Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AMERICAN EXPRESS CO
Report date December 31, 2005 · Filed February 14, 2006
Section 16 reporting ended · disclosed 2006-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,192 |
Reported balance
After 2005-01-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-01-27 · Other · Acquired 224 · Balance 2,192 F1: The phantom stock converts into common stock on a one-for-one basis. F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share. F2: The units are to be settled following the reporting person's retirement or other termination of service. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock converts into common stock on a one-for-one basis.
F2: The units are to be settled following the reporting person's retirement or other termination of service.
F3: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,608 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · derivative · entry 26 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,608 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 42,245 | $0.00 Strike: $43.81 | $0.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · derivative · entry 25 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 42,245 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,142 | $0.00 Strike: $46.98 | $0.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · derivative · entry 24 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 20,142 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · derivative · entry 23 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 150,000 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $54.82 | $548,200.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 20 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,905 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,300 | $54.84 | $71,292.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 19 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,905 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 600 | $54.85 | $32,910.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 18 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,205 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,600 | $54.86 | $87,776.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 17 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,805 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 16,500 | $54.93 | $906,345.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 16 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,405 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 11,400 | $54.94 | $626,316.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 15 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,905 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 39,500 | $54.95 | $2,170,525.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 14 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,305 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,300 | $54.96 | $71,448.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 13 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,805 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 27,000 | $54.97 | $1,484,190.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 12 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,105 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 40,400 | $54.98 | $2,221,192.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 11 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,105 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 46,100 | $55.00 | $2,535,500.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 10 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,505 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 3,400 | $55.01 | $187,034.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 9 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,605 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 2,200 | $55.02 | $121,044.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 8 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,005 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 200 | $55.03 | $11,006.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 7 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,205 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 2,300 | $55.04 | $126,592.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 6 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,405 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 600 | $55.05 | $33,030.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 5 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,705 Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 20,142 | $46.98 | $946,271.16 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 30,608 | $46.98 | $1,437,963.84 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 42,245 | $43.81 | $1,850,753.45 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2005 Filed Aug 3, 2005 15:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 150,000 | $35.29 | $5,293,800.00 |
DisclosureSEC source: 0000004962-05-000183 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 3,465 | $54.02 | $187,186.23 |
DisclosureSEC source: 0000004962-05-000067 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,310 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 189,500 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · derivative · entry 13 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 189,500 shares Expires 2008-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 337 | $55.63 | $18,747.31 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 10 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,775 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 26,000 | $55.40 | $1,440,400.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 9 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,112 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 8,000 | $55.39 | $443,120.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 8 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,112 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 25,100 | $55.38 | $1,390,038.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 7 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,112 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 31,563 | $55.37 | $1,747,643.31 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 6 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,212 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 1,000 | $55.36 | $55,360.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 5 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,775 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 25,000 | $55.35 | $1,383,750.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,775 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $55.34 | $553,400.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,775 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $55.33 | $553,300.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,775 Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 17:26 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 189,500 | $27.46 | $5,203,291.00 |
DisclosureSEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 23:20 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000316 · form5.xml · derivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192 Underlying: Common Stock · 224 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 538 | $53.08 | $28,557.04 |
DisclosureSEC source: 0000004962-05-000036 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,275 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 130,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000023 · doc4.xml · derivative · entry 4 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Shares · 130,000 shares Expires 2015-01-24 F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 22:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantCommon Shares | 9,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000023 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,813 F1 · kind: Restricted stock award will vest on Jan. 24, 2006, subject to continuous employment and the Company's achievement of certain fina ncial performance requirements during the vesting period. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 22:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000023 · doc4.xml · derivative · entry 5 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,968 Underlying: Common Shares · 199 shares Expires not disclosed F4 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F5 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F5 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F6 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F6 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| November 23, 2004 Filed Nov 26, 2004 17:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $56.00 | $560,000.00 |
DisclosureSEC source: 0000004962-04-000229 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,251 Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 42,928 | $0.00 Strike: $52.72 | $0.00 |
DisclosureSEC source: 0000004962-04-000186 · doc4.xml · derivative · entry 6 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,928 Underlying: Common Shares · 42,928 shares Expires 2008-09-27 Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $27.46 | $0.00 |
DisclosureSEC source: 0000004962-04-000186 · doc4.xml · derivative · entry 5 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,500 Underlying: Common Shares · 62,500 shares Expires 2008-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 42,928 | $52.72 | $2,263,164.16 |
DisclosureSEC source: 0000004962-04-000186 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,251 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| October 05, 2004 Filed Oct 7, 2004 15:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 62,500 | $27.46 | $1,716,125.00 |
DisclosureSEC source: 0000004962-04-000186 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2004 Filed Aug 5, 2004 19:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 10,000 | $50.05 | $500,500.00 |
DisclosureSEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 3 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,679 Read SEC document |
| August 03, 2004 Filed Aug 5, 2004 19:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 15,500 | $50.03 | $775,465.00 |
DisclosureSEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 2 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,679 Read SEC document |
| August 03, 2004 Filed Aug 5, 2004 19:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 14,500 | $50.02 | $725,290.00 |
DisclosureSEC source: 0000004962-04-000166 · doc4.xml · nonDerivative · entry 1 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,179 Read SEC document |
| March 19, 2004 Filed Mar 22, 2004 21:18 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 57,003 | $0.00 Strike: $51.39 | $0.00 |
DisclosureSEC source: 0000004962-04-000094 · doc4.xml · derivative · entry 9 HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,003 Underlying: Common Shares · 57,003 shares Expires 2005-02-26 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.