Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOPE BANCORP INCHOPE · Entity 4609 | EVP, Chief Mortgage Banking | June 12, 2017 | July 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOPE BANCORP INC
Report date June 12, 2017 · Filed July 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,693 |
Reported balance
After 2017-06-12 transaction · row 1
1 source rowRow 1 · 2017-06-12 · Exercise / conversion · Acquired 3,517 · Balance 7,693 |
| Employee Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.53 · Expires 2017-06-27 | Direct | 0 |
Reported balance
After 2017-06-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-12 · Exercise / conversion · Disposed 3,517 · Balance 0 |
| Common Stock (Restricted Stock)SEC Table I · non-derivative | Direct | 2,059 |
Reported balance
Holding disclosure · report date 2017-06-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,059 F1: 2059 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest on April 2018 and 2019 according to previously disclosed vesting schedules. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.18 · Expires 2026-09-01 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2017-06-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 20,000 F2: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: 2059 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest on April 2018 and 2019 according to previously disclosed vesting schedules.
F2: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2017 Filed Jul 4, 2017 00:11 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionEmployee Incentive Stock Option (right to buy) · Derivative | 3,517 | $7.53 Strike: $7.53 | $26,483.01 |
DisclosureSEC source: 0001209191-17-042909 · doc4.xml · derivative · entry 3 Mah Janette · CIK 0001681505 · EVP, Chief Mortgage Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,517 shares Expires 2017-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jul 4, 2017 00:11 UTC | HOPE BANCORP INC HOPE · Entity 4609 | Exercise / conversionCommon Stock | 3,517 | $7.53 | $26,483.01 |
DisclosureSEC source: 0001209191-17-042909 · doc4.xml · nonDerivative · entry 1 Mah Janette · CIK 0001681505 · EVP, Chief Mortgage Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 22:27 UTC | HOPE BANCORP INC HOPE · Entity 4609 | GrantIncentive Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $17.18 | $0.00 |
DisclosureSEC source: 0001209191-16-140240 · doc4.xml · derivative · entry 1 Mah Janette · CIK 0001681505 · EVP, Chief Mortgage Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock · 20,000 shares Expires 2026-09-01 F1 · derivative.exercise_date: Options granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Options vest annually in five equal installments on September 1st of 2017, 2018, 2019, 2020 and 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.