Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | VP, Corporate Controller | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,239.386 |
Reported balance
After 2017-06-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-06-30 · Exercise / conversion · Acquired 6,600 · Balance 32,239.386 F1: Includes 29.047 shares of common stock acquired by the reporting person under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan since the date of his last report, less an account adjustment of 0.42 shares. |
| Common StockSEC Table I · non-derivative | Direct | 25,639.386 |
Reported balance
After 2017-06-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-06-30 · Sale · Disposed 6,600 · Balance 25,639.386 |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.88 · Expires 2020-12-08 | Direct | 0 |
Reported balance
After 2017-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-06-30 · Exercise / conversion · Disposed 6,600 · Balance 0 F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Investment, Savings & ESOP | 158.718 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 158.718 F2: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 0.731 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 65.429 shares acquired through issuer annual investment fund contributions to the IS&ESOP. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 19,546.021 |
Reported balance
Holding disclosure · report date 2017-06-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,546.021 F3: Includes 115.046 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 29.047 shares of common stock acquired by the reporting person under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan since the date of his last report, less an account adjustment of 0.42 shares.
F2: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 0.731 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 65.429 shares acquired through issuer annual investment fund contributions to the IS&ESOP.
F3: Includes 115.046 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 22:05 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 6,600 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-17-023070 · form4.xml · derivative · entry 5 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:05 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 6,600 | $69.04 | $455,644.20 |
DisclosureSEC source: 0001127602-17-023070 · form4.xml · nonDerivative · entry 2 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,639.386 Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:05 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 6,600 | $15.88 | $104,808.00 |
DisclosureSEC source: 0001127602-17-023070 · form4.xml · nonDerivative · entry 1 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,239.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 29.047 shares of common stock acquired by the reporting person under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan since the date of his last report, less an account adjustment of 0.42 shares. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:26 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 2,200 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-16-070597 · form4.xml · derivative · entry 6 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 2,200 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:26 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,200 | $55.41 | $121,902.00 |
DisclosureSEC source: 0001127602-16-070597 · form4.xml · nonDerivative · entry 3 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,610.759 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.404 to $55.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:26 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 2,200 | $15.88 | $34,936.00 |
DisclosureSEC source: 0001127602-16-070597 · form4.xml · nonDerivative · entry 2 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,810.759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 22:26 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070597 · form4.xml · nonDerivative · entry 1 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,610.759 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:02 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 8,200 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069724 · form4.xml · derivative · entry 4 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 8,200 shares Expires 2026-12-09 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 22:02 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 3,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069724 · form4.xml · nonDerivative · entry 1 Larson Thomas J · CIK 0001450810 · VP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,430.975 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. F2 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 8,075.048 additional performance share units and 50.879 post-split performance share units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of his last report. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.