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KEOGH TRACY S

Disclosed activity across 2 companies

Tapewire entity
17481
SEC CIK
0001234596

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANALOG DEVICES INCADI · Entity 591VP, HUMAN RESOURCESDecember 06, 2005December 08, 2005
HP INCHPQ · Entity 642Chief HR OfficerMarch 30, 2021April 01, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANALOG DEVICES INC

Report date December 06, 2005 · Filed December 08, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.44 · Expires 2015-12-06Direct30,000 Reported balance After 2005-12-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2005-12-06 · Grant · Acquired 30,000 · Balance 30,000

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.76 · Expires 2013-04-28Direct50,000 Reported balance Holding disclosure · report date 2005-12-06 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 50,000

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.27 · Expires 2013-12-10Direct35,000 Reported balance Holding disclosure · report date 2005-12-06 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 35,000

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.70 · Expires 2014-12-07Direct40,000 Reported balance Holding disclosure · report date 2005-12-06 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 40,000

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.04 · Expires 2015-06-01Direct675 Reported balance Holding disclosure · report date 2005-12-06 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 675

F3: This is a vesting schedule. 100% vests on 7/30/05.

Comm Stock-$.16-2/3 valueSEC Table I · non-derivativeDirect796 Reported balance Holding disclosure · report date 2005-12-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 796

Filing footnotes · ownership attribution and instrument terms

F1: This is a vesting schedule. 20% vests one, two, three, four and five years from grant date.

F2: This is a vesting schedule. 33.33% vests three, four and five years from grant date.

F3: This is a vesting schedule. 100% vests on 7/30/05.

HP INC

Report date March 30, 2021 · Filed April 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect77,495 Reported balance After 2021-03-30 transaction · row 1
1 source row

Row 1 · 2021-03-30 · Sale · Disposed 187,322 · Balance 77,495

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25-$31.565, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25-$31.565, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2021 Filed Apr 1, 2021 21:32 UTC HP INC HPQ · Entity 642 SaleCommon Stock 187,322 $31.44 $5,889,066.50
Disclosure

SEC source: 0001562180-21-002528 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,495

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25-$31.565, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:57 UTC HP INC HPQ · Entity 642 SaleCommon Stock 81,030 $24.15 $1,956,526.07
Disclosure

SEC source: 0001562180-20-007364 · primarydocument.xml · nonDerivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,817

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00-$24.29, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:57 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 201,284 $0.00 Strike: $17.29 $0.00
Disclosure

SEC source: 0001562180-20-007364 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 201,284 shares

Expires 2022-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable beginning on this date contingent to certain performance conditions.

F4 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:57 UTC HP INC HPQ · Entity 642 SaleCommon Stock 54,883 $24.07 $1,320,935.02
Disclosure

SEC source: 0001562180-20-007364 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,847

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00-$24.18, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:57 UTC HP INC HPQ · Entity 642 SaleCommon Stock 201,284 $24.07 $4,844,543.57
Disclosure

SEC source: 0001562180-20-007364 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,730

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:57 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 201,284 $17.29 $3,480,200.36
Disclosure

SEC source: 0001562180-20-007364 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 21,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 8

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 21,817 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 7

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,352

Underlying: Common Stock · 21,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · price: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 which vested on 12/7/2019 and of which 20,352 vested on 12/7/2020 and of which 20,352 is expected to vest on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,465 vested dividend equivalent rights.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 27,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,033

Underlying: Common Stock · 27,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · price: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, 26,016 of which vested on 12/7/2020, and of which 26,016 is scheduled to vest on 12/7/2021 and of which 26,017 is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,039 vested dividend equivalent rights.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 GrantPerformance Contingent Stock Options · Derivative 188,877 Not disclosed Strike: $23.68 Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,877

Underlying: Common Stock · 188,877 shares

Expires not disclosed

F5 · price: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.exercise_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

F5 · derivative.expiration_date: The performance contingent stock options granted on 12/7/2020 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 42,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,588

Underlying: Common Stock · 42,588 shares

Expires not disclosed

F4 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 42,588 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/23, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 67,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,658

