BLOCK JOHN R

SEC source: 0000738214-26-000029 · primary_doc.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,330

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

SEC source: 0000738214-26-000018 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,330

F1 · security: Represents a grant of Common Stock pursuant to the Aemetis, Inc. Amended and Restated 2019 Stock Plan as compensation for service on the Board of Directors.

SEC source: 0001593968-25-000095 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,470

F1 · security: RSA with Immediate vest vesting schedule

SEC source: 0001593968-24-001447 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,470

F1 · security: RSA with Immediate vest vesting schedule

SEC source: 0001593968-24-000748 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

F1 · acquired: Private sale of shares at $3.49 per share

SEC source: 0001593968-24-000132 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,581

F1 · security: RSA with immediate vesting

SEC source: 0001593968-23-001027 · primary_01.xml · nonDerivative · entry 3

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,169

F2 · price: Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.

SEC source: 0001593968-23-001027 · primary_01.xml · derivative · entry 7

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 50,000 shares

Expires 2031-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-23-001027 · primary_01.xml · derivative · entry 6

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 10,000 shares

Expires 2025-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-23-001027 · primary_01.xml · nonDerivative · entry 5

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,581

F3 · shares: Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person.

SEC source: 0001593968-23-001027 · primary_01.xml · nonDerivative · entry 4

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-23-001027 · primary_01.xml · nonDerivative · entry 2

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,374

F1 · shares: Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person.

SEC source: 0001593968-23-001027 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-23-000102 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,161

F1 · security: RSA with Immediate vest vesting schedule

F2 · price: The Reporting person was granted 11,070 RS awards on 1/5/2023 with immediate vesting period.

F3 · balance_after: As of the filing date of this Form 4, the reporting person owned 40,161 shares of the Issuers common stock.

SEC source: 0001593968-22-001368 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,091

F1 · security: RSA with Immediate vest vesting schedule

F2 · price: The Reporting person was granted 5,000 RS awards on 8/18/2022 with immediate vesting period.

SEC source: 0001593968-22-000748 · primary_01.xml · derivative · entry 6

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 35,000 shares

Expires 2027-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.

SEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 5

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,091

F5 · kind: 10,371 shares, which were acquired from the RSA grant on 1/6/2022, were sold on 3/14/2022 in the open market.

F6 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 24,091 shares of the Issuers common stock.

SEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 4

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,462

F4 · kind: 18,865 shares, which were acquired from the RSA grant on 4/8/2021, were sold on 3/14/2022 in the open market.

SEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 3

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,327

F3 · kind: 1,300 shares, which were acquired from the RSA grant on 1/7/2021, were sold on 3/14/2022 in the open market.

SEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 2

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.

SEC source: 0001593968-22-000748 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,627

F1 · kind: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market.

SEC source: 0001593968-22-000194 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,487

F1 · security: RSA with Immediate vest vesting schedule

F2 · kind: 10,371 RSAs were granted on 1/6/2022 with immediate vest.

F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 45,116 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 55,487 shares of the Issuers common stock.

SEC source: 0001593968-21-002442 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,116

F1 · security: RSA with Immediate vest vesting schedule

F2 · kind: 5000 RSAs were granted on 11/18/2021.

F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 40,116 shares of the Issuers common stock. As of the filing date of this Form 4, the reporting person owned 45,116 shares of the Issuers common stock.

SEC source: 0001593968-21-002140 · primary_01.xml · nonDerivative · entry 4

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,116

SEC source: 0001593968-21-001455 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 15,023 shares

Expires 2027-11-16

SEC source: 0001593968-21-002140 · primary_01.xml · nonDerivative · entry 3

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,627

F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F5 · shares: The Reporting Person acquired 15023 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.

SEC source: 0001593968-21-001448 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,023

Underlying: Common stock and Series B Preferred · 20,000 shares

Expires 2027-11-16

SEC source: 0001593968-21-002140 · primary_01.xml · nonDerivative · entry 2

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,627

F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F4 · shares: The Reporting Person acquired 4977 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.

SEC source: 0001593968-21-001103 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,865

F1 · security: RSA with Immediate vest vesting schedule

SEC source: 0001593968-21-000958 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock and Series B Preferred · 36,000 shares

Expires 2026-05-21

F1 · derivative.exercise_date: 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years.

SEC source: 0001593968-21-002140 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,627

F1 · kind: 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.

