Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONDUENT IncCNDT · Entity 1191 | VP & Chief Accounting Officer | June 30, 2017 | July 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONDUENT Inc
Report date June 30, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,444 |
Ending reported balance
After 2017-06-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-06-30 · Exercise / conversion · Acquired 3,781 · Balance 42,676 F1: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Row 2 · 2017-06-30 · Tax withholding · Disposed 1,232 · Balance 41,444 F2: Shares withheld to pay for taxes on Performance Shares that have vested. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2000-01-01 | Direct | 9,324 |
Reported balance
After 2017-06-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-06-30 · Exercise / conversion · Disposed 3,781 · Balance 9,324 |
Filing footnotes · ownership attribution and instrument terms
F1: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock.
F2: Shares withheld to pay for taxes on Performance Shares that have vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2017 Filed Jul 5, 2017 12:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionPerformance Shares · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022708 · form4.xml · derivative · entry 3 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,324 Underlying: Common Stock · 3,781 shares Expires 2000-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 12:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 1,232 | $15.94 | $19,638.08 |
DisclosureSEC source: 0001127602-17-022708 · form4.xml · nonDerivative · entry 2 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,444 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 12:09 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 3,781 | $15.94 | $60,269.14 |
DisclosureSEC source: 0001127602-17-022708 · form4.xml · nonDerivative · entry 1 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 15:47 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantCommon Stock | 33,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013840 · form4.xml · nonDerivative · entry 1 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,895 F1 · shares: Restricted stock award vesting one-third yearly over the next three years. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 11:04 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 5,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010743 · form4.xml · derivative · entry 3 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,105 Underlying: Common Stock · 5,600 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant dates. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 11:04 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010743 · form4.xml · derivative · entry 2 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,505 Underlying: Common Stock · 3,781 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant dates. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 11:04 UTC | CONDUENT Inc CNDT · Entity 1191 | GrantPerformance Shares · Derivative | 3,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010743 · form4.xml · derivative · entry 1 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 Underlying: Common Stock · 3,724 shares Expires 2000-01-01 F1 · derivative.exercise_price: Not Applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant dates. F1 · price: Not Applicable. F1 · derivative.exercise_date: Not Applicable. F1 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:17 UTC | CONDUENT Inc CNDT · Entity 1191 | Tax withholdingCommon Stock | 1,055 | $13.72 | $14,474.60 |
DisclosureSEC source: 0001127602-17-001213 · form4.xml · nonDerivative · entry 2 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177 F2 · shares: Shares withheld to pay for taxes on Performance Shares that have vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:17 UTC | CONDUENT Inc CNDT · Entity 1191 | Exercise / conversionCommon Stock | 3,232 | $13.72 | $44,343.04 |
DisclosureSEC source: 0001127602-17-001213 · form4.xml · nonDerivative · entry 1 Chu Jay · CIK 0001688687 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Conduent Incorporated ("Conduent") common stock, par value $0.01 per share ("Conduent Common Stock"). In connection with the legal and structural separation ("Spin-Off") of Conduent from Xerox Corporation ("Xerox"), each Xerox Performance Share award was converted into a Performance Share award in respect of shares of Conduent Common Stock pursuant to the terms of the employee matters agreement between Xerox and Conduent. The number of shares of Conduent Common Stock subject to the award was determined based on (i) the number of shares subject to the Xerox RSU award immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on December 30, 2016 of Xerox common stock, par value $1.00 per share and (B) the volume weighted average price of Conduent Common Stock trading on the New York Stock Exchange on January 3, 2017 (the "Conduent Conversion Ratio). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.