Underlying: Common Stock · 67,658 shares

Expires not disclosed

F3 · derivative.exercise_price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · price: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.exercise_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F3 · derivative.expiration_date: On 12/7/2020, the reporting person was granted 67,568 RSUs, one-third of which vest annually over three years on each of 12/7/2021, 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 35,588 $23.68 $842,723.84
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,730

F2 · shares: 35,588 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

Read SEC document
December 07, 2020 Filed Dec 9, 2020 23:17 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 71,772 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007140 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each RSU represents a contingent right to receive one share of HP common stock.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:08 UTC HP INC HPQ · Entity 642 Exercise / conversionAdjusted Performance Restricted Stock Units · Derivative 18,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006805 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,107

Underlying: Common Stock · 18,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2018 the reporting person was granted 84,183 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 18,454 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1239.19 vested dividend equivalent units.

F1 · price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · derivative.exercise_date: As previously reported, on 12/7/2018 the reporting person was granted 84,183 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 18,454 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1239.19 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2018 the reporting person was granted 84,183 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 18,454 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1239.19 vested dividend equivalent units.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:08 UTC HP INC HPQ · Entity 642 Exercise / conversionAdjusted Performance Restricted Stock Units · Derivative 52,398 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006805 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/7/2017 the reporting person was granted 88,147 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,398 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4607.849 vested dividend equivalent units.

F1 · price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: As previously reported, on 12/7/2017 the reporting person was granted 88,147 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,398 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4607.849 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/7/2017 the reporting person was granted 88,147 performance adjusted target restricted stock units ("PARSUs"). On 11/17/2020, 52,398 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 4607.849 vested dividend equivalent units.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:08 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 32,718 $20.50 $670,719.00
Disclosure

SEC source: 0001562180-20-006805 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,546

Read SEC document
November 17, 2020 Filed Nov 20, 2020 01:08 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 70,852 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006805 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:00 UTC HP INC HPQ · Entity 642 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 0 $0.00 Strike: $13.83 $0.00
Disclosure

SEC source: 0001562180-20-001793 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,638

Underlying: Common Stock · 58,638 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable beginning on this date contingent to certain performance conditions.

F3 · derivative.expiration_date: This option is no longer exercisable following this date.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:00 UTC HP INC HPQ · Entity 642 SaleCommon Stock 63,125 $23.00 $1,451,875.00
Disclosure

SEC source: 0001562180-20-001793 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,412

F1 · shares: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/28/19.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:00 UTC HP INC HPQ · Entity 642 SaleCommon Stock 58,638 $23.00 $1,348,674.00
Disclosure

SEC source: 0001562180-20-001793 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,537

Read SEC document
February 25, 2020 Filed Feb 27, 2020 23:00 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 58,638 $13.83 $810,963.54
Disclosure

SEC source: 0001562180-20-001793 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 26,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · derivative · entry 7

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F7 · price: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018 and 23,943 of which vested on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,080 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018 and 23,943 of which vested on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,080 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018 and 23,943 of which vested on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,080 vested dividend equivalent rights.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 22,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · derivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,887

Underlying: Common Stock · 22,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F6 · price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on each of 12/7/2018 and 12/7/2019, and 20,887 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,181 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on each of 12/7/2018 and 12/7/2019, and 20,887 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,181 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on each of 12/7/2018 and 12/7/2019, and 20,887 of which are scheduled to vest on 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,181 vested dividend equivalent rights.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 21,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,704

Underlying: Common Stock · 21,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F5 · price: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 of which vested on 12/7/2019, and 20,352 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 654 vested dividend equivalent rights.

F5 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 of which vested on 12/7/2019, and 20,352 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 654 vested dividend equivalent rights.

F5 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, 20,351 of which vested on 12/7/2019, and 20,352 of which are scheduled to vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 654 vested dividend equivalent rights.

Read SEC document
December 07, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 34,261 $20.50 $702,350.50
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,537

F1 · shares: 34,261 shares were withheld by HP to satisfy tax withholding on vesting of Restricted Stock Units ("RSUs").

