Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGILYSYS INCAGYS · Entity 897 | SVP Global Revenue | December 09, 2015 | July 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGILYSYS INC
Report date December 09, 2015 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,776 |
Reported balance
After 2015-12-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2015-12-09 · Other · Acquired 75 · Balance 99,776 F1: Shares purchased through employee stock purchase plan. F2: Reporting Person's most recently filed Form 4, filed October 28, 2016, reported that he beneficially owned 99,701 shares following the transaction reported therein. This number was used as the starting point for Column 5 of Table I on this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 99,858 |
Reported balance
After 2016-01-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-04 · Other · Acquired 82 · Balance 99,858 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 99,940 |
Reported balance
After 2016-02-01 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-02-01 · Other · Acquired 82 · Balance 99,940 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,015 |
Reported balance
After 2016-03-01 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2016-03-01 · Other · Acquired 75 · Balance 100,015 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,092 |
Reported balance
After 2016-04-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2016-04-01 · Other · Acquired 77 · Balance 100,092 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,201 |
Reported balance
After 2016-05-02 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2016-05-02 · Other · Acquired 109 · Balance 100,201 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,270 |
Reported balance
After 2016-06-01 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2016-06-01 · Other · Acquired 69 · Balance 100,270 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,348 |
Reported balance
After 2016-07-01 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2016-07-01 · Other · Acquired 78 · Balance 100,348 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,418 |
Reported balance
After 2016-08-01 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2016-08-01 · Other · Acquired 70 · Balance 100,418 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,490 |
Reported balance
After 2016-09-01 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2016-09-01 · Other · Acquired 72 · Balance 100,490 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,597 |
Reported balance
After 2016-10-03 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2016-10-03 · Other · Acquired 107 · Balance 100,597 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,680 |
Reported balance
After 2016-11-01 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2016-11-01 · Other · Acquired 83 · Balance 100,680 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,759 |
Reported balance
After 2016-12-01 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2016-12-01 · Other · Acquired 79 · Balance 100,759 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,833 |
Reported balance
After 2017-01-03 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2017-01-03 · Other · Acquired 74 · Balance 100,833 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,914 |
Reported balance
After 2017-02-01 transaction · row 15
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 15 · 2017-02-01 · Other · Acquired 81 · Balance 100,914 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 101,001 |
Reported balance
After 2017-03-06 transaction · row 16
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 16 · 2017-03-06 · Other · Acquired 87 · Balance 101,001 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 99,973 |
Reported balance
After 2017-03-31 transaction · row 17
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 17 · 2017-03-31 · Tax withholding · Disposed 1,028 · Balance 99,973 F3: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. |
| Common StockSEC Table I · non-derivative | Direct | 100,103 |
Reported balance
After 2017-04-06 transaction · row 18
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 18 · 2017-04-06 · Other · Acquired 130 · Balance 100,103 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,183 |
Reported balance
After 2017-05-04 transaction · row 19
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 19 · 2017-05-04 · Other · Acquired 80 · Balance 100,183 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,262 |
Reported balance
After 2017-06-06 transaction · row 20
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 20 · 2017-06-06 · Other · Acquired 79 · Balance 100,262 F1: Shares purchased through employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 100,341 |
Reported balance
After 2017-07-07 transaction · row 21
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 21 · 2017-07-07 · Other · Acquired 79 · Balance 100,341 F1: Shares purchased through employee stock purchase plan. |
| Stock-settled Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $10.20 · Expires 2024-07-06 | Direct | 28,125 |
Reported balance
After 2017-07-06 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-07-06 · Grant · Acquired 28,125 · Balance 28,125 F4: Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased through employee stock purchase plan.
F2: Reporting Person's most recently filed Form 4, filed October 28, 2016, reported that he beneficially owned 99,701 shares following the transaction reported therein. This number was used as the starting point for Column 5 of Table I on this Form 4.
F3: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
F4: Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 79 | $10.29 | $812.91 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 21 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,341 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | GrantStock-settled Appreciation Rights · Derivative | 28,125 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · derivative · entry 22 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,125 Underlying: Common Stock · 28,125 shares Expires 2024-07-06 F4 · security: Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020. Read SEC document |
| June 06, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 79 | $9.88 | $780.52 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 20 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,262 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| May 04, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 80 | $9.98 | $798.40 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 19 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,183 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| April 06, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 130 | $9.27 | $1,205.10 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 18 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,103 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| March 31, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | Tax withholdingCommon Stock | 1,028 | $9.45 | $9,714.60 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 17 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,973 F3 · security: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| March 06, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 87 | $8.90 | $774.30 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 16 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,001 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| February 01, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 81 | $9.83 | $796.23 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 15 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,914 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| January 03, 2017 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 74 | $10.84 | $802.16 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 14 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,833 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| December 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 79 | $10.16 | $802.64 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 13 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,759 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| November 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 83 | $9.63 | $799.29 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 12 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,680 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:54 UTC | AGILYSYS INC AGYS · Entity 897 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001435 · edgar.xml · nonDerivative · entry 1 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,701 F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on November 15, 2018. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:57 UTC | AGILYSYS INC AGYS · Entity 897 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001425 · edgar.xml · nonDerivative · entry 1 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,701 F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on October 25, 2017. Read SEC document |
| October 03, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 107 | $11.17 | $1,195.19 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 11 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,597 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:49 UTC | AGILYSYS INC AGYS · Entity 897 | GrantCommon Stock | 2,638 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001358 · edgar.xml · nonDerivative · entry 1 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,701 F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest in one-third increments on March 31, 2017, 2018 and 2019. Read SEC document |
| September 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 72 | $11.15 | $802.80 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 10 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,490 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| August 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 70 | $11.42 | $799.40 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 9 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,418 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| July 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 78 | $10.29 | $802.62 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 8 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,348 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| June 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 69 | $11.62 | $801.78 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 7 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,270 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| May 02, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 109 | $11.04 | $1,203.36 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 6 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,201 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| April 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 77 | $10.33 | $795.41 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 5 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,092 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| March 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 75 | $10.66 | $799.50 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 4 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,015 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| February 01, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 82 | $9.73 | $797.86 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 3 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,940 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| January 04, 2016 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 82 | $9.80 | $803.60 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 2 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,858 F1 · security: Shares purchased through employee stock purchase plan. Read SEC document |
| December 09, 2015 Filed Jul 10, 2017 23:01 UTC | AGILYSYS INC AGYS · Entity 897 | OtherCommon Stock | 75 | $10.65 | $798.75 |
DisclosureSEC source: 0000950138-17-000549 · edgar.xml · nonDerivative · entry 1 Walker Jimmie D Jr · CIK 0001680655 · SVP Global Revenue 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,776 F1 · security: Shares purchased through employee stock purchase plan. F2 · balance_after: Reporting Person's most recently filed Form 4, filed October 28, 2016, reported that he beneficially owned 99,701 shares following the transaction reported therein. This number was used as the starting point for Column 5 of Table I on this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.