F2 · shares: The Reporting Person acquired 36000 shares of the Company by exercising option grant and cash payment of exercise cost and sold the same shares in the open market on the same day.

F3 · balance_after: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 54,627 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s.

SEC source: 0001593968-21-000107 · primary_01.xml · derivative · entry 2

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock and Series B Preferred · 50,000 shares

Expires 2031-01-07

F3 · derivative.exercise_date: 100% vest Immediately

F4 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 50,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F4 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 50,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-21-000107 · primary_01.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

F1 · security: RSA with Immediate vest vesting schedule

F2 · shares: Grant of Restricted Stock Awards under the Aemetis, Inc. 2019 Stock Plan to acquire 1,300 shares of the Company's Common Stock ("Option Shares") subject to the terms of the Restricted Stock Award Agreement between the Reporting Person and the Company.

SEC source: 0001593968-20-000915 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,000

Underlying: Common stock and Series B Preferred · 109,000 shares

Expires 2030-03-28

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 109,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 109,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.60 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-20-000139 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock and Series B Preferred · 40,000 shares

Expires 2030-01-09

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.86 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-19-001368 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common stock and Series B Preferred · 8,000 shares

Expires 2029-06-05

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 8,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.92 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 8,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.92 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-19-000139 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock and Series B Preferred · 40,000 shares

Expires 2029-01-07

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-18-000791 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock and Series B Preferred · 25,000 shares

Expires 2023-05-17

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 25,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $1.71 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 25,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $1.71 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-18-000175 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock and Series B Preferred · 40,000 shares

Expires 2028-01-18

F1 · derivative.exercise_date: 100% vest Immediately

F2 · derivative.underlying_shares: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

F2 · balance_after: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 40,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.

SEC source: 0001593968-17-001251 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock and Series B Preferred · 20,000 shares

Expires 2027-11-16

F1 · derivative.exercise_price: Stock Options granted with immediate vesting

SEC source: 0001593968-17-000129 · primary_01.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common stock and Series B Preferred · 35,000 shares

Expires 2027-01-19

F1 · derivative.exercise_date: 100% vest Immediately

SEC source: 0000315189-06-000001 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,695.394

Underlying: Common Stock · 293.643 shares

Expires not disclosed

F1 · derivative.exercise_price: The security coverts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transcation date, the reporting person directly beneficially owned 12,898 $1 par common shares of the Issuer. 12,298 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-05-000059 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,329.05

Underlying: Common Stock · 347.222 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 12,898 $1 par common shares of the Issuer. 12,298 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-05-000041 · primary_doc.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,898

F1 · security: Reference to Deere & Company common stock includes associated preferred stock rights.

F2 · balance_after: Includes 12,298 shares of restricted stock acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The plan provides for tax withholding rights.

SEC source: 0000315189-05-000036 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922.865

Underlying: Common Stock · 324.477 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 12,801 $1 par common shares of the Issuer. 12,201 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-05-000029 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,531.315

Underlying: Common Stock · 260.688 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 12,801 $1 par common shares of the Issuer. 12,201 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-05-000012 · primary_doc.xml · nonDerivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,801

F1 · security: Reference to Deere & Company common stock includes associated preferred stock rights.

F2 · balance_after: Includes 12,201 shares of restricted stock acquired under the Nonemployee Director Stock Ownership Plan of the issuer. Restrictions are as authorized by the Board of Directors. The Plan provides for tax withholding rights.

SEC source: 0000315189-05-000001 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,217.973

Underlying: Common Stock · 235.215 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 11,883 $1 par common shares of the Issuer. 11,283 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-04-000104 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,924.362

Underlying: Common Stock · 271.108 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 11,883 $1 par common shares of the Issuer. 11,283 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.

SEC source: 0000315189-04-000080 · primary_doc.xml · derivative · entry 1

BLOCK JOHN R · CIK 0001055711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,597.098

Underlying: Common Stock · 249.501 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Nonemployee Director Deferred Compensation Plan and are to be settled solely in cash beginning in the calendar year following the reporting person's retirement from the Issuer's Board.

F3 · balance_after: The reported holdings of phantom stock units include units acquired in dividend reinvestment transactions that are exempt from line-item reporting. As of the transaction date, the reporting person directly beneficially owned 11,883 $1 par common shares of the Issuer. 11,283 of such shares are restricted shares acquired under the Issuer's Nonemployee Director Stock Ownership Plan.