Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,192 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 224 · Balance 2,192 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 126,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 8 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 126,000 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,750 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 7 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 90,750 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 57,003 | $51.39 | $2,929,099.16 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,679 Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 136,000 | $51.40 | $6,990,400.00 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,682 Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 126,000 | $29.30 | $3,692,052.00 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 90,750 | $22.15 | $2,009,749.50 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 4,025 | $52.99 | $213,284.75 |
DisclosureSEC source: 0000004962-04-000079 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,932 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 162,000 | $0.00 Strike: $50.24 | $0.00 |
DisclosureSEC source: 0000004962-04-000023 · doc4.xml · derivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Shares · 162,000 shares Expires 2014-01-26 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 26, 2004 Filed Jan 28, 2004 13:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 4,080 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000023 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,957 F1 · ownership.direct: Restricted stock award will vest in 3 equal annual installments (1/3 on Jan. 26th of 2005, 2006 and 2007, respectively) subject t o continuous employment. Read SEC document |
| December 30, 2003 Filed Jan 28, 2004 13:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 227 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000004962-04-000023 · doc4.xml · derivative · entry 5 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,769 Underlying: Common Shares · 227 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2003 at p rices ranging from $31.59 to $48.40 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 5,000 | $46.99 | $234,950.00 |
DisclosureSEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,877 Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $46.98 | $469,800.00 |
DisclosureSEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,877 Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 18:44 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 28,000 | $46.97 | $1,315,160.00 |
DisclosureSEC source: 0000004962-03-000205 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,877 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 30,608 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · derivative · entry 9 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,608 Underlying: Common Shares · 30,608 shares Expires 2006-02-25 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 20,142 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · derivative · entry 8 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,142 Underlying: Common Shares · 20,142 shares Expires 2007-02-23 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,654 | $0.00 Strike: $15.42 | $0.00 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · derivative · entry 7 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,654 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,250 | $0.00 Strike: $22.15 | $0.00 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · derivative · entry 6 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,750 Underlying: Common Shares · 29,250 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 50,750 | $46.98 | $2,384,235.00 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,877 Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 29,250 | $22.15 | $647,770.50 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2003 Filed Sep 22, 2003 19:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 50,654 | $15.42 | $780,932.72 |
DisclosureSEC source: 0000004962-03-000174 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 42,245 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0000004962-03-000113 · doc4.xml · derivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,245 Underlying: Common Shares · 42,245 shares Expires 2006-02-25 Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 69,346 | $0.00 Strike: $15.42 | $0.00 |
DisclosureSEC source: 0000004962-03-000113 · doc4.xml · derivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,654 Underlying: Common Shares · 69,346 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.direct: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 42,245 | $43.81 | $1,850,753.45 |
DisclosureSEC source: 0000004962-03-000113 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,723 F1 · ownership.direct: In addition to his direct holdings, Mr. House has indirect beneficial ownership of 1,110 shares held as custodian for the benefit of his children. F2 · ownership.direct: As of June 6, 2003, 6,341 shares were held in Mr. House's account under the Company's Incentive Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. Read SEC document |
| June 06, 2003 Filed Jun 9, 2003 19:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 69,346 | $43.81 | $3,038,048.26 |
DisclosureSEC source: 0000004962-03-000113 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.