Read SEC document
December 07, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 69,096 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 78,049 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,049

Underlying: Common Stock · 78,049 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F4 · price: On 12/6/2019, the reporting person was granted 78,049 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 78,049 RSUs, one-third of which vest annually over three years on each of 12/7/2020, 12/7/2021 and 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 23:41 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 109,332 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005979 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,332

Underlying: Common Stock · 109,332 shares

Expires not disclosed

F2 · derivative.exercise_price: On 12/6/2019, the reporting person was granted 109,332 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · price: On 12/6/2019, the reporting person was granted 109,332 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.exercise_date: On 12/6/2019, the reporting person was granted 109,332 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F2 · derivative.expiration_date: On 12/6/2019, the reporting person was granted 109,332 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/22, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:08 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 29,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005537 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,419

Underlying: Common Stock · 29,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As previously reported, on 12/7/2017 the reporting person was granted 88,147 PARSUs. On 11/13/2019, 28,339 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,602 vested dividend equivalent units.

F3 · shares: As previously reported, on 12/7/2017 the reporting person was granted 88,147 PARSUs. On 11/13/2019, 28,339 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,602 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2017 the reporting person was granted 88,147 PARSUs. On 11/13/2019, 28,339 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,602 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2017 the reporting person was granted 88,147 PARSUs. On 11/13/2019, 28,339 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,602 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2017 the reporting person was granted 88,147 PARSUs. On 11/13/2019, 28,339 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 1,602 vested dividend equivalent units.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:08 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 75,254 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-005537 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F2 · shares: As previously reported, on 12/7/2016 the reporting person was granted 98,627 PARSUs. On 11/13/2019, 69,238 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,016 vested dividend equivalent units.

F2 · price: As previously reported, on 12/7/2016 the reporting person was granted 98,627 PARSUs. On 11/13/2019, 69,238 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,016 vested dividend equivalent units.

F2 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 PARSUs. On 11/13/2019, 69,238 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,016 vested dividend equivalent units.

F2 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 PARSUs. On 11/13/2019, 69,238 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,016 vested dividend equivalent units.

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:08 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 44,616 $19.53 $871,350.48
Disclosure

SEC source: 0001562180-19-005537 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,702

Read SEC document
November 13, 2019 Filed Nov 16, 2019 00:08 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 105,195 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005537 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 23:21 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 32,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004932 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F3 · shares: On 12/10/2014, the reporting person was granted 86,803 RSUs,1/4 of which vested annually over 4 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,323 vested dividend equivalent rights.

F3 · price: On 12/10/2014, the reporting person was granted 86,803 RSUs,1/4 of which vested annually over 4 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,323 vested dividend equivalent rights.

F3 · derivative.exercise_date: On 12/10/2014, the reporting person was granted 86,803 RSUs,1/4 of which vested annually over 4 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,323 vested dividend equivalent rights.

F3 · derivative.expiration_date: On 12/10/2014, the reporting person was granted 86,803 RSUs,1/4 of which vested annually over 4 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,323 vested dividend equivalent rights.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 23:21 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 15,995 $22.93 $366,765.35
Disclosure

SEC source: 0001562180-18-004932 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,123

F1 · shares: 15,995 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

Read SEC document
December 10, 2018 Filed Dec 12, 2018 23:21 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 32,259 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004932 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 34,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · derivative · entry 9

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F8 · shares: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on each of 12/9/2016, and of which 31,930 vested on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,991 vested dividend equivalent rights.

F8 · price: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on each of 12/9/2016, and of which 31,930 vested on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,991 vested dividend equivalent rights.

F8 · derivative.exercise_date: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on each of 12/9/2016, and of which 31,930 vested on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,991 vested dividend equivalent rights.

F8 · derivative.expiration_date: On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on each of 12/9/2016, and of which 31,930 vested on both 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,991 vested dividend equivalent rights.

Read SEC document
December 09, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 17,314 $22.93 $397,010.02
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · nonDerivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,859

F2 · shares: 17,314 shares were withheld by HP to satisfy tax withholding on vesting of RSUs.

Read SEC document
December 09, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 34,921 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · nonDerivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 21,399 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · derivative · entry 8

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,774

Underlying: Common Stock · 21,399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F7 · shares: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, and of which 20,887 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 512 vested dividend equivalent rights.

