,420 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · price: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, 34,948 of which vested on 11/2/2017 and 34,949 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,420 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, 34,948 of which vested on 11/2/2017 and 34,949 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,420 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, 34,948 of which vested on 11/2/2017 and 34,949 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,420 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.underlying_shares: On 11/2/2015 the reporting person was granted 104,845 restricted stock units ("RSUs"), 34,948 of which vested on 11/2/2016, 34,948 of which vested on 11/2/2017 and 34,949 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,420 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F3 · balance_after: The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 19,499 $21.44 $418,058.56
Disclosure

SEC source: 0001562180-17-003494 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,795

Read SEC document
November 02, 2017 Filed Nov 7, 2017 00:43 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 37,368 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003494 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 196,574 $0.00 Strike: $12.49 $0.00
Disclosure

SEC source: 0001562180-17-003063 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196,574 shares

Expires 2021-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 69,026 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001562180-17-003063 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,026 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date.

F3 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:14 UTC HP INC HPQ · Entity 642 SaleCommon Stock 265,600 $19.90 $5,285,864.96
Disclosure

SEC source: 0001562180-17-003063 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,926

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90-$19.95, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 196,574 $12.49 $2,455,209.26
Disclosure

SEC source: 0001562180-17-003063 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 21:14 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 69,026 $6.40 $441,766.40
Disclosure

SEC source: 0001562180-17-003063 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 00:48 UTC HP INC HPQ · Entity 642 SaleCommon Stock 113,582 $17.43 $1,980,052.29
Disclosure

SEC source: 0001562180-17-000934 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,926

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40-$17.48, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 25,930 $15.78 $409,175.40
Disclosure

SEC source: 0001562180-17-000617 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 12/11/2013 the reporting person was granted 72,096 RSUs, of which 24,032 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,898 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F2 · derivative.expiration_date: On 12/11/2013 the reporting person was granted 72,096 RSUs, of which 24,032 vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,898 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 13,531 $15.78 $213,519.18
Disclosure

SEC source: 0001562180-17-000617 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,508

Read SEC document
December 11, 2016 Filed Feb 10, 2017 22:39 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 25,930 $15.78 $409,175.40
Disclosure

SEC source: 0001562180-17-000617 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 30,672 $15.78 $484,004.16
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · derivative · entry 10

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,869

Underlying: Common Stock · 30,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F5 · derivative.exercise_date: On 12/10/2014 the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which will vest on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,738 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F5 · derivative.expiration_date: On 12/10/2014 the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which will vest on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,738 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 18,403 $15.78 $290,399.34
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · derivative · entry 9

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,361

Underlying: Common Stock · 18,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F4 · derivative.exercise_date: On 12/10/2014 the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016 and 17,361 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,043 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

F4 · derivative.expiration_date: On 12/10/2014 the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016 and 17,361 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,043 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 25,609 $15.78 $404,110.02
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · nonDerivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,109

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 49,075 $15.78 $774,403.50
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · nonDerivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 33,170 $15.78 $523,422.60
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · derivative · entry 8

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,860

Underlying: Common Stock · 33,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: On 12/9/2015 the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, and 31,930 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,241 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 12/9/2015 the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, and 31,930 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,241 vested dividend equivalent rights.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:26 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 17,309 $15.78 $273,136.02
Disclosure

SEC source: 0001562180-16-003756 · primarydocument.xml · nonDerivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,643

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.