F7 · price: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, and of which 20,887 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 512 vested dividend equivalent rights.

F7 · derivative.exercise_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, and of which 20,887 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 512 vested dividend equivalent rights.

F7 · derivative.expiration_date: On 12/7/2017, the reporting person was granted 62,661 RSUs, 20,887 of which vested on 12/7/2018, and of which 20,887 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 512 vested dividend equivalent rights.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Units · Derivative 25,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · derivative · entry 7

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,943

Underlying: Common Stock · 25,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F6 · shares: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018, and 23,943 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,313 vested dividend equivalent rights.

F6 · price: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018, and 23,943 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,313 vested dividend equivalent rights.

F6 · derivative.exercise_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018, and 23,943 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,313 vested dividend equivalent rights.

F6 · derivative.expiration_date: On 12/7/2016, the reporting person was granted 71,827 RSUs, 23,942 of which vested on each of 12/7/2017 and 12/7/2018, and 23,943 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,313 vested dividend equivalent rights.

Read SEC document
December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 GrantPerformance Adjusted Restricted Stock Units · Derivative 84,183 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · derivative · entry 6

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,183

Underlying: Common Stock · 84,183 shares

Expires not disclosed

F5 · derivative.exercise_price: On 12/7/2018, the reporting person was granted 84,183 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · shares: On 12/7/2018, the reporting person was granted 84,183 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · price: On 12/7/2018, the reporting person was granted 84,183 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 84,183 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

F5 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 84,183 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.

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December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 GrantRestricted Stock Units · Derivative 61,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · derivative · entry 5

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,055

Underlying: Common Stock · 61,055 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HP common stock.

F4 · shares: On 12/7/2018, the reporting person was granted 61,055 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · price: On 12/7/2018, the reporting person was granted 61,055 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.exercise_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

F4 · derivative.expiration_date: On 12/7/2018, the reporting person was granted 61,055 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.

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December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 23,132 $22.93 $530,416.76
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,252

F1 · shares: 23,132 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").

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December 07, 2018 Filed Dec 12, 2018 00:31 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 46,654 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004918 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 26, 2018 Filed Nov 28, 2018 22:07 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 106,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · derivative · entry 4

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F4 · shares: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · price: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · derivative.exercise_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

F4 · derivative.expiration_date: As previously reported, on 12/9/2015 the reporting person was granted 139,688 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 97,153 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 9,501 vested dividend equivalent units.

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November 26, 2018 Filed Nov 28, 2018 22:07 UTC HP INC HPQ · Entity 642 Exercise / conversionPerformance Adjusted Restricted Stock Units · Derivative 49,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,533

Underlying: Common Stock · 49,677 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock.

F3 · shares: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · price: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · derivative.exercise_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

F3 · derivative.expiration_date: As previously reported, on 12/7/2016 the reporting person was granted 98,627 performance adjusted target restricted stock units ("PARSUs"). On 11/26/2018, 47,095 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,582 vested dividend equivalent units.

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November 26, 2018 Filed Nov 28, 2018 22:07 UTC HP INC HPQ · Entity 642 Tax withholdingCommon Stock 77,510 $22.81 $1,768,003.10
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · nonDerivative · entry 2

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,730

F1 · shares: 77,510 shares were withheld by HP to satisfy tax withholding on vesting of PARSUs.

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November 26, 2018 Filed Nov 28, 2018 22:07 UTC HP INC HPQ · Entity 642 Exercise / conversionCommon Stock 156,331 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004731 · primarydocument.xml · nonDerivative · entry 1

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2018 Filed Nov 5, 2018 23:23 UTC HP INC HPQ · Entity 642 Exercise / conversionRestricted Stock Unit · Derivative 38,222 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-004430 · primarydocument.xml · derivative · entry 3

KEOGH TRACY S · CIK 0001234596 · Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.

F2 · derivative.exercise_date: On 11/2/2015 the reporting person was granted 104,845 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,273 vested dividend equivalent rights.

F2 · derivative.expiration_date: On 11/2/2015 the reporting person was granted 104,845 RSUs, all of which vested annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,273 vested dividend equivalent rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.